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Section 39

Expected vanishing and quartic sections

Lemma 39.1. The expected vanishing orders are SX(H)=38,SX(E)=73320,SX(B)=4180.S_X(H)=\frac38,\qquad S_X(E)=\frac{73}{320}, \qquad S_X(B)=\frac{41}{80}. Moreover, every prime divisor DD on XX has βX(D)>0\beta_X(D)>0.

Proof. For a,b≥0a,b\ge0 set V(a,b)=(aH+bB)3=2a3+12a2b+6ab2.V(a,b)=(aH+bB)^3=2a^3+12a^2b+6ab^2. The effective cone gives τ(H)=1\tau(H)=1 and τ(E)=1/2\tau(E)=1/2. The corresponding divisors remain nef up to their thresholds. Therefore SX(H)=120∫01(20−36u+18u2−2u3)du=38,SX(E)=120∫01/2(20−48u+6u2+20u3)du=73320.\begin{aligned} S_X(H)&=\frac1{20}\int_0^1 (20-36u+18u^2-2u^3)\,du=\frac38,\\ S_X(E)&=\frac1{20}\int_0^{1/2} (20-48u+6u^2+20u^3)\,du=\frac{73}{320}. \end{aligned} For BB the threshold is 3/23/2. Up to u=1u=1, the divisor L−uB=H+(1−u)BL-uB=H+(1-u)B is nef. For 1≤u≤3/21\le u\le3/2 its moving and fixed parts are (39.1)P(u)=(3−2u)H,N(u)=(u−1)E.\label{f213:eq:Bparts} P(u)=(3-2u)H,\qquad N(u)=(u-1)E. Indeed, intersection with the moving exceptional fibres forces the stated multiplicity of EE, and the residual divisor is a basepoint-free pullback. Consequently SX(B)=120(∫01(20−24u+6u2)du+∫13/22(3−2u)3du)=4180.S_X(B)=\frac1{20}\left( \int_0^1(20-24u+6u^2)\,du+ \int_1^{3/2}2(3-2u)^3\,du\right)=\frac{41}{80}. For a prime D≠ED\ne E, Lemma 38.5 gives D∼aH+bBD\sim aH+bB with nonnegative integral coefficients, not both zero. Thus D−HD-H or D−BD-B is effective. Monotonicity of volume gives SX(D)≤41/80<1=AX(D)S_X(D)\le41/80<1=A_X(D). The displayed value for EE gives the remaining assertion. ◻

Lemma 39.2. Let y∈ℙ2y\in\mathbb P^2 have reduced conic fibre FyF_y. A general line ℓ\ell through yy has smooth inverse image S=ψ−1(ℓ)S=\psi^{-1}(\ell). The restriction π|S\pi|_S is an isomorphism onto a smooth intersection of two quadrics in ℙ4\mathbb P^4, and CS=E|SC_S=E|_S is a smooth curve isomorphic to CC. Writing A=H|S=−KS,F=B|S,A=H|_S=-K_S,\qquad F=B|_S, we have A2=4,A⋅F=2,F2=0,CS=2A−F,CS2=8,A⋅CS=6.A^2=4,\quad A\cdot F=2,\quad F^2=0, \qquad C_S=2A-F,\quad C_S^2=8,\quad A\cdot C_S=6.

Proof. Bertini gives smoothness away from FyF_y. At every smooth point of this fibre, dψd\psi has rank two. If the fibre is reducible, it has one node, where dψd\psi has rank one because XX is smooth. Only one tangent direction of ℓ\ell is forbidden there. Thus a general choice is smooth everywhere.

The map ψ\psi sends every exceptional fibre ec⊂Ee_c\subset E isomorphically to a line, since B⋅ec=1B\cdot e_c=1. These lines form a curve Γ\Gamma in the dual plane, and Γ\Gamma is contained in no line. Otherwise all ψ(ec)\psi(e_c) would pass through a fixed point zz, so both linear forms M(x)zM(x)z would vanish on the nondegenerate curve CC, and hence identically. This contradicts their independence. The pencil of lines through yy is therefore not contained in Γ\Gamma, and a general SS contains no ece_c.

Eliminating y∈ℓy\in\ell in the two incidence equations shows that π(S)\pi(S) is the intersection of QQ with a quadric containing CC. Locally write C=(a,b)C=(a,b) and the latter equation as αa+βb+O((a,b)2)=0.\alpha a+\beta b+O((a,b)^2)=0. Its strict transform contains the whole fibre ece_c precisely when α(c)=β(c)=0\alpha(c)=\beta(c)=0. This was excluded; consequently π(S)\pi(S) is smooth along CC, and CC is Cartier on it. Its blow-up along CC is trivial, so π|S\pi|_S is an isomorphism. Away from CC the map is already an isomorphism. The curve CSC_S is therefore isomorphic to CC. Adjunction and Lemma 38.5 give the final formulas. ◻

Example 39.3. A reduced conic node can lie on EE. For the first matrix in (38.1), take Q={x0x3+x12+x22+x42=0}.Q=\{x_0x_3+x_1^2+x_2^2+x_4^2=0\}. The fibre over [0:0:1][0:0:1] has equation x12+x22=0x_1^2+x_2^2=0 in the plane x3=x4=0x_3=x_4=0. Its node c=[1:0:0:0:0]c=[1:0:0:0:0] belongs to CC. The quadric is smooth. In scroll coordinates its intersection with the scroll is s3ab+t2(s2+t2)a2+t2b2=0.s^3ab+t^2(s^2+t^2)a^2+t^2b^2=0. The coefficients never vanish simultaneously on ℙ1\mathbb P^1, and its discriminant s6−4s2t4−4t6s^6-4s^2t^4-4t^6 has six distinct roots. Hence CC is smooth. Lemma 39.2 includes this configuration; no assumption that the node avoids EE is needed.

Lemma 39.4. Let SS be as in Lemma 39.2, and refine the anticanonical series along SS. If sCs_C is a defining section of CSC_S, then its actual restricted spaces are (39.2)Wm,jS={H0(S,mA+(m−j)F),0≤j≤m,sCj−mH0(S,(3m−2j)A),m≤j≤⌊3m/2⌋,0,j>3m/2.\label{f213:eq:actualW} W^S_{m,j}=\begin{cases} H^0(S,mA+(m-j)F),&0\le j\le m,\\ s_C^{\,j-m}H^0(S,(3m-2j)A),&m\le j\le\lfloor3m/2\rfloor,\\ 0,&j>3m/2. \end{cases} For every divisorial valuation vv over SS, (39.3)S(WS;v)=320∫01(4+4t)SA+tF(v)dt+340SA(v)+180v(CS).\label{f213:eq:refinedS} S(W^S;v)=\frac3{20}\int_0^1(4+4t)S_{A+tF}(v)\,dt +\frac3{40}S_A(v)+\frac1{80}v(C_S). Here SD(v)S_D(v) denotes expected vanishing for the complete series of the ample ℚ\mathbb Q-divisor DD on SS, extended continuously to real coefficients.

Proof. For j≤mj\le m, the divisor mL−jBmL-jB is mH+(m−j)BmH+(m-j)B. Its restriction map to SS is surjective: by Kawamata–Viehweg vanishing, H1(X,mH+(m−j−1)B)=0,H^1(X,mH+(m-j-1)B)=0, since adding −KX-K_X gives the nef and big divisor (m+1)H+(m−j)B(m+1)H+(m-j)B. For j≥mj\ge m, equation (39.1) gives the exact fixed part (j−m)E(j-m)E, with residual series |(3m−2j)H||(3m-2j)H|. This residual series also restricts surjectively: for d≥0d\ge0, H1(X,dH−B)=0,dH−B−KX=(d+1)HH^1(X,dH-B)=0, \qquad dH-B-K_X=(d+1)H is nef and big. The effective threshold excludes larger jj. This proves (39.2); in particular these are equalities of spaces, not merely containments.

For u=j/mu=j/m, the normalized moving and fixed divisors on SS are uM(u)N(u)|SM(u)2[0,1]A+(1−u)F08−4u[1,3/2](3−2u)A(u−1)CS4(3−2u)2.\begin{array}{c|c|c|c} u& M(u)&N(u)|_S&M(u)^2\\ \hline {[0,1]}&A+(1-u)F&0&8-4u\\ {[1,3/2]}&(3-2u)A&(u-1)C_S&4(3-2u)^2. \end{array} The denominator Nm∼(20/6)m3N_m\sim(20/6)m^3 and surface Riemann–Roch give density (3/20)M(u)2du(3/20)M(u)^2\,du. The fixed contribution is exactly 320∫13/24(3−2u)2(u−1)duv(CS)=180v(CS).\frac3{20}\int_1^{3/2}4(3-2u)^2(u-1)\,du\;v(C_S) =\frac1{80}v(C_S). The moving contribution on the second interval is 320∫13/24(3−2u)3duSA(v)=340SA(v).\frac3{20}\int_1^{3/2}4(3-2u)^3\,du\;S_A(v) =\frac3{40}S_A(v). Changing variables to t=1−ut=1-u in the first interval proves (39.3). These limits also follow directly from the finite adapted bases in (39.2). The support is bounded, and the spaces contain an ample series, so the basis limits used in the common preliminaries apply. ◻

Remark 39.5. The coefficient 1/801/80 in (39.3) is the contribution of the fixed components. Vanishing along CSC_S arising from the moving sections is already included in the two SS-terms. Since CSC_S is smooth, v(CS)≤AS(v)v(C_S)\le A_S(v) for every divisorial valuation vv. This remains true at a conic node lying on CSC_S.