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Section 115

The smooth corner of an A1A_1 fibre

Proposition 115.1. Suppose that p∉Ep\notin E is the intersection of a line through the singular point of an A1A_1 fibre with a line contracted by the opposite plane projection. Then δp(X)≥9695>1.\delta_p(X)\geqslant\frac{96}{95}>1.

Lemma 115.2. There are regular parameters u,a,bu,a,b at pp with the following property. Blow up pp with weights (1,2,1)(1,2,1), and refine the weighted order by a one-parameter subgroup with weights (h,1,0)(h,1,0), where h>1h>1. The successive initial anticanonical forms include the fifteen monomials (37.C1)1,u,b,a,ub,ua,ab,a2,u2b,uab,ab2,a2b,ua2,uab2,a3.\begin{aligned} &1,u,b,a,ub,\\ &ua,ab,a^2,u^2b,uab,\\ &ab^2,a^2b,ua^2,uab^2,a^3. \end{aligned} \tag{37.C1} The coefficient of every displayed monomial is nonzero for every smooth member of the family.

Proof. Take the flag equation and the fibre equation to be x0y0+x1y1+x2y2=0,x0y1+x2y2=0.x_0y_0+x_1y_1+x_2y_2=0,\qquad x_0y_1+x_2y_2=0. The point under consideration is ([0:1:0],[0:0:1])([0:1:0],[0:0:1]). On the chart x1=y2=1x_1=y_2=1 put u=x0u=x_0, a=x2a=x_2, b=y0b=y_0. Then y1=−a−uby_1=-a-ub, and the fibre equation is f=a(1−u)−u2b.f=a(1-u)-u^2b. The bad line has u=a=0u=a=0, and its singular endpoint is b=∞b=\infty. Put U=u(a+ub)U=u(a+ub) and V=a(a+ub)V=a(a+ub). A basis of restricted bilinear forms is ℋ=⟨1,u,a,b,ub,ab,U,V⟩.\mathcal H=\langle1,u,a,b,ub,ab,U,V\rangle. For example, U=−x0y1U=-x_0y_1 and V=−x2y1V=-x_2y_1.

The other pencil generator gg is a unit at pp. After rescaling, g=1+αu+βb+terms of weighted degree at least 2.g=1+\alpha u+\beta b+\text{terms of weighted degree at least }2. Moreover β≠0\beta\ne0: the restriction of gg to the bad line is 1+βb1+\beta b, and its value at the singular endpoint is nonzero, since the base curve misses the singular points of the pencil. Multiplying the local anticanonical trivialization by the unit gg, the section space becomes gℋ+fℋg\mathcal H+f\mathcal H.

In the order of (37.C1), choose the following fifteen sections: g,gu,gb,f,gub,fu,fb,fa,R,fub,S,fab,fU,T,fV,\begin{aligned} &g,gu,gb,f,gub,\\ &fu,fb,fa,R,fub,\\ &S,fab,fU,T,fV, \end{aligned} where R=gU−fu,S=gab−fb−(α+1)fub,T=gV−fa−fub−(α+1)fU−βfab.\begin{aligned} R&=gU-fu,\\ S&=gab-fb-(\alpha+1)fub,\\ T&=gV-fa-fub-(\alpha+1)fU-\beta fab. \end{aligned} The weighted initial forms needed for the nontrivial reductions are: in(R)=u2b,in(S)=βab2+u2b2,in(fU)=ua2+u2ab,in(T)=βuab2+u2ab+u3b2,in(fV)=a3+uba2.\begin{aligned} \operatorname{in}(R)&=u^2b,\\ \operatorname{in}(S)&=\beta ab^2+u^2b^2,\\ \operatorname{in}(fU)&=ua^2+u^2ab,\\ \operatorname{in}(T)&=\beta uab^2+u^2ab+u^3b^2,\\ \operatorname{in}(fV)&=a^3+uba^2. \end{aligned} Taking least weights for (h,1,0)(h,1,0) gives (37.C1), since h>1h>1 and β≠0\beta\ne0. Terms of higher weighted degree in gg cannot affect these identities. This proves the assertion for arbitrary gg, including all special values of its remaining coefficients. ◻

Lemma 115.3. The monomials in (37.C1) generate the entire successive initial section algebra in every anticanonical degree. Their normalized limiting exponent sums in the order (u,a,b)(u,a,b) are 6196,9596,34.\frac{61}{96},\qquad\frac{95}{96},\qquad\frac34.

Proof. Here is an integer certificate which proves the assertion in every degree. Number the exponent vectors in (37.C1) from v0v_0 to v14v_{14} in the displayed order. The following twenty-four quadruples specify unimodular tetrahedra: (37.C2)(0,1,4,5)(1,4,5,8)(0,2,3,4)(0,3,4,5)(7,11,12,14)(11,12,13,14)(3,7,11,12)(2,6,10,13)(6,10,11,13)(2,4,6,13)(2,3,4,6)(3,4,5,6)(3,5,6,12)(3,6,11,12)(4,5,6,9)(4,6,9,13)(4,8,9,13)(4,5,8,9)(5,6,9,12)(5,8,9,12)(8,9,12,13)(9,11,12,13)(6,9,11,12)(6,9,11,13).\begin{array}{ccc} (0,1,4,5)&(1,4,5,8)&(0,2,3,4)\\ (0,3,4,5)&(7,11,12,14)&(11,12,13,14)\\ (3,7,11,12)&(2,6,10,13)&(6,10,11,13)\\ (2,4,6,13)&(2,3,4,6)&(3,4,5,6)\\ (3,5,6,12)&(3,6,11,12)&(4,5,6,9)\\ (4,6,9,13)&(4,8,9,13)&(4,5,8,9)\\ (5,6,9,12)&(5,8,9,12)&(8,9,12,13)\\ (9,11,12,13)&(6,9,11,12)&(6,9,11,13). \end{array} \tag{37.C2} They form a simplicial complex. This can be checked without any geometric guess: lift the fifteen vectors to the respective heights (h0,…,h7)=(0,123,77,99,173,216,177,424),(h8,…,h14)=(483,308,516,495,521,582,906).\begin{aligned} (h_0,\ldots,h_7)&=(0,123,77,99,173,216,177,424),\\ (h_8,\ldots,h_{14})&=(483,308,516,495,521,582,906). \end{aligned} For each quadruple, the affine function through its four lifted vertices is strictly below all eleven other lifted vertices. Consequently the tetrahedra are lower facets of one convex hull and meet along common faces. Each determinant det(vj−vi,vk−vi,vl−vi)\det(v_j-v_i,v_k-v_i,v_l-v_i) has absolute value one. Their numbers of faces in dimensions 0,1,2,30,1,2,3 are 15,50,60,2415,50,60,24.

Let QQ be their union. Every lattice point in mQmQ is a sum of mm vertices of one tetrahedron, by unimodularity. It therefore gives a product of mm of the monomials (37.C1). Counting the relative interiors of all faces gives, for every m≥1m\geqslant1, #(mQ∩ℤ3)=15+50(m−11)+60(m−12)+24(m−13)=4m3+6m2+4m+1.\#(mQ\cap\mathbb Z^3) =15+50\binom{m-1}{1}+60\binom{m-1}{2} +24\binom{m-1}{3} =4m^3+6m^2+4m+1. This is exactly h0(X,−mKX)h^0(X,-mK_X). The inclusion supplied by Lemma 115.2 is therefore an equality in every degree. In particular, this argument does not infer generation of an initial algebra from computations in finitely many degrees.

Each tetrahedron has volume 1/61/6. The sums of its four vertex coordinates, added over all tetrahedra in (37.C2), are 61,95,7261,95,72. It follows that vol(Q)=4,∫Q(u,a,b)=(6124,9524,3).\operatorname{vol}(Q)=4,\qquad \int_Q(u,a,b)=\left(\frac{61}{24},\frac{95}{24},3\right). Division by 44 gives the claimed moments. ◻

Proof of Proposition 115.1. The exceptional surface is G=ℙ(1,2,1)G=\mathbb P(1,2,1), the different is zero, and AX(G)=4A_X(G)=4. By the preceding lemma, SX(G)=6196+2⋅9596+34=32396.S_X(G)=\frac{61}{96}+2\cdot\frac{95}{96}+\frac34 =\frac{323}{96}. We justify the bound on the refined series for arbitrary valuations. Fix a primary weighted-degree piece and a divisorial valuation over GG. Choose hh sufficiently large that the weights (h,1,0)(h,1,0) separate all monomials in this piece. Choose a basis simultaneously compatible with the valuation filtration and this weight filtration. Only two filtrations on the already fixed primary piece are used. Lemma 115.3 identifies its limit with the corresponding monomial basis. Lower semicontinuity of log canonical thresholds applies to this one-parameter degeneration.

The limiting normalized basis divisor is supported on the three toric coordinate curves. Its coefficients tend to 61/96,95/96,3/461/96,95/96,3/4. The toric boundary of ℙ(1,2,1)\mathbb P(1,2,1) is log canonical, including at its 12(1,1)\frac12(1,1) point. Hence the thresholds of these normalized basis divisors have lower limit at least 96/9596/95. The same bound holds for every valuation-adapted basis by the preceding degeneration. Thus δ(G;W•,•G)≥9695.\delta(G;W^G_{\bullet,\bullet})\geqslant\frac{96}{95}. Abban–Zhuang adjunction now gives δp(X)≥min{384323,9695}=9695.\delta_p(X)\geqslant \min\left\{\frac{384}{323},\frac{96}{95}\right\} =\frac{96}{95}. The proof uses a weighted point extraction, actual section spaces, and an integer certificate for their refined initial algebra. It requires no Zariski decomposition on the extracted threefold. ◻