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Section 64

The other exceptional fibre

We retain the two blowups π:X→ℙ3\pi\colon X\to\mathbb P^3 and q:X→Qq\colon X\to Q. Let ℓ′\ell' be a fibre of the exceptional divisor of qq, let B=π(ℓ′)B=\pi(\ell'), and suppose that B∩C=2p+p1B\cap C=2p+p_1, where p1≠pp_1\ne p. We consider the case in which the point of ℓ′\ell' over pp belongs to the singular locus of Eℙ3∩EQE_{\mathbb P^3}\cap E_Q.

Lemma 64.1. Let B⊂ℙ3B\subset\mathbb P^3 be a trisecant line to the smooth elliptic quintic CC, with intersection scheme of length three. Put Z=BlBℙ3Z=\mathop{\mathrm{Bl}}_B\mathbb P^3, let HH be the hyperplane pullback, and let h=H−FBh=H-F_B define the projection r:Z→ℙ1r:Z\to\mathbb P^1. The strict transform CZC_Z is isomorphic to CC, and r|CZr|_{C_Z} is the complete degree-two linear series 𝒪C(1)(−B∩C)\mathcal O_C(1)(-B\cap C).

There is a unique relative line surface RZ∈|H+2h|R_Z\in|H+2h| containing CZC_Z. It is smooth and isomorphic to 𝔽1\mathbb F_1. Writing its negative section as cRc_R and its ruling fibre as fRf_R, one has H|RZ=cR+2fR,h|RZ=fR,CZ∼2cR+3fR=−KRZ.H|_{R_Z}=c_R+2f_R,\quad h|_{R_Z}=f_R,\quad C_Z\sim2c_R+3f_R=-K_{R_Z}. The divisor FB|RZF_B|_{R_Z} is either a smooth section in |cR+fR||c_R+f_R|, or the reduced union of cRc_R and one ruling fibre.

Proof. Use the quotient convention Z=ℙ(𝒪⊕2⊕𝒪(1))Z=\mathbb P(\mathcal O^{\oplus2}\oplus\mathcal O(1)), with tautological class HH. The restricted projection has degree two and is complete by Riemann–Roch and nondegeneracy of CC. It is finite flat. Evaluation gives a surjection 𝒪⊕2⊕𝒪(1)→(r|CZ)*𝒪CZ(H).\mathcal O^{\oplus2}\oplus\mathcal O(1) \longrightarrow (r|_{C_Z})_*\mathcal O_{C_Z}(H). Surjectivity holds fibrewise because a subscheme of length two in a plane imposes two independent conditions on linear forms, also when nonreduced. The target has rank two and degree three: its Euler characteristic is deg𝒪C(1)=5\deg\mathcal O_C(1)=5, and the Euler characteristic of a rank-two bundle on ℙ1\mathbb P^1 is its degree plus two. The kernel is consequently 𝒪(−2)\mathcal O(-2). This gives the unique divisor RZR_Z of the stated class. It is the projective bundle of the rank-two quotient 𝒱\mathcal V.

The bundle 𝒱\mathcal V is generated by global sections and has degree three, so it splits as 𝒪(a)⊕𝒪(3−a)\mathcal O(a)\oplus\mathcal O(3-a) with a=0a=0 or 11. The curve CZC_Z is a Cartier divisor on the smooth ruled surface RZR_Z. Its intersections with hh and HH are two and five, respectively, so its class is 2H−h2H-h, which also equals −KRZ-K_{R_Z}. If a=0a=0, the surface is 𝔽3\mathbb F_3 and this anticanonical class has intersection −1-1 with its negative section. It would contain that section, contrary to the irreducibility of CZC_Z. Thus a=1a=1, giving RZ≅𝔽1R_Z\cong\mathbb F_1 and the displayed classes.

Finally FB=H−hF_B=H-h restricts to cR+fRc_R+f_R. A member of this linear system is either a smooth positive section or the reduced sum of the negative section and one ruling fibre. This follows equally from the realization of 𝔽1\mathbb F_1 as the blow-up of a point of ℙ2\mathbb P^2: the system is the pullback of lines in ℙ2\mathbb P^2. ◻

Remark 64.2. Let Y′=BlCZZY'=\mathop{\mathrm{Bl}}_{C_Z}Z, with exceptional divisor JJ. The strict transform of the other exceptional surface EQE_Q has class 4H+h−2J4H+h-2J. Since blowing up the Cartier curve CZ⊂RZC_Z\subset R_Z does not alter RZR_Z, its restriction to the strict transform RR is (4H+h)−2(2H−h)=3h.(4H+h)-2(2H-h)=3h. Thus every component of EQ∩RE_Q\cap R is a ruling fibre of RZ→ℙ1R_Z\to\mathbb P^1. In particular, when the fixed curve on the original exceptional 𝔽1\mathbb F_1 contains its negative section, that section maps to a ruling fibre of RZR_Z; it does not map to the other section component of FB|RZF_B|_{R_Z}.

Lemma 64.3. Assume that the intersection scheme of the trisecant line with CC has type 2p+q2p+q or 3p3p. On the exceptional surface F≅𝔽1F\cong\mathbb F_1 of the original line blow-up, write ss for the negative section and ff for a ruling fibre. The fixed curve obtained from RR is reduced, contains no ruling fibre, and has class 2s+2f2s+2f. If a nonreduced centre has support A∈sA\in s and its tangent direction is transverse to ss, then RF=s+T,T∼s+2f,R_F=s+T,\qquad T\sim s+2f, where TT is a smooth section meeting ss transversely at AA. For the type 2p+q2p+q, the other centre BB lies on TT. The double centre is transverse to both ss and TT. For the type 3p3p, the length-three centre is tangent to TT, but has intersection length exactly two with TT.

Proof. The divisor FB|RZF_B|_{R_Z} has at most two components, as described above. Viewed on FB≅ℙ1×ℙ1F_B\cong\mathbb P^1\times\mathbb P^1, it has class f+2gf+2g, where H|FB=fH|_{F_B}=f and h|FB=gh|_{F_B}=g. If it is reducible, its components have classes gg and f+gf+g. Each has degree one over the ruling whose fibres are contracted in the order-of-blow-up exchange. Thus their images on FF are sections, and neither image is a ruling fibre.

At a smooth point of FB|RZF_B|_{R_Z}, the intersection scheme of CZC_Z with FBF_B is contained scheme-theoretically in this smooth curve. Resolving a centre of length kk therefore gives successive multiplicities 1,…,11,\ldots,1. At a node in the length-two case, the multiplicities are 2,02,0. The difference after subtracting the exceptional Cartier divisor of the centre is then only the (−2)(-2)-curve contracted to the A1A_1 singularity on the intermediate surface. It is also contracted on the other side and adds no component to RFR_F.

For a length-three centre at a node, use coordinates (v,w)(v,w) on RZR_Z in which FB|RZF_B|_{R_Z} is vw=0vw=0. The component corresponding to the negative section cRc_R has intersection one with CZC_Z. Consequently CZC_Z is transverse to that component and tangent to the fibre component; the intersection orders are one and two. Analytically the situation is CZ:w=v2C_Z:\ w=v^2. On FBF_B, its intersection ideal is therefore (w−v2,v3)(w-v^2,v^3). The multiplicities of the nodal divisor at the successive three point blow-ups are 2,1,02,1,0. After subtracting the exceptional divisor of the length-three centre, the only additional curves are the two (−2)(-2)-curves in the A2A_2 chain. Both are contracted on either side. There is again no additional component in RFR_F.

The elementary-transform class calculation gives RF∼2s+2fR_F\sim2s+2f. Since RF⋅s=0R_F\cdot s=0, a point of RFR_F on ss forces ss to be a component. The other component has class s+2fs+2f and degree one over the ruling, so it is a smooth section. Its intersection with ss is one. In the stated nonreduced configurations the centre is transverse to ss, and the condition that the total fixed curve contains the centre forces its residual section through AA. The simple centre BB is off ss, so it lies on TT as well.

For clarity, the precise final assertion can also be read from the common resolution in the triple case. Start on FBF_B and write e1,e2,e3e_1,e_2,e_3 for the total exceptional classes. The fibre component has strict transform g−e1−e2g-e_1-e_2, and the other component has strict transform f+g−e1f+g-e_1. To obtain FF, contract, in order, f−e1,e1−e2,e2−e3.f-e_1,\qquad e_1-e_2,\qquad e_2-e_3. Their images are respectively the negative section and TT. Viewed as three blow-ups from FF, the total exceptional classes are f−e3,f−e2,f−e1f-e_3,f-e_2,f-e_1. The negative section passes through just the first centre, whereas TT passes through the first two and not the third. This proves the asserted intersection lengths one and two with the curvilinear centre of length three. ◻

Remark 64.4. Here is the explicit resolution calculation for the type 2p+q2p+q in the hard configuration. On FBF_B, the double centre is the node of the two components gg and f+gf+g of RBR_B, with tangent direction different from both branches; the remaining simple centre lies on gg. If e1,e2e_1,e_2 are the total classes of the two successive blow-ups at the double centre and e3e_3 is the other exceptional class, the strict component classes are g−e1−e3,f+g−e1.g-e_1-e_3,\qquad f+g-e_1. The curves contracted to obtain FF are L=f−e1L=f-e_1, K=e1−e2K=e_1-e_2, and L3=f−e3L_3=f-e_3, with LL contracted before KK. Viewed from FF, the total exceptional classes of the first blow-up at AA, its infinitely near blow-up, and the blow-up at BB, are EA=K+L=f−e2,EA,1=L=f−e1,EB=L3=f−e3.E_A=K+L=f-e_2,\quad E_{A,1}=L=f-e_1,\quad E_B=L_3=f-e_3. Subtracting the strict components from the pullbacks of ss and TT gives ρ*s−(g−e1−e3)=EA,ρ*T−(f+g−e1)=EA+EB.\rho^*s-(g-e_1-e_3)=E_A,\qquad \rho^*T-(f+g-e_1)=E_A+E_B. Thus both sections pass through AA, neither passes through its infinitely near centre, and TT passes through BB. In particular the double jet is transverse to both sections.

This also proves the colon identity needed in the last chamber. In coordinates with IA=(v,z2)I_A=(v,z^2), the local equation of s+Ts+T has the form z2u+vzu1+v2u2z^2u+vz u_1+v^2u_2, with uu a unit. The associated graded ring of this complete-intersection ideal is (𝒪/IA)[U,V](\mathcal O/I_A)[U,V], and the degree-one initial form of this equation has unit coefficient of V=[z2]V=[z^2]. It is a non-zero-divisor. Consequently if rr is this local defining equation, then (IAn:rk)=IAn−k(n≥k).(I_A^n:r^k)=I_A^{n-k}\qquad(n\ge k). The same assertion at BB is the usual ordinary point computation. Thus subtracting the fixed power of RFR_F leaves exactly the stated remaining powers of IΞI_\Xi.

Lemma 64.5. Let ω:Y→X\omega\colon Y\to X be the blowup of ℓ′\ell', with exceptional divisor FF. Then F≅𝔽1F\cong\mathbb F_1, AX(F)=2A_X(F)=2, and SX(F)=13/8S_X(F)=13/8.

Proof. The normal bundle of ℓ′\ell' is 𝒪⊕𝒪(−1)\mathcal O\oplus\mathcal O(-1). Exchange the blowups of C⊂ℙ3C\subset\mathbb P^3 and B⊂ℙ3B\subset\mathbb P^3. This gives Y′Y' after the flops of the three fibres counted with their scheme-theoretic multiplicities. Put Z=BlBℙ3Z=\operatorname{Bl}_B\mathbb P^3, and denote by C″C'' the strict transform of CC in ZZ. Thus Y′=BlC″ZY'=\operatorname{Bl}_{C''}Z. Write HH for the pullback of a plane and h=H−Fh=H-F for the fibre class of the projection Z→ℙ1Z\to\mathbb P^1. Then Z=ℙℙ1(𝒪⊕2⊕𝒪(1))Z=\mathbb P_{\mathbb P^1}(\mathcal O^{\oplus2}\oplus\mathcal O(1)), H3=H2h=1H^3=H^2h=1, and h2=0h^2=0. Moreover, H⋅C″=5H\cdot C''=5 and h⋅C″=2h\cdot C''=2.

The line through each length-two fibre of C″→ℙ1C''\to\mathbb P^1 sweeps a surface RZ∈|H+2h|R_Z\in|H+2h|. Indeed, the kernel of the evaluation map from 𝒪⊕2⊕𝒪(1)\mathcal O^{\oplus2}\oplus\mathcal O(1) to the rank-two bundle f*𝒪C″(H)f_*\mathcal O_{C''}(H) is 𝒪(−2)\mathcal O(-2). Its quotient has degree 33. It is globally generated, so its splitting is either (0,3)(0,3) or (1,2)(1,2). On RZR_Z the curve C″C'' has class 2H−h2H-h. The first splitting would give negative intersection with the minimal section, contradicting the irreducibility of C″C''. Hence RZ≅𝔽1R_Z\cong\mathbb F_1 and C″=−KRZC''=-K_{R_Z}. Let JJ be the exceptional divisor of Y′→ZY'\to Z, and put A=2H+h−J,R=H+2h−J.A=2H+h-J,\qquad R=H+2h-J. The divisor AA is globally generated. On the original model YY it is HQ−FH_Q-F: the pullback of the maximal ideal of q(ℓ′)q(\ell') is the ideal of ℓ′\ell', and hence YY maps to Blq(ℓ′)Q\operatorname{Bl}_{q(\ell')}Q. The hyperplanes through this point give HQ−FH_Q-F. Its degree on every flopped curve is zero, so global generation is preserved on Y′Y'.

Put Du=ω*(−KX)−uFD_u=\omega^*(-K_X)-uF. For 0≤u≤10\le u\le1 this is nef: D1=H+(HQ−F)=H+AD_1=H+(H_Q-F)=H+A is globally generated on the original model, and D0D_0 is nef. On Y′Y' we have Du=(4−u)H+uh−J=A+(2−u)H+(u−1)hD_u=(4-u)H+uh-J=A+(2-u)H+(u-1)h, which is nef for 1≤u≤21\le u\le2. For 2≤u≤32\le u\le3, its positive and fixed parts are Pu=(3−u)A+h,Nu=(u−2)R.P_u=(3-u)A+h,\qquad N_u=(u-2)R. The fibres of R→ℙ1R\to\mathbb P^1 have RR-degree −1-1 and DuD_u-degree 2−u2-u, proving that this fixed coefficient is necessary. The remaining divisor is nef. Restriction to a general fibre over ℙ1\mathbb P^1 also shows that the pseudoeffective threshold is 33.

Direct intersection gives A3=1A^3=1 and A2h=2A^2h=2. Consequently, vol(Du)={24−3u2−u3,0≤u≤1,21+9u−12u2+2u3,1≤u≤2,(3−u)3+6(3−u)2,2≤u≤3.\operatorname{vol}(D_u)= \begin{cases} 24-3u^2-u^3,&0\le u\le1,\\ 21+9u-12u^2+2u^3,&1\le u\le2,\\ (3-u)^3+6(3-u)^2,&2\le u\le3. \end{cases} The second polynomial can also be computed directly on Y′Y' using degNC″/Z=17\deg N_{C''/Z}=17; thus it does not require an assumption that the three flopped curves are distinct. Dividing the three integrals by 2424 gives 91/9691/96, 7/127/12, and 3/323/32, whose sum is 13/813/8. ◻

64.1 The refined series and its invariant divisors

Let ss and ff be the minimal section and the ruling fibre of F=𝔽1F=\mathbb F_1. The exchange of blowups marks a length-three curvilinear subscheme Ξ=2a+b\Xi=2a+b on FF: its double part is supported at a∈sa\in s, its tangent is transverse to both ss and the ruling fibre, and b∉sb\notin s lies on another ruling fibre. The fixed curve RFR_F has class 2s+2f2s+2f and has the form s+Ts+T, where TT is a smooth section in |s+2f||s+2f| through aa and bb. Here the tangent of Ξ\Xi at aa need not be the tangent of TT. These statements can also be read on RZR_Z: its intersection with the exceptional ℙ1×ℙ1\mathbb P^1\times\mathbb P^1 is the reduced union of its minimal section and one ruling fibre. The double intersection with C″C'' occurs at their meeting point.

Choose local coordinates (z,x)(z,x) near aa such that s=(x=0)s=(x=0) and Ξa=(x−z,z2)\Xi_a=(x-z,z^2). After an automorphism of 𝔽1\mathbb F_1, we may put bb at the opposite positive fixed point and write T=(x−κz=0)T=(x-\kappa z=0), where κ∉{0,1}\kappa\notin\{0,1\}. Indeed, before this last normalization the equation of TT is αz+x(β+γz)=0\alpha z+x(\beta+\gamma z)=0; the fibre transformation x↦x/(1+cx)x\mapsto x/(1+cx) removes the mixed term, preserves the length-two jet, and fixes bb. Thus the action (z,x)↦(λz,λx)(z,x)\mapsto(\lambda z,\lambda x) preserves the data. At bb the coordinates are t=1/zt=1/z and y=1/(xz)y=1/(xz); the curve TT has equation y=κ−1t2y=\kappa^{-1}t^2.

For completeness, the leading refined spaces are as follows. If j/m=uj/m=u, then for 0≤j≤2m0\le j\le2m the moving space is H0(F,𝒪F(js+(m+j)f)⊗IΞmax(0,j−m)).H^0\bigl(F,\mathcal O_F(js+(m+j)f)\otimes I_\Xi^{\max(0,j-m)}\bigr). For 2m≤j≤3m2m\le j\le3m, the fixed part is (j−2m)RF(j-2m)R_F, and the moving space is H0(F,𝒪F((4m−j)s+(5m−j)f)⊗IΞm).H^0\bigl(F,\mathcal O_F((4m-j)s+(5m-j)f)\otimes I_\Xi^m\bigr). The actual refined spaces are contained in these spaces and are asymptotically complete; endpoint rounding does not affect the expected orders. One obtains them by restricting to the exceptional ℙ1×ℙ1\mathbb P^1\times\mathbb P^1 on ZZ. On its resolution the classes are (4−u)f+ug−∑ei(4-u)f+ug-\sum e_i and R|F′=f+2g−∑eiR|_{F'}=f+2g-\sum e_i, and the map to FF contracts f−eif-e_i. Thus s=g+f−∑eis=g+f-\sum e_i. Surjectivity of restriction in the interiors of the first two chambers follows from Serre vanishing, since the divisors there are ample. For the bounds it also suffices to use the inclusions and the leading normalization 4m34m^3 verified below. In the last chamber the fixed divisor has coefficient j−2mj-2m. The colon calculation in the preceding geometric remark justifies the remaining power IΞmI_\Xi^m; replacing it by two unrelated point conditions would not be valid. The average coefficient of RFR_F is 14∫23(u−2)((3−u)22+2(3−u))du=332.\frac14\int_2^3 (u-2) \left(\frac{(3-u)^2}{2}+2(3-u)\right)du=\frac3{32}.

Lemma 64.6. For the above refined series, the expected orders at the two attracting valuations are S(ordBlaF)=2S(\operatorname{ord}_{\operatorname{Bl}_a F})=2 and S(vb)=9/4S(v_b)=9/4, where vb(t)=1v_b(t)=1, vb(y)=2v_b(y)=2. The expected orders of the invariant prime divisors are bounded by divisorspositive sectionfafbTκS23/2497/192169/19211/1255/96.\begin{array}{c|ccccc} \text{divisor}&s&\text{positive section}&f_a&f_b&T_\kappa\\\hline S&23/24&97/192&169/192&11/12&55/96. \end{array}

Proof. A monomial basis of H0(F,as+bf)H^0(F,as+bf) near aa consists of xizlx^iz^l, where 0≤i≤a0\le i\le a and 0≤l≤b−a+i0\le l\le b-a+i. Set d=i+ld=i+l. The condition at bb is l≤b−kl\le b-k, where kk is the power of IΞI_\Xi. For fixed dd, put L=max{0,⌈(d−b+a)/2⌉,d−b+k},U=min{a,d},r=max{0,2k−d}.L=\max\{0,\lceil(d-b+a)/2\rceil,d-b+k\},\quad U=\min\{a,d\},\quad r=\max\{0,2k-d\}. Writing x=z+wx=z+w, the double-point condition says that the polynomial in x/zx/z is divisible by (x/z−1)r(x/z-1)^r. Therefore its dimension is max{0,U−L+1−r}\max\{0,U-L+1-r\}. This also proves that no cancellation has been omitted.

Here (a,b,k)(a,b,k) equals (j,m+j,0)(j,m+j,0), (j,m+j,j−m)(j,m+j,j-m), or (4m−j,5m−j,m)(4m-j,5m-j,m) in the three successive chambers. For the limits set u=j/mu=j/m, v=d/mv=d/m, omit the ceiling and the constant 11, and write D=(U−L−r)+D=(U-L-r)_+. The normalization is ∫∫Ddvdu=4\int\!\int D\,dv\,du=4, in agreement with h0(X,−mKX)=4m3+6m2+4m+1h^0(X,-mK_X)=4m^3+6m^2+4m+1. Put e=(u−2)+e=(u-2)_+. The moment functions, to be integrated against D/4D/4, are respectively BlaFv+2evba+b−v+2es(L+U−r)/2+epositive sectiona−(L+r+U)/2fav−(L+r+U)/2fbb−a+L+U−r−vT1(r+U−L)/2+e.\begin{array}{c|c} \operatorname{Bl}_aF&v+2e\\ v_b&a+b-v+2e\\ s&(L+U-r)/2+e\\ \text{positive section}&a-(L+r+U)/2\\ f_a&v-(L+r+U)/2\\ f_b&b-a+L+U-r-v\\ T_1&(r+U-L)/2+e. \end{array} Integration over the linear chambers gives the displayed fractions. For an orbit curve TκT_\kappa different from the preferred tangent T1T_1, the moving moment is 79/19279/192; adding the fixed contribution, when present, gives at most 97/19297/192. Thus 55/9655/96 is a valid common bound. ◻

Lemma 64.7. The refined stability threshold of FF is at least 11.

Proof. Fix λ<1\lambda<1, and choose a basis compatible with an arbitrary divisorial valuation and with the indicated one-parameter subgroup. Multiply its normalized boundary by λ\lambda. Its limit is invariant. For all sufficiently large divisible levels, the strict inequalities below follow from Lemma 64.6. Every invariant prime curve is one of the four coordinate curves or an orbit closure TκT_\kappa. Their coefficients are strictly less than 11 by Lemma 64.6. At aa, the non-coordinate orbit curves are ordinary distinct lines; one ordinary blowup separates them, and its log discrepancy is 22. Their total order is strictly less than 22. At bb they are the parabolas y=κ−1t2y=\kappa^{-1}t^2. Two ordinary blowups resolve them; the final exceptional valuation has weights (1,2)(1,2), discrepancy 33, and expected order 9/4<39/4<3. The first exceptional valuation has expected order at most 12(94+1112)=1912<2.\frac12\left(\frac94+\frac{11}{12}\right)=\frac{19}{12}<2. Indeed, at bb the orders of every orbit parabola and the positive section are doubled by the weight-(1,2)(1,2) valuation, whereas the order of fb=(t=0)f_b=(t=0) stays one. This proves the preceding exceptional inequality. There are no further intersections requiring a test. Thus the limiting basis boundary is log canonical. Semicontinuity, followed by the limit over divisible levels and then λ→1\lambda\to1, proves the assertion. ◻

Consequently this configuration gives positive beta invariants for all prime divisors whose centre is the indicated point of XX. In the Abban–Zhuang inequality the surface contribution is nonnegative, while the extraction contribution has the strict margin AX(F)−SX(F)=2−13/8=3/8A_X(F)-S_X(F)=2-13/8=3/8. The coefficient of FF is positive for every such divisorial valuation. This proves strict positivity, despite the equality at the ordinary exceptional valuation over aa on the surface.

Remark 64.8. This argument treats the length-two-plus-one configuration. It does not prove the assertion for B∩C=3pB\cap C=3p. In that case the triple jet is transverse to ss and tangent to TT; its next coefficient matters to the geometric identification. A direct ordinary-order computation for the natural triple-jet model gives 71/32>271/32>2. Thus one cannot extend the last lemma to that case merely by replacing the double jet by a triple jet.