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Section 65

Reduction to the triple-contact points

For p∈Dp\in D, let ℓ′p\ell'_p be the fibre of E′→C′E'\to C' through pp. Define (65.1)ΣX={p∈Sing(D):E|ℓ′p=3p}.\label{f217:eq:Sigma} \Sigma_X=\{p\in\mathop{\mathrm{Sing}}(D): E|_{\ell'_p}=3p\}. This is a finite set. The equality is an equality of effective divisors on the smooth line ℓ′p\ell'_p; equivalently, its image in ℙ3\mathbb P^3 has intersection scheme 3π(p)3\pi(p) with CC.

Lemma 65.1 (The marked centres and the negative section). Consider either the first line extraction, whose marked scheme has length two, or the second line extraction with a reduced length-three scheme or a scheme of type 2a+b2a+b. Let F≅𝔽1F\cong\mathbb F_1 be the exceptional surface before exchanging the blow-ups, and let ss be its negative section. On the common smooth resolution, at most one of the successive marked centres lies on the successive strict transform of ss. Consequently:

  1. at most one reduced marked point lies on ss;

  2. a double marked scheme supported on ss is transverse to ss;

  3. in the second extraction, if the double scheme is supported on ss, the remaining simple point lies off ss.

A double marked scheme is also transverse to its ruling fibre. This last assertion does not require its support to lie on ss.

Proof. We first check the last assertion directly in the exchange of blow-ups. Near a tangency of intersection length two, choose analytic coordinates (z,u,v)(z,u,v) on the target threefold in which the two curves are C=(u=v=0),B=(u=0,v=z2).C=(u=v=0),\qquad B=(u=0,\ v=z^2). Such coordinates exist because the minimum order of the two normal coordinates of BB along CC is exactly two. Blow up CC, using u=vξu=v\xi. The strict transform of BB has ideal (ξ,v−z2)(\xi,v-z^2). On the relevant chart of its blow-up put v−z2=ξwv-z^2=\xi w. The exceptional surface is F=(ξ=0)F=(\xi=0), with coordinates (z,w)(z,w), and its ruling has base coordinate zz. The ideal of BB on the original target pulls back to (u,v−z2)=ξ(z2+ξw,w).(u,v-z^2) =\xi\,(z^2+\xi w,w). Thus the remaining indeterminacy on FF is the ideal (w,z2)(w,z^2). Its tangent direction is w=0w=0, which is transverse to the ruling fibre z=0z=0. This also identifies the two successive point blow-ups that resolve the double marked scheme. Reduced points arising from different intersections of BB and CC lie on different ruling fibres.

Let F̂\widehat F be the common smooth surface resolution, and write ρ:F̂→F,η:F̂→FB\rho:\widehat F\longrightarrow F,\qquad \eta:\widehat F\longrightarrow F_B for its maps to the original exceptional surface and to the exceptional surface of the blow-up of BB on the target. Every exceptional class used below is a total transform class. In particular these classes have square −1-1 and are pairwise orthogonal, also when two centres are infinitely near.

For the first extraction, write cc for the negative section of FB≅𝔽1F_B\cong\mathbb F_1 and ff for its ruling fibre. Let e1,e2e_1,e_2 be the total exceptional classes of η\eta. Pullback to F̂\widehat F of the restriction of the nef divisor M2=HQ+2A−JM_2=H_Q+2A-J is P2=2c+3f−e1−e2,ρ*s=c+f−e1−e2,ρ*f=f.P_2=2c+3f-e_1-e_2, \qquad \rho^*s=c+f-e_1-e_2, \qquad \rho^*f=f. For two reduced centres the curves contracted by ρ\rho are f−e1f-e_1 and f−e2f-e_2. They are its total exceptional classes ε1,ε2\varepsilon_1,\varepsilon_2. For a double centre, η\eta first blows up its support and then its specified tangent direction. The map ρ\rho contracts first L=f−e1L=f-e_1 and then the image of K=e1−e2K=e_1-e_2. Its total exceptional classes, in the reverse order of blow-up, are therefore ε1=K+L=f−e2,ε2=L=f−e1.\varepsilon_1=K+L=f-e_2,\qquad \varepsilon_2=L=f-e_1. In either case the restriction has the same expression P2=ρ*(2s+3f)−ε1−ε2.P_2=\rho^*(2s+3f)-\varepsilon_1-\varepsilon_2. The intermediate surface in the double case has an A1A_1 point, but M2M_2 restricts to an invertible sheaf on it. Its pullback to F̂\widehat F is the displayed class; no fractional exceptional coefficient is introduced. Since M2M_2 is nef, so is P2P_2.

For the second extraction use FB≅ℙ1×ℙ1F_B\cong\mathbb P^1\times\mathbb P^1 and the classes f,gf,g already used in the trisecant calculation. With e1,e2,e3e_1,e_2,e_3 the total exceptional classes of η\eta, the nef divisor D2=A+hD_2=A+h restricts on the common resolution as P2=2f+2g−e1−e2−e3,ρ*s=g+f−e1−e2−e3,ρ*f=f.P_2=2f+2g-e_1-e_2-e_3, \qquad \rho^*s=g+f-e_1-e_2-e_3, \qquad \rho^*f=f. If all three centres are reduced, the total exceptional classes of ρ\rho are εi=f−ei\varepsilon_i=f-e_i. For type 2a+b2a+b, label e1,e2e_1,e_2 by the two successive blow-ups over the double centre and e3e_3 by the simple centre. The total exceptional classes of ρ\rho are εa=f−e2,εa,1=f−e1,εb=f−e3.\varepsilon_a=f-e_2,\qquad \varepsilon_{a,1}=f-e_1,\qquad \varepsilon_b=f-e_3. The first two are obtained from the same contraction of LL followed by KK as above. Hence, in both configurations, P2=ρ*(2s+3f)−∑iεi.P_2=\rho^*(2s+3f)-\sum_i\varepsilon_i. It is nef by the nefness of D2D_2. The displayed formulas for ρ*s\rho^*s can also be recovered without a position assumption: its intersection with a ruling fibre is one, it is orthogonal to every curve contracted by ρ\rho, and its square is −1-1. Orthogonality forces coefficient −1-1 for every total class eie_i, and the square then forces the displayed coefficient of ff. Thus these calculations use only the order-of-blow-up exchange and the nef divisors; they do not assume any position of the marked centres relative to ss.

Let II be the set of centres of ρ\rho that lie on the successive strict transform of ss. Since ss is smooth, that strict transform has class ŝ=ρ*s−∑i∈Iεi.\widehat s=\rho^*s-\sum_{i\in I}\varepsilon_i. Using total exceptional classes gives 0≤P2⋅ŝ=(2s+3f)⋅s−|I|=1−|I|.0\le P_2\cdot\widehat s =(2s+3f)\cdot s-|I|=1-|I|. Thus |I|≤1|I|\le1. Two reduced points on ss would give |I|≥2|I|\ge2. If a double scheme supported on ss were tangent to ss, both its support and its infinitely near centre would lie on the successive strict transform, again giving |I|≥2|I|\ge2. Finally, a double support on ss and a further simple point on ss would give the same contradiction. This proves all the assertions. ◻

Proof of Proposition 61.2. Let VV be a prime divisor over XX with βX(V)≤0\beta_X(V)\leq0. By [40, Main Theorem], its centre is a closed point p∈Dp\in D. Blow up the fibre ℓ\ell of E→CE\to C through pp. If the associated length-two scheme is reduced, the first or second estimate of Lemma 63.2 applies. The required position of the marked points is supplied by Lemma 65.1. If the scheme is nonreduced and supported off the negative section, apply the third estimate, using the absence of a ruling component in RR. In these cases Abban–Zhuang adjunction gives AX(V)SX(V)≥min{219/12,δ(F;W)}>1,\frac{A_X(V)}{S_X(V)}\geq \min\left\{\frac{2}{19/12},\delta(F;W)\right\}>1, contradicting the choice of VV. Thus the scheme is nonreduced and its support lies on the negative section. By Lemma 63.5, p∈Sing(D)p\in\mathop{\mathrm{Sing}}(D).

Now blow up ℓ′p\ell'_p. Since this line is tangent to EE at pp and Eℓ′p=3E\ell'_p=3, either E|ℓ′p=2p+p1E|_{\ell'_p}=2p+p_1 with p1≠pp_1\ne p, or it is 3p3p. In the first case the double marked point on the second exceptional surface lies on its negative section: the other ruling ℓ\ell is tangent to E′E' at pp. Lemma 65.1 shows that the double direction is transverse to the negative section and to the ruling, and that the simple point lies off the negative section. Thus all the hypotheses of the double-plus-simple surface calculation hold. Lemmas 64.5 and 64.7 give, by the strict form of adjunction, βX(V)≥(2−138)ordV(F)=38ordV(F)>0.\beta_X(V)\geq \left(2-\frac{13}{8}\right)\mathop{\mathrm{ord}}_V(F)=\frac38\mathop{\mathrm{ord}}_V(F)>0. Here ordV(F)>0\mathop{\mathrm{ord}}_V(F)>0 because the centre on XX is the point pp on the blown-up line. This is again a contradiction. Hence p∈ΣXp\in\Sigma_X. If ΣX\Sigma_X is empty, all prime divisors have positive beta invariant, so the valuative criterion gives K-stability. Smoothness of DD implies ΣX=⌀\Sigma_X=\varnothing and gives the stated special case. ◻

The triple-contact case cannot be omitted. The next two elementary lemmas describe it intrinsically; they also give examples showing that the residual locus is compatible with a smooth threefold.

Lemma 65.2. Let 𝒞⊂ℙ4\mathcal C\subset\mathbb P^4 be an elliptic normal quintic, with ℒ=𝒪𝒞(1)\mathcal L=\mathcal O_{\mathcal C}(1), and let PP lie outside its secant variety. Project 𝒞\mathcal C from PP to a smooth elliptic quintic in ℙ3\mathbb P^3. Its trisecant lines are parametrized isomorphically by Pic3(𝒞)\operatorname{Pic}^3(\mathcal C): for each degree-three line bundle 𝒜\mathcal A, exactly one divisor Z∈|𝒜|Z\in|\mathcal A| has P∈⟨Z⟩P\in\langle Z\rangle.

Proof. Put ℳ=ℒ⊗𝒜−1\mathcal M=\mathcal L\otimes\mathcal A^{-1}, of degree two. The base-point-free pencil trick gives a surjection H0(𝒜)⊗H0(ℳ)→H0(ℒ)H^0(\mathcal A)\otimes H^0(\mathcal M)\to H^0(\mathcal L), whose kernel has dimension one. Evaluation at the projective point PP gives a matrix H0(𝒜)→H0(ℳ)*H^0(\mathcal A)\to H^0(\mathcal M)^* of size 2×32\times3. If its rank were one, there would be a nonzero m∈H0(ℳ)m\in H^0(\mathcal M) such that PP annihilates mH0(𝒜)=H0(ℒ(−Z2))mH^0(\mathcal A)=H^0(\mathcal L(-Z_2)), where Z2=(m=0)Z_2=(m=0) has length two. This says P∈⟨Z2⟩P\in\langle Z_2\rangle, contrary to the choice of PP. Rank zero is excluded by surjectivity of multiplication. Thus the matrix has rank two. Its one-dimensional kernel determines a unique section aa of 𝒜\mathcal A. The condition that PP annihilates aH0(ℳ)=H0(ℒ(−(a=0)))aH^0(\mathcal M)=H^0(\mathcal L(-(a=0))) is exactly P∈⟨(a=0)⟩P\in\langle(a=0)\rangle. In families over Pic3(𝒞)\operatorname{Pic}^3(\mathcal C), the constant-rank kernel is a line bundle, so this construction is a morphism, and its inverse is the Abel map. Projection turns each such plane into its trisecant line. No line has intersection length four with the projected curve, since a length-four divisor of an elliptic normal quintic spans a projective three-space, whereas the inverse image of a line is a plane. ◻

Lemma 65.3. Consider the incidence curve of a point of 𝒞\mathcal C and a trisecant divisor. Suppose that P∈⟨3c⟩P\in\langle3c\rangle, so 3c3c is one of the trisecant divisors. At this divisor, the incidence curve is smooth unless ℒ≅𝒪𝒞(5c)\mathcal L\cong\mathcal O_{\mathcal C}(5c). In the exceptional case it has an ordinary node. The exceptional case is compatible with P∉Sec(𝒞)P\notin\operatorname{Sec}(\mathcal C).

Proof. Choose an Abel coordinate zz at cc and a local analytic lift v(z)=v0+zv1+z2v2+⋯v(z)=v_0+zv_1+z^2v_2+\cdots of the embedding. Write P=ρ0v0+ρ1v1+ρ2v2P=\rho_0v_0+\rho_1v_1+\rho_2v_2; here ρ2≠0\rho_2\ne0, because the tangent line is contained in the secant variety. Near the divisor 3c3c, write the three points as the roots of f(z,t)=z3−tz2+a(t)z−b(t).f(z,t)=z^3-tz^2+a(t)z-b(t). The parameter tt is an Abel coordinate on Pic3(𝒞)\operatorname{Pic}^3(\mathcal C), by the preceding lemma. Reducing v(z)v(z) modulo this cubic gives, to first order in (t,a,b)(t,a,b), the three spanning vectors v0+bv3,v1−av3+bv4,v2+tv3−av4+bv5.v_0+bv_3,\qquad v_1-av_3+bv_4,\qquad v_2+tv_3-av_4+bv_5. Modulo ⟨v0,v1,v2⟩\langle v_0,v_1,v_2\rangle, constancy of PP therefore implies (ρ0b′−ρ1a′+ρ2)[v3]+(ρ1b′−ρ2a′)[v4]+ρ2b′[v5]=0.(\rho_0b'-\rho_1a'+\rho_2)[v_3] +(\rho_1b'-\rho_2a')[v_4]+\rho_2b'[v_5]=0. If ℒ≆𝒪(5c)\mathcal L\not\cong\mathcal O(5c), the vanishing sequence is 0,1,2,3,40,1,2,3,4, so [v3],[v4][v_3],[v_4] are independent. Setting b′=0b'=0 would force a′=0a'=0 and then ρ2=0\rho_2=0, a contradiction. Thus b′≠0b'\ne0, which makes the incidence equation f=0f=0 smooth at (z,t)=(0,0)(z,t)=(0,0).

If ℒ≅𝒪(5c)\mathcal L\cong\mathcal O(5c), the vanishing sequence is 0,1,2,3,50,1,2,3,5. Write [v4]=α[v3][v_4]=\alpha[v_3]; then [v5][v_5] is independent of [v3][v_3]. The same equation forces b′=0b'=0 and (ρ1+αρ2)a′=ρ2(\rho_1+\alpha\rho_2)a'=\rho_2. In particular a′≠0a'\ne0. The quadratic part of ff is a′tz−b″t2/2a'tz-b''t^2/2, a product of two distinct linear forms. Hence the incidence curve has an ordinary node.

To verify compatibility explicitly, take cc as the origin of a Weierstrass model and use the |5c||5c| embedding with coordinates [1:x:y:x2:xy][1:x:y:x^2:xy]. The osculating plane at cc is X0=X1=0X_0=X_1=0. Its intersection with the secant variety is, set-theoretically, the union of the lines X2=0X_2=0 and X3=0X_3=0. The first is the tangent line at cc. For any other secant, vanishing of X0X_0 and X1X_1 forces its two endpoints to have the same xx-coordinate; they are opposite points of the elliptic curve, and the corresponding intersection point has X3=0X_3=0. Conversely these opposite-point secants sweep the second line, including their tangent limits at two-torsion points. Thus points P=[0:0:ρ2:ρ1:ρ0]P=[0:0:\rho_2:\rho_1:\rho_0] with ρ1ρ2≠0\rho_1\rho_2\ne0 lie outside the secant variety and give exactly the exceptional configuration. ◻

Lemma 65.4. Embed CC by its complete degree-five linear series as an elliptic normal quintic 𝒞⊂ℙ4\mathcal C\subset\mathbb P^4, and let PP be the centre of the projection giving the specified embedding C⊂ℙ3C\subset\mathbb P^3. There is an isomorphism C′≅Pic3(𝒞)C'\cong\operatorname{Pic}^3(\mathcal C) under which D⊂C×C′D\subset C\times C' is scheme-theoretically the universal incidence curve of the trisecant divisors in Lemma 65.2. In particular, the singularities computed in Lemma 65.3 are the singularities of DD itself.

Proof. The complete linear series has five sections, and the given embedding uses a four-dimensional subspace; its annihilator is PP. Smoothness of the given embedding implies P∉Sec(𝒞)P\notin\operatorname{Sec}(\mathcal C), including its tangent lines. Each fibre ℓ′\ell' of q|E′q|_{E'} maps isomorphically under π\pi onto a line Λ⊂ℙ3\Lambda\subset\mathbb P^3, because H⋅ℓ′=1H\cdot\ell'=1. The equality ℐC𝒪X=𝒪X(−E)\mathcal I_C\mathcal O_X=\mathcal O_X(-E) identifies, as schemes, E|ℓ′E|_{\ell'} with Λ∩C\Lambda\cap C. These intersections have length three. Conversely, the strict transform of any trisecant line has BB-degree 3−3=03-3=0, so is contracted by qq and is one of these fibres. A trisecant line cannot have intersection length four, by the last assertion of Lemma 65.2.

The finite flat family D→C′D\to C' therefore defines a morphism C′→Hilb3(C)=Sym3(C)C'\to\operatorname{Hilb}^3(C)=\operatorname{Sym}^3(C), whose image is exactly the family of trisecant divisors. Distinct fibres give distinct lines: off CC, the map π\pi is an isomorphism, so a line has only one strict transform. Consequently their divisors are distinct as well, since a length-three divisor spans its trisecant line. By Lemma 65.2, composition with the Abel map is a bijective morphism C′→Pic3(C)C'\to\operatorname{Pic}^3(C). It is an isomorphism, since both curves are smooth and the characteristic is zero. By the defining property of the Hilbert scheme, DD is the pullback of the universal length-three divisor; the preceding scheme-theoretic fibre identification is precisely this Hilbert morphism. This proves the assertion, including nonreduced fibres and singular points of DD. ◻

Corollary 65.5. The set ΣX\Sigma_X consists exactly of the incidence points (c,3c)(c,3c) such that ℒ≅𝒪𝒞(5c)\mathcal L\cong\mathcal O_{\mathcal C}(5c) and P∈⟨3c⟩P\in\langle3c\rangle. In particular, |ΣX|≤25|\Sigma_X|\leq25, and every point of ΣX\Sigma_X is an ordinary node of DD.

Proof. Combine Lemmas 65.4 and 65.3 with the definition of ΣX\Sigma_X. There are exactly twenty-five points cc with 𝒪(5c)≅ℒ\mathcal O(5c)\cong\mathcal L, because multiplication by five on an elliptic curve has degree twenty-five. For each such cc, the divisor 3c3c determines at most one incidence point. ◻

Example 65.6 (A triple-contact configuration). Take a smooth Weierstrass elliptic curve and its embedding by |5O||5O| with coordinates [1:x:y:x2:xy][1:x:y:x^2:xy]. Project from [0:0:1:1:0][0:0:1:1:0]. Lemma 65.3 shows that the projected quintic is smooth and that its osculating line at the image of OO has contact length three. The associated point belongs to ΣX\Sigma_X. The weighted calculation below applies to this point and gives δp(X)≥64/59\delta_p(X)\ge64/59.