Section 22
The exceptional-surface estimates
22.1 The D4 point
Theorem 22.1. If is a singular point of a fibre, then .
Lemma 22.2. The coarse exceptional surface is , where , , . If , then One has . The curve is with coordinates , and .
Proof. Take the second Veronese of the native ring of weights . Lemma 5.2 gives the discrepancy and the boundary. Eliminating gives the equation of . It misses the vertex of ; projection to is an isomorphism. The boundary meets it transversally in the three distinct stated points, proving the plt assertion and different. The alpha computation follows from Lemma 3.2. ◻
Lemma 22.3 (The exact curve spaces and their point orders). After removing , set and let . The restrictions of the standard monomials span Consequently
Proof. On , . Thus restricts, up to sign, to . The condition says that is the smaller of these two exponents. The ordinary-degree bound is . Therefore all and only the binary monomials with both exponents at least occur. Their dimension is . The mean vanishing at either coordinate endpoint is ; at another point it is . Restoring adds at the three boundary points, a bounded correction.
For completeness put , , after rescaling by . With and , the two intervals , give Since and , division by gives the stated means. The two residue classes contribute equally to numerator and denominator, and give . Endpoint and residue errors contribute to order sums, so disappear after division by . ◻
Example 22.4. For , the curve space is . Its dimension is three; its mean order at and is three, and at any other point it is one, before the bounded residue correction.
Proof of Theorem 22.1. The residual-degree average after removing is Lemmas 3.3 and 22.2 give threshold at least for centres not contained in . Along , the curve term is . The point terms are at , at , and elsewhere. Thus .
The positivity conditions are elementary here. The support is described by and up to bounded residue corrections. Every interior integral ray has linearly growing curve dimension. For , sufficiently small positive native weight relative to includes every weighted polynomial in of that weight, and hence a complete ample series on a Cartier Veronese. For , the interior ray gives the complete series of degree with . Bounded support and eventual nonvanishing on the other interior rays also follow from the refinement construction in [4, Example 2.15], since Lemma 20.4 identifies the actual refinement. Both residue classes are retained as in Proposition 2.7. The plt assertions were checked above. Proposition 2.7 now gives ◻
22.2 The D5 point
Theorem 22.5. If is a singular point of a fibre, then .
22.2.1 The exceptional surface and the first obstruction
Lemma 22.6. Here , with , , . For , On , put ; then . Write for . The pair is plt along , , and
Proof. Take the second Veronese of the native weights and use Lemma 5.2. On elimination gives and the displayed parameterization. The sole point outside this chart is . Its index-three cover has coordinates and equation ; it is smooth with . The quotient parameter is , so the quotient curve is smooth and has a simple pole. The rational coordinate orders and the different follow from this chart and the two transverse boundary intersections in the affine chart. These charts also verify plt. ◻
Lemma 22.7 (The tangent-curve computation). One has
Proof. Fix , put , and set in the standard monomial . After removing , dividing by on gives the powers , with and . Their span is exactly Indeed, the group supplies consecutive exponents from to . In the group , increasing by two and decreasing by three increases by one; this supplies the remaining consecutive exponents up to , subject to the same lower bound.
The mean orders before the residue correction are at zero, at infinity, and elsewhere. The factor adds at only. Set in the limit. The dimension function is for and for . Direct integration gives The last column is both the mean at infinity and the mean at an ordinary point in the limit. Integrating in and dividing by gives and . The residue and rounding errors vanish as in the computation. ◻
Remark 22.8. The residual-degree average is The global alpha invariant is one. Thus the direct residual estimate only gives . Moreover, at the tangent-curve estimate gives . Neither proves stability. This is the precise point at which a literal reuse of the Family 2.5 estimates fails. We treat by an additional surface extraction, and cover the other centres separately.
22.2.2 The additional blowup on the exceptional surface
Let blow up the smooth point , and let be its exceptional curve. On use coordinates . Then , and the different on is one half of the point corresponding to .
Lemma 22.9 (Identification of this refinement). For the refinement by , the secondary orders of are . Its initial ring is It is a domain and computes the actual point-order filtration of at .
Proof. The second relation loses , whose secondary order is two. The two equations are a regular sequence. Modulo or they become , which has height two. Hence are regular. Localization at eliminates and gives a polynomial ring in , proving that the ring is a domain. It remains injective after localizing at . On the chart , the equations are and . Their secondary orders are precisely those of the ordinary blowup of the origin in . The fixed bidegree and native weight remove the common unit factors before restriction. This proves the required identification, including cancellations. The half order of means that its rational zero divisor is half of ; it causes only bounded residue corrections below. ◻
Lemma 22.10 (Polynomial intervals on ). For the standard monomial , put Its native weight is and its order at is . For fixed , the possible integers are precisely the interval , where On , write . Apart from the residue factor, their restrictions span Thus the mean orders at are respectively at another point the last term is .
Proof. The leading monomials remain , so . Given , the equations imply Nonnegativity and the two degree bounds are equivalent to the displayed interval and the bound on . On , the restriction is, up to sign, . After taking its leading form on the blowup, division by gives . Consecutive values of form a basis of the displayed complete polynomial space. Its fixed factors and moving degree give the means. The factor adds only the stated order at infinity. ◻
Example 22.11. For , the interval is . The four polynomials are . They span the complete cubic series, so every point has mean order .
Lemma 22.12 (The additional expected orders). One has Consequently .
Proof. We give the integrals to make the normalization explicit. Rescale by and write them as . Put Integrate over . The five integrands for dimension, order at , and the three point types are For an explicit piecewise evaluation, number the three entries of each maximum or minimum by . The nonempty regions, with their five integrals in the order just listed, are Each region is cut out by linear inequalities, so these are integrals of quadratic polynomials over rational polygons. For example, region is the triangle with vertices , where ; it gives the first row directly. The defining max/min formulas specify every other region without a choice of subdivision.
Dividing the last four totals by gives the assertion. The two residue classes again give and cancel in the normalized means. All bounded rounding corrections vanish. At infinity the different has coefficient , while it is zero elsewhere. The adjunction ratios are therefore They give the claimed local threshold. ◻
22.2.3 The remaining centres on the exceptional surface
Let and . Notice that .
Lemma 22.13 (The coordinate-curve refinement). One has . The different on is Moreover In particular for .
Proof. The quotient of by has relations and . It is a domain: are regular by the same height-two argument as before, and localization eliminates . Thus powers of are saturated and compute the geometric filtration by . Its associated graded ring retains as a free variable, and the two relations just displayed. The total -order is the Hilbert-weight formula with and all other weights zero, hence .
After localization, this ring is monomial with and . Give order one, and hence order two, keeping at zero. Lemma 20.5, now applied to this multigraded ring, gives total average -exponent Giving order one and order two similarly gives average -exponent On the coarse curve , a section has rational order at , and , whose square is , has rational order at . These factors give and .
Each fixed graded summand is a span of distinct monomials in a rational coordinate on . At a nonzero finite point the vanishing sequence of distinct monomials is : the derivative determinant is a nonzero Vandermonde determinant in their exponents. Its mean is no larger than the mean order at either endpoint, since those endpoint orders form a set of distinct nonnegative numbers with integral differences. Summing gives the last bound.
At the index-two chart has boundary coefficient on the transverse coordinate, so adjunction gives coefficient . At the index is three and the boundary misses the point, giving . The smooth covers prove plt. The ratios away from are at least . ◻
Lemma 22.14 (Positivity of the refinements). The series used in the proof have bounded support and contain ample series; the preceding adjunction applications are therefore valid.
Proof. All generator exponents in a fixed degree are , so support is bounded. The interval descriptions show nonvanishing on every integral interior ray for and after the bounded parity corrections; their lengths grow linearly there. The first series contains every native weighted polynomial in of weight when , giving the complete ample series . For , take ; the interval is , with no fixed rational order at infinity, so it is a complete series of degree . For take ; then and the complete series has degree .
For , use , order along , and remaining native weight . The monomials , , all satisfy the degree bounds, and restrict to the complete degree- series on the coarse curve. These displayed ample rays lie in the interiors of the respective support cones. The support and eventual nonvanishing for also follow directly from the two linear degree bounds and the bounded residues modulo the quadric relations. More generally, [4, Example 2.15] gives the interior-ray condition for the actual refinements identified above. The rational restrictions and their residue classes are treated as in Proposition 2.7; passing to a Cartier Veronese for the ample ray does not discard the other summands in the expected-order sums. All the extractions and curve adjunctions are plt by the quotient-chart computations above. ◻
Proof of Theorem 22.5. Consider a divisorial valuation on . If its centre is not contained in , Lemma 3.2 gives local alpha at least and Lemma 3.3 gives threshold at least .
For centres on away from , Lemma 22.7 gives ratios at , at , and elsewhere, together with the curve ratio . At use Lemma 22.12, obtaining . For centres on away from use Lemma 22.13, obtaining ; was already treated using . This covers every centre, including the curves themselves. Hence The positivity conditions are supplied by Lemma 22.14. Consequently The reverse inequality is supplied by itself, since and . This proves the equality. ◻
Remark 22.15. The additional extraction is an ordinary blowup of a point on the weighted exceptional surface. Its expected orders come from Lemmas 22.9–22.12. At no stage is a threefold Zariski decomposition on the weighted blowup assumed or used. The prime initial rings and the saturation arguments are what permit this replacement of the usual volume computation.
22.3 The higher singularities of the mixed A-type fibres
Proposition 22.16. At the point of a fibre of type or , and at the point of a fibre of type or , one has In particular, the lines through these points cannot be centres of divisors with nonpositive .
Proof. Use coordinates on the fibre. The anticanonical normal forms are The first and third follow by linear changes from the equations in [13, §3.4]; the other two are the toric normal forms in the same classification. Their higher singular point is . For example, on , the second gives , and the fourth gives . In the two-node rows, the - and -coordinate points are both nodes. In each one-node row, only the -coordinate point is a node; the -coordinate point is smooth.
Write a linear form in , and extend the equations by -multiples of linear forms. Smoothness of forces a nonzero coefficient in the second equation. Set , as before. The native weights are Here have weight zero. The initial relations, after rescaling, are Modulo or the two polynomials have height two; after inverting their quotient is a polynomial ring in and the two units. Thus the domain argument of Lemma 20.4 identifies the actual valuation filtration. The discrepancies are the sums of the three local parameter weights, and formula (20.1) gives the displayed expected orders.
Next degenerate by the secondary weights , , all other weights zero. The initial relations become (22.1) Again they are a regular sequence, are regular with respect to , and give a polynomial ring after localization. Thus this is the actual torus limit of every refined summand, including cancellations. It is monomial in , with and on the unit chart.
For , the coarse exceptional surface is with , , , and different . For , it is with and different . In (22.1), the mean exponent of is The mean exponent of each of is Consequently the coordinate divisor coefficients of the monomial basis limit are Lemma 5.3 gives . The first discrepancy ratios are and , respectively, both larger than . Apply Proposition 2.7.
All these series have bounded support. To check positivity, note that on the unit chart the section space contains every monomial of total degree at most in the three local parameters. For a range of small positive native degrees this contains the complete weighted homogeneous series on , giving an interior ample ray after a fixed Veronese. Eventual nonvanishing on every other integral interior ray follows from [4, Example 2.15], applied to the actual point refinement. This verifies all the positivity hypotheses used in adjunction. ◻
22.4 An ordinary point extraction along every special line
The ordinary blowup is sufficient at the smooth points of all the special lines. Its section filtration requires one additional anticanonical section. We give both the coordinate argument and the saturation check, since omitting either would leave a gap in the expected-order computation.
Lemma 22.17 (The six local models). Let be a fibre, and let be a line on whose smooth locus . There are coordinates on its anticanonical for which and the equations are as follows: For either type with two nodes, the two special lines are interchanged by . At every smooth point of the indicated line, ; in the first four rows also .
Proof. These are linear changes of the anticanonical normal forms and the toric models in [13, §3.4]. The smooth-locus tables in [12, §6.2, Tables 27, 28, 31–33, 35] identify the lines in the statement. To specify the identification in the case, take in [13, §3.4]. Its curve is and meets the second exceptional component of the chain. This is the line with smooth-locus threshold . In the case it is the unique line. In the mixed cases the indicated lines join the higher singularity to a node.
The point is the higher singularity. The differential of vanishes at . Along the displayed line, the differentials at a smooth point are independent precisely under the nonvanishing conditions stated. This also follows directly from the two equations. ◻
Lemma 22.18 (Coordinates off the exceptional divisor). Let be smooth on . After linear changes of the ambient coordinates, there are four -coordinates and two linear forms cutting out such that are regular parameters at . In the section ring, put , , and introduce For the ordinary blowup of , the generator orders are The three initial relations have the form (22.2)
(22.3)
(22.4) where . Their bidegrees are , and their ordinary orders are , respectively. The constant is allowed to vanish.
Proof. Write the equations of as , with from Lemma 22.17. Since and is smooth, the coefficient of in is nonzero. The curve avoids , so the coefficient of in its other linear equation is nonzero as well.
First replace by themselves plus constant multiples of , to remove the linear -terms of the two equations at . The second equation becomes where and is a linear form vanishing at . Its restriction to has a nonzero coefficient. All new terms are absorbed into . Next replace by a nonzero multiple of , with constant, to remove the linear -term of at . In the first form of this only adds an -term; in the second it adds terms.
Here is the nonvanishing that will be essential. On , write The restrictions of and are independent because and has a simple zero at . Thus , and (22.5) Both coefficients are nonzero. Globally we can therefore write The linear changes already made do not change this assertion on the line.
The linear parts of the two equations eliminate . Hence are regular parameters on the chart . The lowest ordinary parts of are respectively. Terms in multiplied by a function vanishing at have order at least three. In particular have order two. After substituting , , set . The second equation now reads Its cubic part is (22.3). The term , together with in degree two on the unit chart, contributes a nonzero multiple of . None of the other displayed terms contributes . Thus has order exactly three. The defining relation has initial part (22.4). This proves the assertions about orders and initial equations. Equality with the full geometric filtration is established next. ◻
Lemma 22.19 (No further initial generators are missing). With the notation of Lemma 22.18, the associated graded ring of the ordinary point valuation on the bigraded section ring is In particular its components give the actual refined series on .
Proof. The original presentation with the additional variable has two quadric relations and the relation . We show that the three initial forms are a regular sequence and that are non-zero-divisors in their quotient.
Modulo , their ideal is Its height is three. Indeed, setting leaves and ; every component has codimension two in the remaining variables because .
Modulo , the last equation is . On the component , the first equation is , and the second reduces, after , to , which is a nonzero further equation. On the component , the first equation is It is not divisible by . The second equation has coefficient in , so it shares no factor with this quadratic. Thus the ideal modulo also has height three.
After inverting , one eliminates , in that order, and obtains a polynomial ring in the three parameters , with adjoined. The original three-generator initial ideal therefore has height three; the preceding codimension checks rule out components on or . It is a complete intersection, hence Cohen–Macaulay, and are non-zero-divisors. Since its localization is a domain, it is a domain itself.
Lemma 5.1 identifies the polynomial-weight associated graded ring with this quotient. The orders in Lemma 22.18 give a map to the local point-associated graded ring. On inverting it is the polynomial identification just described. Since the quotient injects into this localization, no nonzero global initial form can vanish locally. Finally, the degrees of form a lattice basis, so setting them equal to one is injective on any fixed bidegree after removing its common Laurent factor. This verifies the second assertion of Lemma 5.1, including all cancellations. ◻
Lemma 22.20 (The expected order of the point blowup). For the ordinary blowup of the point in Lemma 22.18, with exceptional divisor , one has
Proof. The discrepancy is three because is a smooth point of a threefold. Apply (20.2) to the actual filtration established in Lemma 22.19. The four -weights sum to , the weight of is one, and the relation weights are . The new -generator has weight three. Therefore The last term is required: using the seven old generators would not compute the actual expected order. ◻
Lemma 22.21 (A monomial limit on the exceptional plane). The refined series on satisfies
Proof. Apply the one-parameter subgroup with weights on . The corresponding secondary weights on the presentation of are The initial relations are (22.6) In fact the two terms of the first equation have weight four, while the omitted terms have weights . In the second equation have weight five, whereas have weights . Thus no coefficient specialisation has been assumed.
Modulo , the ideal in (22.6) is , of height three. Modulo it is , again of height three. After inverting it is a polynomial ring in . The same regularity and localization argument proves that this is the actual torus limit of each refined space. On the unit chart its generators are monomials:
We compute the three coordinate coefficients separately. For the exponent of , give weights and all other variables weight zero. The relation weights are , and (20.2) gives For the exponent of , give weights and all other variables weight zero. The relation weights are , so For the exponent of , give weight one and the other variables weight zero. The relation weights are , giving As a check, , since . The monomial basis divisor therefore tends to Its largest coefficient is . Lemma 5.3 proves the assertion.
For bounded support, let be the total exponent in the four -generators, the exponent in , and that in . The remaining exponents are in and in . Their nonnegativity gives and , so every exponent and every filtration order is . To exhibit an interior ample ray, observe that all monomials in the regular parameters of total degree at most lift to sections of : for exponents , the lift is . Thus contains the complete degree- series on for . Eventual nonvanishing on every integral interior ray follows from [4, Example 2.15], because Lemma 22.19 identifies the actual point refinement. This verifies the positivity conditions in Abban–Zhuang adjunction. ◻
Proposition 22.22. At every smooth point of any line in Lemma 22.17,
Proof. The ordinary extraction has exceptional pair . Lemmas 22.20 and 22.21, followed by Proposition 2.7, give ◻
Example 22.23 (The extra section at the first level). On the unit chart, an initial basis for is obtained from by replacing with . In the final monomial limit, is a nonzero multiple of . The total exponents of are , respectively, so the ordinary-order trace is . These are finite-level sums with ; their asymptotic means are , not .
Example 22.24 (The coordinates in a smooth threefold). Consider the threefold in Example 22.28, and write . At take and . Then , so and . The two equations become With , their three initial relations are In the monomial limit on they give , , . Thus the additional generator and the nonzero term occur in an explicit smooth example.
22.5 The intersections of the special lines with E
Lemma 22.25 (The point filtration on E). Let on the strict transform of any line in Lemma 22.17. There are local parameters at for which the ordinary point filtration on the section ring has generator orders and initial relations Here are units and may vanish. These relations compute the full geometric filtration.
Proof. Retain the fibre equations of Lemma 22.17. As in Lemma 22.18, shifts of by constant multiples of remove their linear -terms at and give with vanishing simply at . The coefficient of in both and is nonzero. Since now , their restrictions to the line are proportional. Therefore Use the chart of . The functions are regular parameters there. Rescale to normalize its linear coefficient in the first equation, and rescale and the second equation to make the coefficient equal to one. The ordinary point blowup gives weights , and initial equations (22.7) where may vanish. Here has order two. Thus the term , when present, has order four, while has order three. This explains both cases of (22.7).
Modulo , the ideal is , of height two. Modulo , it is , also of height two. Its localization at eliminates and is a polynomial ring in . Hence are regular and the quotient is a domain. Their bidegrees form a lattice basis; the localization argument identifies the geometric filtration. ◻
Lemma 22.26 (Expected orders on E). For the ordinary blowup of the point in Lemma 22.25, with exceptional plane , one has
Proof. The discrepancy is three. Formula (20.1) gives
Degenerate by secondary weights one on , two on , and zero on the other generators. The initial equations are The same height checks modulo and localization show that this is the actual torus limit. On , it is monomial with and . The three exponent means are, separately, Their sum is . Since has zero different, Lemma 5.3 gives .
Finally, lifts to a section of by multiplying by . This includes every monomial of total degree at most , and hence gives an interior complete ample series on . Bounded support follows from the bidegree bounds, and eventual nonvanishing on the other integral interior rays follows from [4, Example 2.15], applied to the refinement identified in Lemma 22.25. ◻
Proposition 22.27. At the point on the strict transform of any line in Lemma 22.17, one has .
Proof of Theorem 19.1. Theorems 22.1 and 22.5 prove (1) and (2). Proposition 22.16 proves (4). Lemma 22.17 lists every special line. Propositions 22.22 and 22.27 give (3), respectively off and on . Thus no smooth point on a special line is omitted. ◻
22.6 A smooth example with a D5 fibre
Example 22.28. In homogeneous coordinates on , set Let . Then and are smooth. To check this directly, let be the Hessian matrix of . Their pencil satisfies This binary form has six distinct roots. On the subspace defining , substitute and , and let be the resulting four-by-four Hessian matrices. Then The cubic has discriminant , so this pencil also has distinct roots. The standard smoothness criterion for intersections of two quadrics proves the claims.
The hyperplane section has a unique singular point . Indeed, on this hyperplane is nonsingular, and solving proportionality of the two gradients gives only . On eliminate using . The remaining equation is Putting , and gives which is a singularity. Since , the corresponding fibre on retains this singularity. The blowup is smooth. Moreover, the graph embedding identifies with the restriction of , so is ample. This is therefore a smooth member of Family 2.10, not merely a singular degeneration.
At the singular point of this example the exact threshold is . At every other point of the line the fibre is smooth and the threshold on is at least . This includes its intersection with , interpreted on the strict transform. Thus both the point extractions and the global theorem apply to a smooth threefold with this most singular quartic fibre.