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Section 22

The exceptional-surface estimates

22.1 The D4 point

Theorem 22.1. If pp is a D4D_4 singular point of a fibre, then δp(X)≥16/15\delta_p(X)\ge16/15.

Lemma 22.2. The coarse exceptional surface is G=ℙ(1,1,3)V,W,ZG=\mathbb P(1,1,3)_{V,W,Z}, where V=vV=v, W=wW=w, Z=z2Z=z^2. If M=𝒪G(1)M=\mathcal O_G(1), then −G|G=12M,AX(G)=7,ΔG=12(Z=0),B=(Z−VW(V+W)=0)∼3M.-G|_G=\tfrac12M,\quad A_X(G)=7,\quad \Delta_G=\tfrac12(Z=0),\quad B=(Z-VW(V+W)=0)\sim3M. One has α(G,ΔG;M)=1\alpha(G,\Delta_G;M)=1. The curve BB is ℙ1\mathbb P^1 with coordinates [V:W][V:W], and ΔB=12QV+12QW+12QV+W\Delta_B=\tfrac12Q_V+\tfrac12Q_W+\tfrac12Q_{V+W}.

Proof. Take the second Veronese of the native ring of weights (2,3,2)(2,3,2). Lemma 5.2 gives the discrepancy and the boundary. Eliminating uu gives the equation of BB. It misses the vertex of GG; projection to [V:W][V:W] is an isomorphism. The boundary meets it transversally in the three distinct stated points, proving the plt assertion and different. The alpha computation follows from Lemma 3.2. ◻

Lemma 22.3 (The exact curve spaces and their point orders). After removing bqzηb^qz^\eta, set T=min(m,2m−q)−ηT=\min(m,2m-q)-\eta and let 2i+j+k=n2i+j+k=n. The restrictions of the standard monomials span VaWaH0(ℙ1,𝒪(n−2a)),a=max(0,n−T),0≤n≤2T.V^aW^aH^0(\mathbb P^1,\mathcal O(n-2a)),\qquad a=\max(0,n-T),\quad 0\le n\le2T. Consequently S(WB;QV)=S(WB;QW)=1532,S(WB;Q)=516(Q≠QV,QW).S(W^B;Q_V)=S(W^B;Q_W)=\frac{15}{32},\qquad S(W^B;Q)=\frac5{16}\quad(Q\ne Q_V,Q_W).

Proof. On BB, u=−VWu=-VW. Thus uivjwku^iv^jw^k restricts, up to sign, to Vi+jWi+kV^{i+j}W^{i+k}. The condition jk=0jk=0 says that ii is the smaller of these two exponents. The ordinary-degree bound is n−i≤Tn-i\le T. Therefore all and only the binary monomials with both exponents at least aa occur. Their dimension is n−2a+1n-2a+1. The mean vanishing at either coordinate endpoint is n/2n/2; at another point it is (n−2a)/2(n-2a)/2. Restoring zηz^\eta adds η/2\eta/2 at the three boundary points, a bounded correction.

For completeness put M(q)=min(1,2−q)M(q)=\min(1,2-q), 0≤q≤20\le q\le2, after rescaling by mm. With a=max(0,n−M)a=\max(0,n-M) and λ=n−2a\lambda=n-2a, the two intervals [0,M][0,M], [M,2M][M,2M] give ∫02Mλdn=M2,∫02Mλn2dn=M32,∫02Mλ22dn=M33.\int_0^{2M}\lambda\,dn=M^2,\qquad \int_0^{2M}\lambda\frac n2\,dn=\frac{M^3}2,\qquad \int_0^{2M}\frac{\lambda^2}2\,dn=\frac{M^3}3. Since ∫02M2dq=4/3\int_0^2M^2dq=4/3 and ∫02M3dq=5/4\int_0^2M^3dq=5/4, division by 4/34/3 gives the stated means. The two residue classes contribute equally to numerator and denominator, and give Nm=(8/3)m3+O(m2)N_m=(8/3)m^3+O(m^2). Endpoint and residue errors contribute O(m3)O(m^3) to order sums, so disappear after division by mNmmN_m. ◻

Example 22.4. For T=4,n=6T=4,n=6, the curve space is V2W2H0(ℙ1,𝒪(2))V^2W^2H^0(\mathbb P^1,\mathcal O(2)). Its dimension is three; its mean order at QVQ_V and QWQ_W is three, and at any other point it is one, before the bounded residue correction.

Proof of Theorem 22.1. The residual-degree average after removing BB is R=12SX(G)−3S(W;B)=3−3316=1516.R=\tfrac12S_X(G)-3S(W;B)=3-\frac{33}{16}=\frac{15}{16}. Lemmas 3.3 and 22.2 give threshold at least 16/1516/15 for centres not contained in BB. Along BB, the curve term is 16/1116/11. The point terms are 16/1516/15 at QV,QWQ_V,Q_W, 8/58/5 at QV+WQ_{V+W}, and 16/516/5 elsewhere. Thus δ(G,ΔG;W)≥16/15\delta(G,\Delta_G;W)\ge16/15.

The positivity conditions are elementary here. The support is described by 0≤q≤2m0\le q\le2m and 0≤n≤2min(m,2m−q)0\le n\le2\min(m,2m-q) up to bounded residue corrections. Every interior integral ray has linearly growing curve dimension. For WW, sufficiently small positive native weight relative to mm includes every weighted polynomial in v,z,wv,z,w of that weight, and hence a complete ample series on a Cartier Veronese. For WBW^B, the interior ray (m,q,n)=(6k,k,3k)(m,q,n)=(6k,k,3k) gives the complete series of degree 3k3k with η=0\eta=0. Bounded support and eventual nonvanishing on the other interior rays also follow from the refinement construction in [4, Example 2.15], since Lemma 20.4 identifies the actual refinement. Both residue classes are retained as in Proposition 2.7. The plt assertions were checked above. Proposition 2.7 now gives δp(X)≥min{7/6,16/15}=16/15.\delta_p(X)\ge\min\{7/6,16/15\}=16/15. ◻

22.2 The D5 point

Theorem 22.5. If pp is a D5D_5 singular point of a fibre, then δp(X)=9/8\delta_p(X)=9/8.

22.2.1 The exceptional surface and the first obstruction

Lemma 22.6. Here G=ℙ(2,1,3)U,V,WG=\mathbb P(2,1,3)_{U,V,W}, with U=zU=z, V=wV=w, W=v2W=v^2. For M=𝒪G(1)M=\mathcal O_G(1), −G|G=12M,AX(G)=9,ΔG=12(W=0),B=(U2−UV2−VW=0)∼4M.-G|_G=\tfrac12M,\quad A_X(G)=9,\quad \Delta_G=\tfrac12(W=0),\quad B=(U^2-UV^2-VW=0)\sim4M. On V=1V=1, put r=Ur=U; then W=r(r−1)W=r(r-1). Write Q0,Q1,Q∞Q_0,Q_1,Q_\infty for r=0,1,∞r=0,1,\infty. The pair (G,ΔG+B)(G,\Delta_G+B) is plt along BB, B≅ℙ1B\cong\mathbb P^1, and ΔB=12Q0+12Q1+23Q∞,\Delta_B=\tfrac12Q_0+\tfrac12Q_1+\tfrac23Q_\infty, (V|B)=23Q∞,(U|B)=Q0+13Q∞,(W|B)=Q0+Q1.(V|_B)=\tfrac23Q_\infty,\quad (U|_B)=Q_0+\tfrac13Q_\infty,\quad (W|_B)=Q_0+Q_1.

Proof. Take the second Veronese of the native weights (3,4,2)(3,4,2) and use Lemma 5.2. On V=1V=1 elimination gives u=−W−U=−r2u=-W-U=-r^2 and the displayed parameterization. The sole point outside this chart is [0:0:1][0:0:1]. Its index-three cover has coordinates (U,V)(U,V) and equation U2−UV2−V=0U^2-UV^2-V=0; it is smooth with V=U2+O(U5)V=U^2+O(U^5). The quotient parameter is U3U^3, so the quotient curve is smooth and rr has a simple pole. The rational coordinate orders and the different follow from this chart and the two transverse boundary intersections in the affine chart. These charts also verify plt. ◻

Lemma 22.7 (The tangent-curve computation). One has S(WB;Q0)=58,S(WB;Q)=524(Q≠Q0).S(W^B;Q_0)=\frac58,\qquad S(W^B;Q)=\frac5{24}\quad(Q\ne Q_0).

Proof. Fix m,q,ηm,q,\eta, put T=min(m,2m−q)−ηT=\min(m,2m-q)-\eta, and set 3i+2j+k=n3i+2j+k=n in the standard monomial uivηzjwkbqu^iv^\eta z^jw^kb^q. After removing bqvηb^qv^\eta, dividing by VnV^n on BB gives the powers r2i+jr^{2i+j}, with ik=0ik=0 and i+j+k≤Ti+j+k\le T. Their span is exactly ra⟨1,r,…,rD−a⟩,a=max(0,n−T),D=⌊2n/3⌋,0≤n≤3T.r^a\langle1,r,\ldots,r^{D-a}\rangle, \quad a=\max(0,n-T),\quad D=\lfloor2n/3\rfloor,\quad0\le n\le3T. Indeed, the group i=0i=0 supplies consecutive exponents from max(0,n−T)\max(0,n-T) to ⌊n/2⌋\lfloor n/2\rfloor. In the group k=0k=0, increasing ii by two and decreasing jj by three increases 2i+j2i+j by one; this supplies the remaining consecutive exponents up to ⌊2n/3⌋\lfloor2n/3\rfloor, subject to the same lower bound.

The mean orders before the residue correction are (a+D)/2(a+D)/2 at zero, 2n/3−(a+D)/22n/3-(a+D)/2 at infinity, and (D−a)/2(D-a)/2 elsewhere. The factor vηv^\eta adds η/2\eta/2 at Q0,Q1Q_0,Q_1 only. Set M=min(1,2−q)M=\min(1,2-q) in the limit. The dimension function is λ=2n/3\lambda=2n/3 for 0≤n≤M0\le n\le M and λ=M−n/3\lambda=M-n/3 for M≤n≤3MM\le n\le3M. Direct integration gives f1n(a+2n/3)/2(2n/3−a)/2∫03MλfdnM24M3/32M3/32M3/9.\begin{array}{c|cccc} f&1&n&(a+2n/3)/2&(2n/3-a)/2\\\hline \int_0^{3M}\lambda f\,dn&M^2&4M^3/3&2M^3/3&2M^3/9. \end{array} The last column is both the mean at infinity and the mean at an ordinary point in the limit. Integrating in qq and dividing by 4/34/3 gives 5/85/8 and 5/245/24. The residue and rounding errors vanish as in the D4D_4 computation. ◻

Remark 22.8. The residual-degree average is R=12SX(G)−4S(W;B)=4−114=54.R=\tfrac12S_X(G)-4S(W;B)=4-\frac{11}4=\frac54. The global alpha invariant is one. Thus the direct residual estimate only gives 4/54/5. Moreover, at Q0Q_0 the tangent-curve estimate gives (1/2)/(5/8)=4/5(1/2)/(5/8)=4/5. Neither proves stability. This is the precise point at which a literal reuse of the Family 2.5 estimates fails. We treat Q0Q_0 by an additional surface extraction, and cover the other centres separately.

22.2.2 The additional blowup on the exceptional surface

Let ρ:Ĝ→G\rho\colon\widehat G\to G blow up the smooth point Q0Q_0, and let KK be its exceptional curve. On V=1V=1 use coordinates U,WU,W. Then AG,ΔG(K)=3/2A_{G,\Delta_G}(K)=3/2, and the different on K≅ℙ1K\cong\mathbb P^1 is one half of the point corresponding to W=0W=0.

Lemma 22.9 (Identification of this refinement). For the refinement by KK, the secondary orders of (u,v,z,w,b)(u,v,z,w,b) are (1,1/2,1,0,1)(1,1/2,1,0,1). Its initial ring is R01=ℂ[u,v,z,w,a,b,e](eau+v2+zw,e2ab+uw).R_{01}=\frac{\mathbb C[u,v,z,w,a,b,e]} {(eau+v^2+zw,\ e^2ab+uw)}. It is a domain and computes the actual point-order filtration of WW at Q0Q_0.

Proof. The second relation loses z2z^2, whose secondary order is two. The two equations are a regular sequence. Modulo ee or aa they become (v2+zw,uw)(v^2+zw,uw), which has height two. Hence a,ea,e are regular. Localization at aeae eliminates u,bu,b and gives a polynomial ring in v,z,wv,z,w, proving that the ring is a domain. It remains injective after localizing at ww. On the chart a=e=w=1a=e=w=1, the equations are u=−W−Uu=-W-U and b=W+Ub=W+U. Their secondary orders are precisely those of the ordinary blowup of the origin in (U,W)(U,W). The fixed bidegree and native weight remove the common unit factors before restriction. This proves the required identification, including cancellations. The half order of vv means that its rational zero divisor is half of (W=0)(W=0); it causes only bounded residue corrections below. ◻

Lemma 22.10 (Polynomial intervals on KK). For the standard monomial uivηzjwkbqu^iv^\eta z^jw^kb^q, put n=3i+2j+k+4q,κ=i+j+q,l=i+q.n=3i+2j+k+4q,\qquad \kappa=i+j+q,\qquad l=i+q. Its native weight is 2n+3η2n+3\eta and its order at KK is κ+η/2\kappa+\eta/2. For fixed (m,η,n,κ)(m,\eta,n,\kappa), the possible integers ll are precisely the interval Lm≤l≤UmL_m\le l\le U_m, where Lm=max(0,⌈n−κ−m+η3⌉,⌈n−κ−2m+η2⌉),Um=min(κ,n−2κ,m−η+n−3κ),κ≤2m−η.\begin{aligned} L_m&=\max\left(0,\left\lceil\frac{n-\kappa-m+\eta}{3}\right\rceil, \left\lceil\frac{n-\kappa-2m+\eta}{2}\right\rceil\right),\\ U_m&=\min(\kappa,n-2\kappa,m-\eta+n-3\kappa), \qquad \kappa\le2m-\eta. \end{aligned} On KK, write r=U/Wr=U/W. Apart from the residue factor, their restrictions span rκ−Um(r+1)LmH0(ℙ1,𝒪(Um−Lm)).r^{\kappa-U_m}(r+1)^{L_m}H^0(\mathbb P^1,\mathcal O(U_m-L_m)). Thus the mean orders at r=0,−1,∞r=0,-1,\infty are respectively κ−Lm+Um2,Lm+Um2,Um−Lm2+η2;\kappa-\frac{L_m+U_m}{2},\quad \frac{L_m+U_m}{2},\quad \frac{U_m-L_m}{2}+\frac\eta2; at another point the last term is (Um−Lm)/2(U_m-L_m)/2.

Proof. The leading monomials remain v2,uwv^2,uw, so ik=0ik=0. Given ll, the equations imply q=min(l,n−l−2κ),i=l−q,j=κ−l,k=n−l−2κ−q.q=\min(l,n-l-2\kappa),\quad i=l-q,\quad j=\kappa-l, \quad k=n-l-2\kappa-q. Nonnegativity and the two degree bounds are equivalent to the displayed interval and the bound on κ\kappa. On V=1V=1, the restriction is, up to sign, (W+U)i+qUjWη/2(W+U)^{i+q}U^jW^{\eta/2}. After taking its leading form on the blowup, division by Wκ+η/2W^{\kappa+\eta/2} gives (r+1)lrκ−l(r+1)^lr^{\kappa-l}. Consecutive values of ll form a basis of the displayed complete polynomial space. Its fixed factors and moving degree give the means. The factor Wη/2W^{\eta/2} adds only the stated order at infinity. ◻

Example 22.11. For m=6,η=0,n=9,κ=3m=6,\eta=0,n=9,\kappa=3, the interval is 0≤l≤30\le l\le3. The four polynomials are r3,r2(r+1),r(r+1)2,(r+1)3r^3,r^2(r+1),r(r+1)^2,(r+1)^3. They span the complete cubic series, so every point has mean order 3/23/2.

Lemma 22.12 (The additional expected orders). One has S(W;K)=3732,S(WK;0)=516,S(WK;−1)=2732,S(WK;Q)=59288(Q≠0,−1).S(W;K)=\frac{37}{32},\qquad S(W^K;0)=\frac5{16},\quad S(W^K;-1)=\frac{27}{32},\quad S(W^K;Q)=\frac{59}{288}\ (Q\ne0,-1). Consequently δQ0(G,ΔG;W)≥32/27\delta_{Q_0}(G,\Delta_G;W)\ge32/27.

Proof. We give the integrals to make the normalization explicit. Rescale (κ,n)(\kappa,n) by mm and write them as (x,y)(x,y). Put L=max(0,(y−x−1)/3,(y−x−2)/2),U=min(x,y−2x,1+y−3x),λ=U−L.L=\max(0,(y-x-1)/3,(y-x-2)/2),\quad U=\min(x,y-2x,1+y-3x),\quad\lambda=U-L. Integrate over Ω={0≤x≤2,L≤U}\Omega=\{0\le x\le2,\ L\le U\}. The five integrands for dimension, order at KK, and the three point types are λ,λx,λ(x−L+U2),λL+U2,λ22.\lambda,\quad\lambda x,\quad \lambda\left(x-\frac{L+U}{2}\right),\quad \lambda\frac{L+U}{2},\quad\frac{\lambda^2}{2}. For an explicit piecewise evaluation, number the three entries of each maximum or minimum by 0,1,20,1,2. The nonempty regions, with their five integrals in the order just listed, are (L,U)ISKS0S−1S*(0,0)1/241/961/1921/1921/192(0,1)1/241/481/641/1921/192(1,0)133/21616/27229/1728265/576229/1728(1,1)7/7223/28879/172859/172837/1728(1,2)7/2713/364/2723/1081/18(2,0)23/108461/1296101/2592821/2592101/2592(2,2)7/108157/129679/2592235/259237/2592sum4/337/245/129/859/216\begin{array}{c|ccccc} (L,U)&I&S_K&S_0&S_{-1}&S_*\\\hline (0,0)&1/24&1/96&1/192&1/192&1/192\\ (0,1)&1/24&1/48&1/64&1/192&1/192\\ (1,0)&133/216&16/27&229/1728&265/576&229/1728\\ (1,1)&7/72&23/288&79/1728&59/1728&37/1728\\ (1,2)&7/27&13/36&4/27&23/108&1/18\\ (2,0)&23/108&461/1296&101/2592&821/2592&101/2592\\ (2,2)&7/108&157/1296&79/2592&235/2592&37/2592\\\hline \text{sum}&4/3&37/24&5/12&9/8&59/216 \end{array} Each region is cut out by linear inequalities, so these are integrals of quadratic polynomials over rational polygons. For example, region (0,0)(0,0) is the triangle with vertices (0,0),(1/2,3/2),(0,1)(0,0),(1/2,3/2),(0,1), where L=0,U=xL=0,U=x; it gives the first row directly. The defining max/min formulas specify every other region without a choice of subdivision.

Dividing the last four totals by I=4/3I=4/3 gives the assertion. The two residue classes again give Nm∼2Im3N_m\sim2Im^3 and cancel in the normalized means. All bounded rounding corrections vanish. At infinity the different has coefficient 1/21/2, while it is zero elsewhere. The adjunction ratios are therefore 3/237/32=4837,15/16=165,127/32=3227,1/259/288=14459.\frac{3/2}{37/32}=\frac{48}{37},\quad \frac1{5/16}=\frac{16}5,\quad \frac1{27/32}=\frac{32}{27},\quad \frac{1/2}{59/288}=\frac{144}{59}. They give the claimed local threshold. ◻

22.2.3 The remaining centres on the exceptional surface

Let A=(V=0)⊂GA=(V=0)\subset G and QW=[1:0:0]Q_W=[1:0:0]. Notice that A∩B={Q∞}A\cap B=\{Q_\infty\}.

Lemma 22.13 (The coordinate-curve refinement). One has S(W;A)=5/16S(W;A)=5/16. The different on A≅ℙ1A\cong\mathbb P^1 is ΔA=34QW+23Q∞.\Delta_A=\tfrac34Q_W+\tfrac23Q_\infty. Moreover S(WA;QW)=532,S(WA;Q∞)=1124,S(WA;Q)≤532(Q≠QW,Q∞).S(W^A;Q_W)=\frac5{32},\qquad S(W^A;Q_\infty)=\frac{11}{24},\qquad S(W^A;Q)\le\frac5{32}\quad(Q\ne Q_W,Q_\infty). In particular δQ(G,ΔG;W)≥8/5\delta_Q(G,\Delta_G;W)\ge8/5 for Q∈A\{Q∞}Q\in A\setminus\{Q_\infty\}.

Proof. The quotient of R0R_0 by ww has relations eau+v2eau+v^2 and e2ab+z2e^2ab+z^2. It is a domain: a,ea,e are regular by the same height-two argument as before, and localization eliminates u,bu,b. Thus powers of ww are saturated and compute the geometric filtration by AA. Its associated graded ring retains ww as a free variable, and the two relations just displayed. The total ww-order is the Hilbert-weight formula with w*=1w_*=1 and all other weights zero, hence 5/165/16.

After localization, this ring is monomial with u=−v2u=-v^2 and b=−z2b=-z^2. Give vv order one, and hence uu order two, keeping z,w,bz,w,b at zero. Lemma 20.5, now applied to this multigraded ring, gives total average vv-exponent 516⋅3−532⋅2=58.\frac5{16}\cdot3-\frac5{32}\cdot2=\frac58. Giving zz order one and bb order two similarly gives average zz-exponent 516+1116⋅2−532⋅2=118.\frac5{16}+\frac{11}{16}\cdot2-\frac5{32}\cdot2=\frac{11}8. On the coarse curve A=ℙ(2,3)A=\mathbb P(2,3), a section zz has rational order 1/31/3 at Q∞Q_\infty, and vv, whose square is WW, has rational order 1/41/4 at QWQ_W. These factors give 11/2411/24 and 5/325/32.

Each fixed graded summand is a span of distinct monomials in a rational coordinate on AA. At a nonzero finite point the vanishing sequence of ss distinct monomials is 0,1,…,s−10,1,\ldots,s-1: the derivative determinant is a nonzero Vandermonde determinant in their exponents. Its mean is no larger than the mean order at either endpoint, since those endpoint orders form a set of distinct nonnegative numbers with integral differences. Summing gives the last bound.

At QWQ_W the index-two chart has boundary coefficient 1/21/2 on the transverse coordinate, so adjunction gives coefficient 1−(1−1/2)/2=3/41-(1-1/2)/2=3/4. At Q∞Q_\infty the index is three and the boundary misses the point, giving 2/32/3. The smooth covers prove plt. The ratios away from Q∞Q_\infty are at least min{16/5,(1/4)/(5/32)}=8/5\min\{16/5,(1/4)/(5/32)\}=8/5. ◻

Lemma 22.14 (Positivity of the refinements). The series W,WB,WK,WAW,W^B,W^K,W^A used in the D5D_5 proof have bounded support and contain ample series; the preceding adjunction applications are therefore valid.

Proof. All generator exponents in a fixed degree are O(m)O(m), so support is bounded. The interval descriptions show nonvanishing on every integral interior ray for WBW^B and WKW^K after the bounded parity corrections; their lengths grow linearly there. The first series contains every native weighted polynomial in v,z,wv,z,w of weight 12k12k when m=12km=12k, giving the complete ample series 𝒪G(6k)\mathcal O_G(6k). For WBW^B, take (m,q,n,η)=(6k,k,3k,0)(m,q,n,\eta)=(6k,k,3k,0); the interval is 0≤degr≤2k0\le\deg r\le2k, with no fixed rational order at infinity, so it is a complete series of degree 2k2k. For WKW^K take (m,n,κ,η)=(6k,3k,k,0)(m,n,\kappa,\eta)=(6k,3k,k,0); then Lm=0,Um=kL_m=0,U_m=k and the complete series has degree kk.

For WAW^A, use m=24km=24k, order kk along ww, and remaining native weight 12k12k. The monomials v4iz3(k−i)v^{4i}z^{3(k-i)}, 0≤i≤k0\le i\le k, all satisfy the degree bounds, and restrict to the complete degree-kk series on the coarse curve. These displayed ample rays lie in the interiors of the respective support cones. The support and eventual nonvanishing for WAW^A also follow directly from the two linear degree bounds and the bounded residues modulo the quadric relations. More generally, [4, Example 2.15] gives the interior-ray condition for the actual refinements identified above. The rational restrictions and their residue classes are treated as in Proposition 2.7; passing to a Cartier Veronese for the ample ray does not discard the other summands in the expected-order sums. All the extractions and curve adjunctions are plt by the quotient-chart computations above. ◻

Proof of Theorem 22.5. Consider a divisorial valuation on (G,ΔG)(G,\Delta_G). If its centre is not contained in A∪BA\cup B, Lemma 3.2 gives local alpha at least 3/23/2 and Lemma 3.3 gives threshold at least (3/2)/(5/4)=6/5(3/2)/(5/4)=6/5.

For centres on BB away from Q0Q_0, Lemma 22.7 gives ratios 12/512/5 at Q1Q_1, 8/58/5 at Q∞Q_\infty, and 24/524/5 elsewhere, together with the curve ratio 16/1116/11. At Q0Q_0 use Lemma 22.12, obtaining 32/2732/27. For centres on AA away from Q∞Q_\infty use Lemma 22.13, obtaining 8/58/5; Q∞Q_\infty was already treated using BB. This covers every centre, including the curves themselves. Hence δ(G,ΔG;W)≥min{6/5,16/11,32/27,8/5}=3227.\delta(G,\Delta_G;W)\ge\min\{6/5,16/11,32/27,8/5\}=\frac{32}{27}. The positivity conditions are supplied by Lemma 22.14. Consequently δp(X)≥min{9/8,32/27}=98.\delta_p(X)\ge\min\{9/8,32/27\}=\frac98. The reverse inequality is supplied by GG itself, since AX(G)=9A_X(G)=9 and SX(G)=8S_X(G)=8. This proves the equality. ◻

Remark 22.15. The additional extraction is an ordinary blowup of a point on the weighted exceptional surface. Its expected orders come from Lemmas 22.9–22.12. At no stage is a threefold Zariski decomposition on the weighted blowup assumed or used. The prime initial rings and the saturation arguments are what permit this replacement of the usual volume computation.

22.3 The higher singularities of the mixed A-type fibres

Proposition 22.16. At the A2A_2 point of a fibre of type A2+A1A_2+A_1 or A2+2A1A_2+2A_1, and at the A3A_3 point of a fibre of type A3+A1A_3+A_1 or A3+2A1A_3+2A_1, one has δp(X)≥3227.\delta_p(X)\ge\frac{32}{27}. In particular, the lines through these points cannot be centres of divisors with nonpositive βX\beta_X.

Proof. Use coordinates [a0:z:x:y:w][a_0:z:x:y:w] on the fibre. The anticanonical normal forms are A2+A1a0z+x2−xyyw+xzA2+2A1a0z+x2yw+xzA3+A1a0z+x2−xyyw+z2A3+2A1a0z+x2yw+z2.\begin{array}{c|cc} A_2+A_1&a_0z+x^2-xy&yw+xz\\ A_2+2A_1&a_0z+x^2&yw+xz\\ A_3+A_1&a_0z+x^2-xy&yw+z^2\\ A_3+2A_1&a_0z+x^2&yw+z^2. \end{array} The first and third follow by linear changes from the equations in [13, §3.4]; the other two are the toric normal forms in the same classification. Their higher singular point is [1:0:0:0:0][1:0:0:0:0]. For example, on a0=1a_0=1, the second gives yw−x3yw-x^3, and the fourth gives yw+x4yw+x^4. In the two-node rows, the yy- and ww-coordinate points are both nodes. In each one-node row, only the ww-coordinate point is a node; the yy-coordinate point is smooth.

Write ℓ=a0+\ell=a_0+ a linear form in z,x,y,wz,x,y,w, and extend the equations by tt-multiples of linear forms. Smoothness of VV forces a nonzero tℓt\ell coefficient in the second equation. Set ℓ=ea\ell=ea, t=ebt=eb as before. The native weights are zxywbd1d2AX(G)SX(G)A242336468101/16A3212242454.\begin{array}{c|rrrrr|cc|c|c} &z&x&y&w&b&d_1&d_2&A_X(G)&S_X(G)\\\hline A_2&4&2&3&3&6&4&6&8&101/16\\ A_3&2&1&2&2&4&2&4&5&4. \end{array} Here a,ea,e have weight zero. The initial relations, after rescaling, are eaz+x2,{e2ab+yw+xz,A2,e2ab+yw+z2,A3.ea z+x^2,\qquad \begin{cases} e^2ab+yw+xz,&A_2,\\ e^2ab+yw+z^2,&A_3.\end{cases} Modulo ee or aa the two polynomials have height two; after inverting aeae their quotient is a polynomial ring in x,y,wx,y,w and the two units. Thus the domain argument of Lemma 20.4 identifies the actual valuation filtration. The discrepancies are the sums of the three local parameter weights, and formula (20.1) gives the displayed expected orders.

Next degenerate by the secondary weights wx=1w_x=1, wz=2w_z=2, all other weights zero. The initial relations become (22.1)eaz+x2,e2ab+yw.\label{f210:ln:Antoric} ea z+x^2,\qquad e^2ab+yw. Again they are a regular sequence, are regular with respect to a,ea,e, and give a polynomial ring after localization. Thus this is the actual torus limit of every refined summand, including cancellations. It is monomial in x,y,wx,y,w, with z=−x2z=-x^2 and b=−ywb=-yw on the unit chart.

For A2A_2, the coarse exceptional surface is ℙ(2,1,1)U,Y,W\mathbb P(2,1,1)_{U,Y,W} with U=x3U=x^3, Y=yY=y, W=wW=w, and different 23(U=0)\frac23(U=0). For A3A_3, it is ℙU,Y,W2\mathbb P^2_{U,Y,W} with U=x2U=x^2 and different 12(U=0)\frac12(U=0). In (22.1), the mean exponent of xx is 516(1+2)−5322=58.\frac5{16}(1+2)-\frac5{32}\,2=\frac58. The mean exponent of each of y,wy,w is 516+1116−532=2732.\frac5{16}+\frac{11}{16}-\frac5{32}=\frac{27}{32}. Consequently the coordinate divisor coefficients of the monomial basis limit are cUcYcWA(U)A(Y)A(W)A25/2427/3227/321/311A35/1627/3227/321/211.\begin{array}{c|ccc|ccc} &c_U&c_Y&c_W&A(U)&A(Y)&A(W)\\\hline A_2&5/24&27/32&27/32&1/3&1&1\\ A_3&5/16&27/32&27/32&1/2&1&1. \end{array} Lemma 5.3 gives δ(G,ΔG;W)≥32/27\delta(G,\Delta_G;W)\ge32/27. The first discrepancy ratios are 128/101128/101 and 5/45/4, respectively, both larger than 32/2732/27. Apply Proposition 2.7.

All these series have bounded support. To check positivity, note that on the unit chart the section space contains every monomial of total degree at most mm in the three local parameters. For a range of small positive native degrees this contains the complete weighted homogeneous series on GG, giving an interior ample ray after a fixed Veronese. Eventual nonvanishing on every other integral interior ray follows from [4, Example 2.15], applied to the actual point refinement. This verifies all the positivity hypotheses used in adjunction. ◻

22.4 An ordinary point extraction along every special line

The ordinary blowup is sufficient at the smooth points of all the special lines. Its section filtration requires one additional anticanonical section. We give both the coordinate argument and the saturation check, since omitting either would leave a gap in the expected-order computation.

Lemma 22.17 (The six local models). Let F0F_0 be a fibre, and let ℓ0⊂F0\ell_0\subset F_0 be a line on whose smooth locus δp(F0)<1\delta_p(F_0)<1. There are coordinates [a0:u:z:v:w][a_0:u:z:v:w] on its anticanonical ℙ4\mathbb P^4 for which ℓ0=(u=z=v=0)\ell_0=(u=z=v=0) and the equations are as follows: type of F0q1q2A2+A1a0z+v2−vuwu+vzA2+2A1a0z+v2wu+vzA3+A1a0z+v2−vuwu+z2A3+2A1a0z+v2wu+z2A4a0u+wz+v2wu−vzD5a0u+wz+v2wu+z2.\begin{array}{c|cc} \text{type of }F_0&q_1&q_2\\\hline A_2+A_1&a_0z+v^2-vu&wu+vz\\ A_2+2A_1&a_0z+v^2&wu+vz\\ A_3+A_1&a_0z+v^2-vu&wu+z^2\\ A_3+2A_1&a_0z+v^2&wu+z^2\\ A_4&a_0u+wz+v^2&wu-vz\\ D_5&a_0u+wz+v^2&wu+z^2. \end{array} For either type with two nodes, the two special lines are interchanged by u↔wu\leftrightarrow w. At every smooth point of the indicated line, w≠0w\ne0; in the first four rows also a0≠0a_0\ne0.

Proof. These are linear changes of the anticanonical normal forms and the toric models in [13, §3.4]. The smooth-locus tables in [12, §6.2, Tables 27, 28, 31–33, 35] identify the lines in the statement. To specify the identification in the A4A_4 case, take (x0,x1,x2,x3,x4)=(u,w,z,v,a0)(x_0,x_1,x_2,x_3,x_4)=(u,w,z,v,a_0) in [13, §3.4]. Its curve E5E_5 is (u=z=v=0)(u=z=v=0) and meets the second exceptional component of the A4A_4 chain. This is the line with smooth-locus threshold 24/2924/29. In the D5D_5 case it is the unique line. In the mixed cases the indicated lines join the higher singularity to a node.

The point o=[1:0:0:0:0]o=[1:0:0:0:0] is the higher singularity. The differential of q2q_2 vanishes at oo. Along the displayed line, the differentials at a smooth point are independent precisely under the nonvanishing conditions stated. This also follows directly from the two equations. ◻

Lemma 22.18 (Coordinates off the exceptional divisor). Let p∈ℓ0\Ep\in\ell_0\setminus E be smooth on F0F_0. After linear changes of the ambient coordinates, there are four HH-coordinates u,z,v,cu,z,v,c and two linear forms ℓ,t\ell,t cutting out CC such that v/ℓ,c/ℓ,t/ℓv/\ell,c/\ell,t/\ell are regular parameters at pp. In the section ring, put ℓ=ea\ell=ea, t=ebt=eb, and introduce r=αau+bc∈H0(X,L),α≠0.r=\alpha au+bc\in H^0(X,L),\qquad \alpha\ne0. For the ordinary blowup of pp, the generator orders are uzvcbaerordG22111003.\begin{array}{c|rrrrrrrr} &u&z&v&c&b&a&e&r\\\hline \mathop{\mathrm{ord}}_G&2&2&1&1&1&0&0&3. \end{array} The three initial relations have the form (22.2)Φ1=eaz+v2+eb(γ1c+γ2v+γ3eb),\begin{aligned} \Phi_1&=eaz+v^2+eb(\gamma_1c+\gamma_2v+\gamma_3eb),\label{f210:pt:phi1}\end{aligned}

(22.3)Φ2=er+κvz+λuc+μuv+νebu,\begin{aligned} \Phi_2&=er+\kappa vz+\lambda uc+\mu uv+\nu ebu,\label{f210:pt:phi2}\end{aligned}

(22.4)Φ3=αau+bc,\begin{aligned} \Phi_3&=\alpha au+bc,\label{f210:pt:phi3} \end{aligned} where λ≠0\lambda\ne0. Their bidegrees are 2H,2H,L2H,2H,L, and their ordinary orders are 2,3,22,3,2, respectively. The constant κ\kappa is allowed to vanish.

Proof. Write the equations of VV as Qi=qi+tLiQ_i=q_i+tL_i, with qiq_i from Lemma 22.17. Since dq2(o)=0dq_2(o)=0 and VV is smooth, the coefficient of ta0ta_0 in Q2Q_2 is nonzero. The curve CC avoids oo, so the coefficient of a0a_0 in its other linear equation ℓ\ell is nonzero as well.

First replace u,zu,z by themselves plus constant multiples of tt, to remove the linear tt-terms of the two equations at pp. The second equation becomes wu+εvz+tcorwu+z2+tc,wu+\varepsilon vz+tc\quad\text{or}\quad wu+z^2+tc, where ε≠0\varepsilon\ne0 and cc is a linear form vanishing at pp. Its restriction to ℓ0\ell_0 has a nonzero a0a_0 coefficient. All new tv,tz,tu,t2tv,tz,tu,t^2 terms are absorbed into tctc. Next replace zz by a nonzero multiple of z+kuz+ku, with kk constant, to remove the linear uu-term of Q1Q_1 at pp. In the first form of Q2Q_2 this only adds an uvuv-term; in the second it adds uz,u2uz,u^2 terms.

Here is the nonvanishing that will be essential. On ℓ0\ell_0, write ℓ=Aa0+Bw,c=Da0+E0w,A≠0,D≠0.\ell=Aa_0+Bw,\qquad c=Da_0+E_0w, \qquad A\ne0,\ D\ne0. The restrictions of ℓ\ell and cc are independent because ℓ(p)≠0\ell(p)\ne0 and cc has a simple zero at pp. Thus DB−AE0≠0DB-AE_0\ne0, and (22.5)w=DDB−AE0ℓ−ADB−AE0con ℓ0.\label{f210:pt:wline} w=\frac{D}{DB-AE_0}\ell-\frac{A}{DB-AE_0}c \quad\text{on }\ell_0. Both coefficients are nonzero. Globally we can therefore write w=αℓ+λc+a linear combination of v,z,u,t,αλ≠0.w=\alpha\ell+\lambda c+\text{a linear combination of }v,z,u,t, \qquad \alpha\lambda\ne0. The linear changes already made do not change this assertion on the line.

The linear parts of the two equations eliminate z,uz,u. Hence v,c,tv,c,t are regular parameters on the chart ℓ=1\ell=1. The lowest ordinary parts of Q1,Q2Q_1,Q_2 are ℓz+v2+t(γ1c+γ2v+γ3t),αℓu+tc,\ell z+v^2+t(\gamma_1c+\gamma_2v+\gamma_3t), \qquad \alpha\ell u+tc, respectively. Terms in u,zu,z multiplied by a function vanishing at pp have order at least three. In particular u,zu,z have order two. After substituting ℓ=ea\ell=ea, t=ebt=eb, set r=αau+bcr=\alpha au+bc. The second equation now reads er+κvz+λuc+μuv+νebu+terms of ordinary order at least four=0.er+\kappa vz+\lambda uc+\mu uv+\nu ebu+ \text{terms of ordinary order at least four}=0. Its cubic part is (22.3). The term λuc\lambda uc, together with u=−bc/αu=-bc/\alpha in degree two on the unit chart, contributes a nonzero multiple of bc2bc^2. None of the other displayed terms contributes bc2bc^2. Thus rr has order exactly three. The defining relation r−αau−bc=0r-\alpha au-bc=0 has initial part (22.4). This proves the assertions about orders and initial equations. Equality with the full geometric filtration is established next. ◻

Lemma 22.19 (No further initial generators are missing). With the notation of Lemma 22.18, the associated graded ring of the ordinary point valuation on the bigraded section ring is Rp=ℂ[u,z,v,c,a,b,e,r]/(Φ1,Φ2,Φ3).R_p=\mathbb C[u,z,v,c,a,b,e,r]/(\Phi_1,\Phi_2,\Phi_3). In particular its (2m,−m)(2m,-m) components give the actual refined series on G≅ℙ2G\cong\mathbb P^2.

Proof. The original presentation with the additional variable rr has two quadric relations and the relation r−αau−bcr-\alpha au-bc. We show that the three initial forms are a regular sequence and that a,ea,e are non-zero-divisors in their quotient.

Modulo ee, their ideal is (v2,κvz+λuc+μuv,αau+bc).(v^2,\ \kappa vz+\lambda uc+\mu uv,\ \alpha au+bc). Its height is three. Indeed, setting v=0v=0 leaves uc=0uc=0 and αau+bc=0\alpha au+bc=0; every component has codimension two in the remaining variables because αλ≠0\alpha\lambda\ne0.

Modulo aa, the last equation is bc=0bc=0. On the component b=0b=0, the first equation is v2=0v^2=0, and the second reduces, after v=0v=0, to er+λuc=0er+\lambda uc=0, which is a nonzero further equation. On the component c=0c=0, the first equation is v2+γ2ebv+γ3e2b2=0.v^2+\gamma_2ebv+\gamma_3e^2b^2=0. It is not divisible by ee. The second equation has coefficient ee in rr, so it shares no factor with this quadratic. Thus the ideal modulo aa also has height three.

After inverting aeae, one eliminates u,z,ru,z,r, in that order, and obtains a polynomial ring in the three parameters v,c,bv,c,b, with a±1,e±1a^{\pm1},e^{\pm1} adjoined. The original three-generator initial ideal therefore has height three; the preceding codimension checks rule out components on a=0a=0 or e=0e=0. It is a complete intersection, hence Cohen–Macaulay, and a,ea,e are non-zero-divisors. Since its localization is a domain, it is a domain itself.

Lemma 5.1 identifies the polynomial-weight associated graded ring with this quotient. The orders in Lemma 22.18 give a map to the local point-associated graded ring. On inverting aeae it is the polynomial identification just described. Since the quotient injects into this localization, no nonzero global initial form can vanish locally. Finally, the degrees of a,ea,e form a lattice basis, so setting them equal to one is injective on any fixed bidegree after removing its common Laurent factor. This verifies the second assertion of Lemma 5.1, including all cancellations. ◻

Lemma 22.20 (The expected order of the point blowup). For the ordinary blowup σ:Y→X\sigma\colon Y\to X of the point in Lemma 22.18, with exceptional divisor GG, one has AX(G)=3,SX(G)=6532.A_X(G)=3,\qquad S_X(G)=\frac{65}{32}.

Proof. The discrepancy is three because pp is a smooth point of a threefold. Apply (20.2) to the actual filtration established in Lemma 22.19. The four HH-weights sum to 2+2+1+1=62+2+1+1=6, the weight of bb is one, and the relation weights are 2,3,22,3,2. The new LL-generator has weight three. Therefore SX(G)=5166+1116−532(2+3)+14(3−2)=6532.S_X(G)=\frac5{16}\,6+\frac{11}{16} -\frac5{32}(2+3)+\frac14(3-2) =\frac{65}{32}. The last term is required: using the seven old generators would not compute the actual expected order. ◻

Lemma 22.21 (A monomial limit on the exceptional plane). The refined series on G=ℙv,c,b2G=\mathbb P^2_{v,c,b} satisfies δ(G;W)≥3227.\delta(G;W)\ge\frac{32}{27}.

Proof. Apply the one-parameter subgroup with weights (2,0,5)(2,0,5) on (v,c,b)(v,c,b). The corresponding secondary weights on the presentation of RpR_p are uzvcbaersecondary weight54205005.\begin{array}{c|rrrrrrrr} &u&z&v&c&b&a&e&r\\\hline \text{secondary weight}&5&4&2&0&5&0&0&5. \end{array} The initial relations are (22.6)eaz+v2=0,er+λuc=0,αau+bc=0.\label{f210:pt:toricring} eaz+v^2=0,\qquad er+\lambda uc=0,\qquad \alpha au+bc=0. In fact the two terms of the first equation have weight four, while the omitted ebc,ebv,e2b2ebc,ebv,e^2b^2 terms have weights 5,7,105,7,10. In the second equation er,ucer,uc have weight five, whereas vz,uv,ebuvz,uv,ebu have weights 6,7,106,7,10. Thus no coefficient specialisation has been assumed.

Modulo ee, the ideal in (22.6) is (v2,uc,αau+bc)(v^2,uc,\alpha au+bc), of height three. Modulo aa it is (v2,er+λuc,bc)(v^2,er+\lambda uc,bc), again of height three. After inverting aeae it is a polynomial ring in v,c,bv,c,b. The same regularity and localization argument proves that this is the actual torus limit of each refined space. On the unit chart its generators are monomials: u=−1αbc,z=−v2,r=λαbc2.u=-\frac1\alpha bc,\qquad z=-v^2,\qquad r=\frac\lambda\alpha bc^2.

We compute the three coordinate coefficients separately. For the exponent of vv, give v,zv,z weights 1,21,2 and all other variables weight zero. The relation weights are (2,0,0)(2,0,0), and (20.2) gives cv=516(1+2)−5322=58.c_v=\frac5{16}(1+2)-\frac5{32}\,2=\frac58. For the exponent of cc, give u,c,ru,c,r weights 1,1,21,1,2 and all other variables weight zero. The relation weights are (0,2,1)(0,2,1), so cc=516(1+1)−5322+14(2−1)=916.c_c=\frac5{16}(1+1)-\frac5{32}\,2+\frac14(2-1)=\frac9{16}. For the exponent of bb, give u,b,ru,b,r weight one and the other variables weight zero. The relation weights are (0,1,1)(0,1,1), giving cb=516+1116−532+14(1−1)=2732.c_b=\frac5{16}+\frac{11}{16}-\frac5{32}+\frac14(1-1)=\frac{27}{32}. As a check, cv+cc+cb=65/32=SX(G)c_v+c_c+c_b=65/32=S_X(G), since −G|G=𝒪ℙ2(1)-G|_G=\mathcal O_{\mathbb P^2}(1). The monomial basis divisor therefore tends to 58(v=0)+916(c=0)+2732(b=0).\frac58(v=0)+\frac9{16}(c=0)+\frac{27}{32}(b=0). Its largest coefficient is 27/3227/32. Lemma 5.3 proves the assertion.

For bounded support, let hh be the total exponent in the four HH-generators, qq the exponent in bb, and kk that in rr. The remaining exponents are 2m−h−q−2k2m-h-q-2k in aa and m−h−km-h-k in ee. Their nonnegativity gives h+k≤mh+k\le m and q≤2m−h−2kq\le2m-h-2k, so every exponent and every filtration order is O(m)O(m). To exhibit an interior ample ray, observe that all monomials in the regular parameters v,c,bv,c,b of total degree at most mm lift to sections of mLmL: for exponents i,j,ki,j,k, the lift is vicjbka2m−i−j−kem−i−jv^ic^jb^ka^{2m-i-j-k}e^{m-i-j}. Thus Wm,JW_{m,J} contains the complete degree-JJ series on ℙ2\mathbb P^2 for 0≤J≤m0\le J\le m. Eventual nonvanishing on every integral interior ray follows from [4, Example 2.15], because Lemma 22.19 identifies the actual point refinement. This verifies the positivity conditions in Abban–Zhuang adjunction. ◻

Proposition 22.22. At every smooth point p∈ℓ0\Ep\in\ell_0\setminus E of any line in Lemma 22.17, δp(X)≥3227.\delta_p(X)\ge\frac{32}{27}.

Proof. The ordinary extraction has exceptional pair (G,ΔG)=(ℙ2,0)(G,\Delta_G)=(\mathbb P^2,0). Lemmas 22.20 and 22.21, followed by Proposition 2.7, give δp(X)≥min{9665,3227}=3227.\delta_p(X)\ge\min\left\{\frac{96}{65},\frac{32}{27}\right\} =\frac{32}{27}. ◻

Example 22.23 (The extra section at the first level). On the unit chart, an initial basis for H0(X,L)H^0(X,L) is obtained from 1,b,b2,u,ub,z,zb,v,vb,c,cb1,b,b^2,u,ub,z,zb,v,vb,c,cb by replacing uu with r=αu+bcr=\alpha u+bc. In the final monomial limit, rr is a nonzero multiple of bc2bc^2. The total exponents of v,c,bv,c,b are 6,5,96,5,9, respectively, so the ordinary-order trace is 2020. These are finite-level sums with N1=11N_1=11; their asymptotic means are 5/8,9/16,27/325/8,9/16,27/32, not 6/11,5/11,9/116/11,5/11,9/11.

Example 22.24 (The coordinates in a smooth threefold). Consider the threefold in Example 22.28, and write (a0,u,v,z,w,t)=(x0,x1,x2,x3,x4,x5)(a_0,u,v,z,w,t)=(x_0,x_1,x_2,x_3,x_4,x_5). At p=[0:0:0:0:1:0]p=[0:0:0:0:1:0] take c=a0c=a_0 and ℓ=a0+u+w\ell=a_0+u+w. Then w=ℓ−c−uw=\ell-c-u, so α=1\alpha=1 and λ=−1\lambda=-1. The two equations become cu+v2+(ℓ−c−u)z+t2=0,(ℓ−c−u)u+z2+tc=0.cu+v^2+(\ell-c-u)z+t^2=0,\qquad (\ell-c-u)u+z^2+tc=0. With r=au+bcr=au+bc, their three initial relations are eaz+v2+e2b2=0,er−uc=0,au+bc=0.eaz+v^2+e^2b^2=0,\qquad er-uc=0,\qquad au+bc=0. In the monomial limit on a=e=1a=e=1 they give z=−v2z=-v^2, u=−bcu=-bc, r=−bc2r=-bc^2. Thus the additional generator and the nonzero ucuc term occur in an explicit smooth example.

22.5 The intersections of the special lines with E

Lemma 22.25 (The point filtration on E). Let p=ℓ0∩Ep=\ell_0\cap E on the strict transform of any line in Lemma 22.17. There are local parameters v,e,bv,e,b at pp for which the ordinary point filtration on the section ring has generator orders (u,z,v,w,a,b,e)=(3,2,1,0,0,1,1)(u,z,v,w,a,b,e)=(3,2,1,0,0,1,1) and initial relations wz+v2=0,wu+κvz+e2ab+Bebv=0.wz+v^2=0,\qquad wu+\kappa vz+e^2ab+Bebv=0. Here a,wa,w are units and κ\kappa may vanish. These relations compute the full geometric filtration.

Proof. Retain the fibre equations of Lemma 22.17. As in Lemma 22.18, shifts of u,zu,z by constant multiples of tt remove their linear tt-terms at pp and give Q2=wu+εvz+tcorQ2=wu+z2+tc,Q_2=wu+\varepsilon vz+tc\quad\text{or}\quad Q_2=wu+z^2+tc, with c|ℓ0c|_{\ell_0} vanishing simply at pp. The coefficient of a0a_0 in both c|ℓ0c|_{\ell_0} and ℓ|ℓ0\ell|_{\ell_0} is nonzero. Since now ℓ(p)=c(p)=0\ell(p)=c(p)=0, their restrictions to the line are proportional. Therefore c=ηℓ+ηvv+ηzz+ηuu+ηtt,η≠0.c=\eta\ell+\eta_vv+\eta_zz+\eta_uu+\eta_tt,\qquad\eta\ne0. Use the chart a=w=1a=w=1 of XX. The functions v,e,bv,e,b are regular parameters there. Rescale zz to normalize its linear coefficient in the first equation, and rescale uu and the second equation to make the coefficient η\eta equal to one. The ordinary point blowup gives weights (u,z,v,w,a,b,e)=(3,2,1,0,0,1,1)(u,z,v,w,a,b,e)=(3,2,1,0,0,1,1), and initial equations (22.7)wz+v2=0,wu+κvz+e2ab+Bebv=0,\label{f210:pt:Ering} wz+v^2=0,\qquad wu+\kappa vz+e^2ab+Bebv=0, where κ\kappa may vanish. Here t=ebt=eb has order two. Thus the term z2z^2, when present, has order four, while vzvz has order three. This explains both cases of (22.7).

Modulo ww, the ideal is (v2,κvz+e2ab+Bebv)(v^2,\kappa vz+e^2ab+Bebv), of height two. Modulo aa, it is (wz+v2,wu+κvz+Bebv)(wz+v^2,wu+\kappa vz+Bebv), also of height two. Its localization at wawa eliminates z,uz,u and is a polynomial ring in v,e,bv,e,b. Hence w,aw,a are regular and the quotient is a domain. Their bidegrees form a lattice basis; the localization argument identifies the geometric filtration. ◻

Lemma 22.26 (Expected orders on E). For the ordinary blowup of the point in Lemma 22.25, with exceptional plane GG, one has AX(G)=3,SX(G)=6932,δ(G;W)≥3227.A_X(G)=3,\qquad S_X(G)=\frac{69}{32},\qquad \delta(G;W)\ge\frac{32}{27}.

Proof. The discrepancy is three. Formula (20.1) gives SX(G)=516(3+2+1)+1116+38−532(2+3)=6932.S_X(G)=\frac5{16}(3+2+1)+\frac{11}{16}+\frac38 -\frac5{32}(2+3)=\frac{69}{32}.

Degenerate by secondary weights one on vv, two on zz, and zero on the other generators. The initial equations are wz+v2=0,wu+e2ab=0.wz+v^2=0,\qquad wu+e^2ab=0. The same height checks modulo w,aw,a and localization show that this is the actual torus limit. On a=w=1a=w=1, it is monomial with z=−v2z=-v^2 and u=−e2bu=-e^2b. The three exponent means are, separately, cv=516(1+2)−5322=58,ce=5162+38−5322=1116,cb=516+1116−532=2732.\begin{aligned} c_v&=\frac5{16}(1+2)-\frac5{32}\,2=\frac58,\\ c_e&=\frac5{16}\,2+\frac38-\frac5{32}\,2=\frac{11}{16},\\ c_b&=\frac5{16}+\frac{11}{16}-\frac5{32}=\frac{27}{32}. \end{aligned} Their sum is 69/3269/32. Since G=ℙ2G=\mathbb P^2 has zero different, Lemma 5.3 gives δ(G;W)≥32/27\delta(G;W)\ge32/27.

Finally, eibjvke^ib^jv^k lifts to a section of mLmL by multiplying by am+i−jwm−i−ka^{m+i-j}w^{m-i-k}. This includes every monomial of total degree at most mm, and hence gives an interior complete ample series on GG. Bounded support follows from the bidegree bounds, and eventual nonvanishing on the other integral interior rays follows from [4, Example 2.15], applied to the refinement identified in Lemma 22.25. ◻

Proposition 22.27. At the point p=ℓ0∩Ep=\ell_0\cap E on the strict transform of any line in Lemma 22.17, one has δp(X)≥32/27\delta_p(X)\ge32/27.

Proof. Apply Proposition 2.7 and Lemma 22.26: δp(X)≥min{369/32,3227}=3227.\delta_p(X)\ge\min\left\{\frac3{69/32},\frac{32}{27}\right\} =\frac{32}{27}. ◻

Proof of Theorem 19.1. Theorems 22.1 and 22.5 prove (1) and (2). Proposition 22.16 proves (4). Lemma 22.17 lists every special line. Propositions 22.22 and 22.27 give (3), respectively off and on EE. Thus no smooth point on a special line is omitted. ◻

22.6 A smooth example with a D5 fibre

Example 22.28. In homogeneous coordinates x0,…,x5x_0,\ldots,x_5 on ℙ5\mathbb P^5, set V={q1=q2=0},q1=x0x1+x22+x3x4+x52,q2=x0x5+x1x4+x32.V=\{q_1=q_2=0\},\qquad q_1=x_0x_1+x_2^2+x_3x_4+x_5^2,\quad q_2=x_0x_5+x_1x_4+x_3^2. Let C=V∩{x5=x0+x1+x4=0}C=V\cap\{x_5=x_0+x_1+x_4=0\}. Then VV and CC are smooth. To check this directly, let MiM_i be the Hessian matrix of qiq_i. Their pencil satisfies det(sM1+tM2)=4s(s5+t5).\det(sM_1+tM_2)=4s(s^5+t^5). This binary form has six distinct roots. On the subspace defining CC, substitute x0=−x1−x4x_0=-x_1-x_4 and x5=0x_5=0, and let MiCM_i^C be the resulting four-by-four Hessian matrices. Then det(sM1C+tM2C)=−4s(t3−2st2+s2t−s3).\det(sM_1^C+tM_2^C)=-4s(t^3-2st^2+s^2t-s^3). The cubic t3−2t2+t−1t^3-2t^2+t-1 has discriminant −23-23, so this pencil also has distinct roots. The standard smoothness criterion for intersections of two quadrics proves the claims.

The hyperplane section A=V∩{x5=0}A=V\cap\{x_5=0\} has a unique singular point p=[1:0:0:0:0:0]p=[1:0:0:0:0:0]. Indeed, on this hyperplane q1q_1 is nonsingular, and solving proportionality of the two gradients gives only pp. On x0=1x_0=1 eliminate x1x_1 using q1q_1. The remaining equation is x32−x22x4−x3x42=0.x_3^2-x_2^2x_4-x_3x_4^2=0. Putting u=x3−x42/2u=x_3-x_4^2/2, v=x2v=x_2 and w=x4w=x_4 gives u2−v2w−14w4=0,u^2-v^2w-\frac14w^4=0, which is a D5D_5 singularity. Since p∉Cp\notin C, the corresponding fibre on X=BlC(V)X=\mathop{\mathrm{Bl}}_C(V) retains this singularity. The blowup is smooth. Moreover, the graph embedding X↪V×ℙ1X\hookrightarrow V\times\mathbb P^1 identifies H+FH+F with the restriction of 𝒪(1,1)\mathcal O(1,1), so −KX=H+F-K_X=H+F is ample. This is therefore a smooth member of Family 2.10, not merely a singular degeneration.

At the singular point of this example the exact threshold is 9/89/8. At every other point of the line ℓ0={x1=x2=x3=x5=0},\ell_0=\{x_1=x_2=x_3=x_5=0\}, the fibre is smooth and the threshold on XX is at least 32/2732/27. This includes its intersection [1:0:0:0:−1:0][1:0:0:0:-1:0] with CC, interpreted on the strict transform. Thus both the point extractions and the global theorem apply to a smooth threefold with this most singular quartic fibre.