Text size

Section 21

Global reduction and nodal auxiliary sections

We first record the fibre estimates and the argument at AA-type singular points. The estimates at DD-type points and at smooth points on the special lines are supplied by Theorem 19.1.

Theorem 21.1. Let p∈X\Ep\in X\setminus E, and let F0F_0 be its fibre. Suppose that there is a smooth hyperplane section S¯⊂V\overline S\subset V through π(p)\pi(p) such that:

  1. S¯\overline S contains no line through π(p)\pi(p) and meets CC transversally at four distinct points;

  2. if SS is its strict transform on XX, then B=F0|SB=F_0|_S is irreducible and has an ordinary node at pp.

Then every prime divisor QQ over XX with centre pp satisfies βX(Q)≥1116ordQ(S)>0.\beta_X(Q)\ge\frac{11}{16}\mathop{\mathrm{ord}}_Q(S)>0.

For a prime Cartier divisor T⊂XT\subset X, write Wm,jT=im(H0(X,mL−jT)→H0(T,(mL−jT)|T)).W^T_{m,j}=\operatorname{im}\bigl(H^0(X,mL-jT)\longrightarrow H^0(T,(mL-jT)|_T)\bigr). Expected orders retain the normalization mNmmN_m.

21.1 The fibre estimates

Lemma 21.2 (The strict adjunction inequality). Suppose that (X,T)(X,T) is purely log terminal near pp and that the different on TT is zero. If the local threshold of WTW^T at pp is at least 11 and SX(T)<1S_X(T)<1, then βX(Q)≥(1−SX(T))ordQ(T)\beta_X(Q)\geq(1-S_X(T))\mathop{\mathrm{ord}}_Q(T) for every prime divisor QQ whose centre contains pp. In particular the inequality is strict when cX(Q)⊂Tc_X(Q)\subset T.

Proof. This is [4, proof of Theorem 3.3, equation (3.6)], with λ=1\lambda=1. For completeness, choose an mm-basis divisor compatible with the filtrations of both TT and QQ, and write it as amT+D′ma_mT+D'_m, where am→SX(T)a_m\to S_X(T). The restriction D′m|TD'_m|_T is a basis divisor of WTW^T. The threshold assumption and convergence for refined series provide numbers λm→1\lambda_m\to1, with λm>0\lambda_m>0, such that (T,λmD′m|T)(T,\lambda_m D'_m|_T) is log canonical near pp. Inversion of adjunction gives AX(Q)≥λmordQ(D′m)+ordQ(T).A_X(Q)\geq \lambda_m\mathop{\mathrm{ord}}_Q(D'_m)+\mathop{\mathrm{ord}}_Q(T). Compatibility with QQ and passage to the limit give the assertion. A valuation has positive order on TT when its centre is contained in TT. ◻

Lemma 21.3. One has L3=16L^3=16 and SX(F)=1116,SX(H)=516,SX(E)=38.S_X(F)=\frac{11}{16},\qquad S_X(H)=\frac5{16},\qquad S_X(E)=\frac38.

Proof. The intersection numbers are H3=H2F=4H^3=H^2F=4 and HF2=F3=0HF^2=F^3=0. For 0≤t≤20\leq t\leq2, the positive and fixed parts of L−tFL-tF are (Pt,Nt)={(H+(1−t)F,0),0≤t≤1,((2−t)H,(t−1)E),1≤t≤2.(P_t,N_t)= \begin{cases} (H+(1-t)F,0),&0\leq t\leq1,\\ ((2-t)H,(t-1)E),&1\leq t\leq2. \end{cases} Indeed, HH and FF are nef. For t>1t>1, restriction to an exceptional fibre of π\pi forces multiplicity at least t−1t-1 along EE, and the remaining divisor is (2−t)H(2-t)H. For t>2t>2 the intersection with H2H^2 is negative. Consequently SX(F)=116(∫01(16−12t)dt+∫124(2−t)3dt)=1116.S_X(F)=\frac1{16}\left(\int_0^1(16-12t)\,dt+ \int_1^2 4(2-t)^3\,dt\right)=\frac{11}{16}. The divisor L−uH=(1−u)H+FL-uH=(1-u)H+F is nef precisely for 0≤u≤10\leq u\leq1 and is not pseudoeffective for u>1u>1, since its intersection with HFHF is then negative. Similarly L−uE=(1−u)H+(1+u)FL-uE=(1-u)H+(1+u)F is nef for 0≤u≤10\leq u\leq1 and is not pseudoeffective afterwards. Thus SX(H)=116∫014(1−u)2(4−u)du=516,SX(E)=116∫01(16−24u+8u3)du=38.S_X(H)=\frac1{16}\int_0^1 4(1-u)^2(4-u)\,du=\frac5{16}, \qquad S_X(E)=\frac1{16}\int_0^1(16-24u+8u^3)\,du=\frac38. ◻

Lemma 21.4 (Refinement by a fibre). Let F0F_0 be a fibre with at most Du Val singularities and set C0=E|F0C_0=E|_{F_0}. For every prime divisor QQ over F0F_0, S(WF0;Q)=116ordQ(C0)+1516SF0(Q).S(W^{F_0};Q)=\frac1{16}\mathop{\mathrm{ord}}_Q(C_0)+\frac{15}{16}S_{F_0}(Q). Consequently, if p∈F0p\in F_0 and dp=δp(F0)d_p=\delta_p(F_0), then δp(X)≥{min{16/11,16dp/15},p∉E,min{16/11,16dp/(dp+15)},p∈E.\delta_p(X)\geq \begin{cases} \min\{16/11,16d_p/15\},&p\notin E,\\ \min\{16/11,16d_p/(d_p+15)\},&p\in E. \end{cases} If dp≥1d_p\geq1, every prime divisor over XX whose centre contains pp and is contained in F0F_0 has positive β\beta-invariant.

Proof. The surface F0F_0 is isomorphic to its image on VV: blowing up the Cartier curve CC on that hyperplane section is an isomorphism. The curve C0C_0 is smooth, lies in the smooth locus, and is anticanonical on F0F_0. The decomposition in Lemma 21.3 restricts to −KF0-K_{F_0} for 0≤t≤10\leq t\leq1 and to (2−t)(−KF0)(2-t)(-K_{F_0}) for 1≤t≤21\leq t\leq2, with fixed part (t−1)C0(t-1)C_0 in the latter interval.

These restrictions give complete moving systems for the asymptotic calculation. For rational 0<t<10<t<1, the divisor L−tFL-tF is ample; the restriction sequence and vanishing give surjectivity onto F0F_0 for sufficiently divisible large multiples. For 1<t<21<t<2, remove the fixed multiple of EE. The remaining sections come from multiples of HH on VV, and restriction to the hyperplane section is surjective since VV is arithmetically Cohen–Macaulay. The endpoints have measure zero. Thus the refined volume formula gives S(WF0;Q)=316∫124(2−t)2(t−1)ordQ(C0)dt+316(1+∫12(2−t)3dt)∫0∞vol(−KF0−vQ)dv=116ordQ(C0)+1516SF0(Q).\begin{aligned} S(W^{F_0};Q) &=\frac3{16}\int_1^2 4(2-t)^2(t-1)\mathop{\mathrm{ord}}_Q(C_0)\,dt\\ &\quad+\frac3{16}\left(1+\int_1^2(2-t)^3\,dt\right) \int_0^\infty\mathop{\mathrm{vol}}(-K_{F_0}-vQ)\,dv\\ &=\frac1{16}\mathop{\mathrm{ord}}_Q(C_0)+\frac{15}{16}S_{F_0}(Q). \end{aligned} This is the same calculation as [8, Lemma 2.1]; its proof uses L3=4dL^3=4d and works here with d=4d=4. If the centre contains a point outside C0C_0, its order on C0C_0 is zero. Otherwise ordQ(C0)≤AF0(Q)\mathop{\mathrm{ord}}_Q(C_0)\leq A_{F_0}(Q), since (F0,C0)(F_0,C_0) is log canonical. Abban–Zhuang adjunction gives the displayed estimates. If dp≥1d_p\geq1, the refined threshold is at least 11, so Lemma 21.2, applied with T=F0T=F_0, gives βX(Q)≥516ordQ(F0)>0\beta_X(Q)\geq\frac5{16}\mathop{\mathrm{ord}}_Q(F_0)>0 for the indicated centres. ◻

Example 21.5 (Smooth fibres). A smooth quartic del Pezzo surface has δ=4/3\delta=4/3; see [3, 12]. Thus δp(X)≥64/45\delta_p(X)\geq64/45 if pp lies on a smooth fibre and p∉Ep\notin E, while δp(X)≥64/49\delta_p(X)\geq64/49 if p∈Ep\in E. In particular all centres meeting the locus of smooth fibres are excluded.

21.2 The nodal auxiliary section

We prove Theorem 21.1. Retain its notation. The morphism S→S¯S\to\overline S blows up four distinct points, with exceptional curves e1,…,e4e_1,\ldots,e_4. Write h=H|Sh=H|_S and b=F|S=−KSb=F|_S=-K_S. Thus h2=hb=4h^2=hb=4, b2=0b^2=0 and B∼bB\sim b. For a∈[0,1]a\in[0,1] put Da=ah+bD_a=ah+b. These are the restrictions of L−uHL-uH with a=1−ua=1-u.

Let σ:S̃→S\sigma\colon\widetilde S\to S be the blowup of pp, with exceptional curve GG. We use the same letters for pullbacks of hh and bb, and put B̃=b−2G\widetilde B=b-2G. Then G2=−1G^2=-1, B̃2=−4\widetilde B^2=-4 and GB̃=2G\widetilde B=2. The curve B̃\widetilde B is smooth and meets GG transversally at two distinct points.

Lemma 21.6 (Nef class and Zariski decomposition). The class T=h−2GT=h-2G is nef. The pseudoeffective threshold of GG with respect to σ*Da\sigma^*D_a is 2+2a2+2a, and the Zariski decomposition of σ*Da−vG\sigma^*D_a-vG is 0≤v≤2a:Pa,v=ah+b−vG,Na,v=0,2a≤v≤2+2a:Pa,v=aT+(1+a−v/2)b,Na,v=(v/2−a)B̃.\begin{array}{lll} 0\leq v\leq2a:&P_{a,v}=ah+b-vG,&N_{a,v}=0,\\[2pt] 2a\leq v\leq2+2a:&P_{a,v}=aT+(1+a-v/2)b, &N_{a,v}=(v/2-a)\widetilde B. \end{array}

Proof. Blowing up π(p)\pi(p) on the smooth quartic del Pezzo surface S¯\overline S gives a smooth cubic surface, since S¯\overline S contains no line through this point. Its exceptional curve is a line. Projection from this line gives a conic bundle with fibre class h−2Gh-2G. Pullback after the other four blowups proves that TT is nef. The class bb is also nef, being the pullback of the elliptic fibration on SS.

For 0≤v≤2a0\leq v\leq2a, the proposed positive part lies on the segment between the nef classes ah+bah+b and aT+baT+b. On the second interval it is a nonnegative combination of TT and bb. The negative part is supported on the curve B̃\widetilde B of square −4-4, and Pa,vB̃=0P_{a,v}\widetilde B=0. These conditions prove that this is the Zariski decomposition. Finally T⋅(ah+b−vG)=4a+4−2v,T\cdot(ah+b-vG)=4a+4-2v, which is negative for v>2+2av>2+2a. This proves the claimed threshold. ◻

Lemma 21.7 (The three refined integrals). For the refinement of WSW^S by GG, the expected order of GG is at most 22. On GG, the subsequent point terms are at most 5/85/8 away from G∩B̃G\cap\widetilde B and at most 11 at either point of G∩B̃G\cap\widetilde B. Consequently the local threshold of WSW^S at pp is at least 11.

Proof. The surface-volume and curve-restriction formulas of Abban–Zhuang theory, with the original normalization L3=16L^3=16, have factor 3/163/16. Complete positive-part systems give upper bounds for the actual restricted systems, so the following upper bounds suffice without an assertion of completeness at boundary parameters. Lemma 21.6 gives Pa,v2={4a2+8a−v2,0≤v≤2a,8a+8a2−4av,2a≤v≤2+2a,Pa,v⋅G={v,v≤2a,2a,v≥2a.P_{a,v}^2=\begin{cases} 4a^2+8a-v^2,&0\leq v\leq2a,\\ 8a+8a^2-4av,&2a\leq v\leq2+2a, \end{cases} \quad P_{a,v}\cdot G=\begin{cases}v,&v\leq2a,\\2a,&v\geq2a.\end{cases} The expected order of GG is therefore at most 316∫01(∫02a(4a2+8a−v2)dv+∫2a2+2a(8a+8a2−4av)dv)da=316∫01(163a3+16a2+8a)da=2.\begin{aligned} &\frac3{16}\int_0^1\left(\int_0^{2a}(4a^2+8a-v^2)\,dv +\int_{2a}^{2+2a}(8a+8a^2-4av)\,dv\right)da\\ &\quad =\frac3{16}\int_0^1\left(\frac{16}3a^3+16a^2+8a\right)da=2. \end{aligned} The moving contribution to a point term on GG is at most 316∫01(∫02av2dv+∫2a2+2a4a2dv)da=316∫01(83a3+8a2)da=58.\frac3{16}\int_0^1\left(\int_0^{2a}v^2\,dv+ \int_{2a}^{2+2a}4a^2\,dv\right)da =\frac3{16}\int_0^1\left(\frac83a^3+8a^2\right)da=\frac58. At a transverse intersection with B̃\widetilde B, the fixed-part contribution is 316∫01∫2a2+2a2(2a)(v/2−a)dvda=316∫014ada=38.\frac3{16}\int_0^1\int_{2a}^{2+2a} 2(2a)(v/2-a)\,dv\,da =\frac3{16}\int_0^1 4a\,da=\frac38. Thus the point term is at most 5/8+3/8=15/8+3/8=1. Since AS(G)=2A_S(G)=2 and the different on GG is zero, surface adjunction gives a local threshold at least min{2/2,1}=1\min\{2/2,1\}=1. ◻

Proof of Theorem 21.1. Apply Lemma 21.2 with T=ST=S, using Lemma 21.7 and SX(S)=5/16S_X(S)=5/16. For a divisor centred at pp one has ordQ(S)>0\mathop{\mathrm{ord}}_Q(S)>0, which proves the assertion. ◻

Remark 21.8. The equality 2/AS(G)=12/A_S(G)=1 is not discarded. Strictness comes from the term (1−SX(S))ordQ(S)(1-S_X(S))\mathop{\mathrm{ord}}_Q(S) on the threefold. The calculation uses a Zariski decomposition on the surface S̃\widetilde S, together with the nef divisors L−uHL-uH on XX. It does not compute a Zariski decomposition on a threefold obtained by a weighted blowup.

21.3 Exclusion of the centres

Lemma 21.9. If AA is a quartic del Pezzo surface with Du Val singularities and p∈Ap\in A is smooth, then δp(A)≥1\delta_p(A)\ge1 unless pp lies on one of the special lines in Lemma 22.17. The exceptional possibilities are: singularity type of Athreshold on the special lineA2+A1,A2+2A16/7A3+A1,A3+2A13/4A424/29D53/4.\begin{array}{c|c} \text{singularity type of }A&\text{threshold on the special line}\\\hline A_2+A_1,\ A_2+2A_1&6/7\\ A_3+A_1,\ A_3+2A_1&3/4\\ A_4&24/29\\ D_5&3/4. \end{array}

Proof. This is the smooth-locus content of the complete quartic tables in [12, §6.2, Tables 21–35]. A smooth quartic del Pezzo surface has threshold 4/34/3. For the singular surfaces, the values below one in their smooth loci are exactly those in the table. In particular, the smooth-locus bound for a D4D_4 surface is one, while that for a surface with a single A2A_2 or A3A_3 singularity is at least one. The equations and incidences of the special lines are given in Lemma 22.17. ◻

Lemma 21.10. If pp is an AnA_n singular point of a fibre, for n≥1n\geq1, then a general hyperplane section S¯⊂V\overline S\subset V through π(p)\pi(p) satisfies the hypotheses of Theorem 21.1.

Proof. Every fibre is smooth along CC, since the two hyperplanes cutting out CC have independent differentials on VV there. Thus p∉Ep\notin E. A general hyperplane section through π(p)\pi(p) is smooth and meets CC transversally at four distinct points. There are only finitely many lines on VV through π(p)\pi(p). Indeed, their directions are cut out by two quadrics in the projectivized tangent space ℙ2\mathbb P^2; a positive-dimensional intersection would give a plane or a quadric cone surface in VV, or the two quadrics would coincide and give a quadric cone surface. Such a surface has degree 11 or 22, whereas Pic(V)=ℤ[H]\operatorname{Pic}(V)=\mathbb Z[H] makes every effective divisor have degree divisible by 44. Hence S¯\overline S can be chosen to contain none of these lines.

The general hyperplane section of the integral fibre through its singular point is irreducible, by Bertini irreducibility. Here projection from that point has two-dimensional image: otherwise the fibre would be a cone with that vertex. Since the fibre is nondegenerate in ℙ4\mathbb P^4, such a vertex has embedding dimension 44, whereas a hypersurface in the smooth threefold VV has embedding dimension at most 33. Locally an AnA_n singularity has equation xy+zn+1=0xy+z^{n+1}=0. Restriction to a general smooth surface through the point has a nondegenerate quadratic term in two variables, and so gives an ordinary node. The section has arithmetic genus 11 and is irreducible; the node accounts for its entire arithmetic genus, so it has no other singularities. Its strict transform on SS therefore has the required properties. ◻

Proof of Theorem 1.1 for Family 2.10. Let QQ be a prime divisor over XX, and put Z=cX(Q)Z=c_X(Q). If ZZ dominates ℙ1\mathbb P^1, then ZZ meets a smooth fibre. Example 21.5 gives βX(Q)>0\beta_X(Q)>0.

Otherwise ZZ is contained in a fibre F0F_0. Suppose first that ZZ meets its smooth locus, and choose a point pp of this intersection. If pp is on a special line, Theorem 19.1(3) gives δp(X)≥32/27>1\delta_p(X)\ge32/27>1, so βX(Q)>0\beta_X(Q)>0. If pp is not on a special line, Lemma 21.9 gives δp(F0)≥1\delta_p(F_0)\ge1. The strict fibre estimate in Lemma 21.4 then gives βX(Q)≥516ordQ(F0)>0,\beta_X(Q)\ge\frac5{16}\mathop{\mathrm{ord}}_Q(F_0)>0, because Z⊂F0Z\subset F_0.

The remaining possibility is that ZZ is a singular point of F0F_0. Quartic Du Val del Pezzo surfaces have only AA-type, D4D_4, or D5D_5 singularities. For an AA-type point, Lemma 21.10 and Theorem 21.1 give βX(Q)>0\beta_X(Q)>0. For a D4D_4 or D5D_5 point, apply Theorem 19.1(1)–(2). Thus every prime divisor over XX has positive βX\beta_X, and the valuative criterion proves K-stability. ◻