Section 33
The ordinary point filtration
Fix . The next two lemmas justify the use of an initial complete intersection. Merely assigning weights to the displayed equations would not suffice: the initial ideal could acquire further equations, and cancellations could change expected orders.
Lemma 33.1 (A uniform bilinear normal form and coprimality). Let on a smooth member of Family . There are product coordinates with and a basis of its three bilinear equations such that Here is bilinear in the nonconstant coordinates, are bilinear forms in and , and every term of contains or as well as a nonconstant coordinate from the other factor. Write Then are nonzero and coprime in , and Moreover, are linearly independent and is not identically zero.
Proof. The two summands of the differential of the defining equations are maps from the two three-dimensional factor tangent spaces to the three-dimensional equation space. Each has rank two, since each projection has a smooth one-dimensional exceptional fibre at . Smoothness of says that their images span the equation space; the two rank-two images therefore intersect in a line. Choosing bases adapted to these two planes, and then factor coordinates, gives the linear parts . Homogenizing yields the displayed normal form.
Let be the resulting matrix pencil. On the line , its zeroth row and column are and , respectively. Laplace expansion gives The determinant quartic is smooth and hence irreducible, so it does not contain the line . Thus the binary determinant on the right is not identically zero. If for some , the zeroth row and all rows other than row of are supported only in column . The full matrix then has rank at most two. All entries of its adjugate vanish, so Jacobi’s formula makes every first derivative of vanish there, contradicting smoothness of . Hence are linearly independent and both nonzero.
A nonconstant common factor of two bilinear forms is either the entire form, making them proportional, or a linear form in one factor’s variables. Proportionality is already excluded. A common -linear factor writes , so every matrix has rank at most one. A common -linear factor has the same consequence. Both contradict the nonzero binary determinant. This proves coprimality in the four variables.
For the last assertions, use regular parameters on the affine chart . The equations give The linear term of the Jacobian determinant of the first blowdown is, up to sign, ; that of the second is, up to sign, . The ramification divisor of a blowup of a smooth curve in a smooth threefold is exactly its exceptional divisor, with multiplicity one. Since both exceptional divisors are smooth, their local equations have nonzero linear terms. This proves the two asserted nonvanishing conditions. ◻
Lemma 33.2 (Integrality of the ordinary initial complete intersection). In Lemma 33.1, give weight zero, weight one, and weight two. The initial forms are They form a regular sequence, and the ring is an integral domain. These three forms generate the weight initial ideal of . On each bihomogeneous piece, the resulting weight filtration agrees, after division by the local trivialization , with vanishing order at .
Proof. In , the locus defined by the on is the graph It is therefore an affine three-space with coordinates . We show that its boundary has dimension at most two.
If and , then gives . One must have , since otherwise also forces , which is impossible in projective space. The equation determines , while imposes the nonzero linear condition This locus has dimension two. The case is identical, using the nonzero condition .
On , if both pairs and are nonzero, the coprime forms cut out a finite subscheme of . The two additional coordinates give fibres of dimension two, so this stratum has dimension at most two. If either pair vanishes, that projective factor is fixed at and the other factor lies in a projective plane; again the dimension is at most two.
Thus the projective zero scheme has dimension three, and its only possible three-dimensional component is the closure of the displayed affine three-space. On the affine multicone, the locus where an entire - or -block vanishes has dimension four, below the expected dimension five; the other boundary strata also have dimension at most four. Hence the three affine equations have height three and form a regular sequence in the polynomial ring. Their quotient is Cohen–Macaulay, so has no embedded components. Its unique minimal component is generically smooth by the graph description. The quotient is therefore reduced and irreducible, hence a domain.
The weight initial ideal contains . Both the original equations and these initial equations are regular sequences of three forms of bidegree . Their quotient rings consequently have the same bihomogeneous Hilbert series. A weight degeneration preserves this Hilbert series, so the inclusion of ideals must be equality.
Finally, localizing the initial domain at is injective. The localization is On a fixed bihomogeneous piece, division by identifies its image with a polynomial subspace in the degree-one parameters . The map to the ordinary tangent cone at sends these parameters to themselves, and is consequently injective on each bihomogeneous piece. Therefore no further cancellation can raise the vanishing order of a bihomogeneous section beyond its weight initial degree. The two filtrations agree. ◻
Lemma 33.3 (The genuine common factor after restricting to the tangent space). For the quadrics above, a nonconstant common factor in occurs if and only if . In that case their greatest common divisor is exactly . If additionally and are proportional, then there is a linear form with such that In particular the coefficient of in the independent pencil combination is nonzero; it cannot disappear through further quadratic cancellation.
Proof. A common quadratic factor would make , and hence , proportional, which is excluded by Lemma 33.1. Suppose a common linear factor is . If , absence of in the forces both remaining factors to be multiples of , again giving proportional quadrics. If and , the quotients have the form . Their matrices then satisfy so every pencil member has rank at most one, a contradiction. The case is symmetric. Thus the only possible common factor is , and it occurs precisely when . The greatest common divisor cannot have larger degree, since the quadrics are not proportional.
In this case write the pencil coefficients as . Its binary determinant is and is not identically zero. If the two residual forms are proportional, there are nonzero and a nonzero linear form such that and . If were proportional to , the entire matrix would vanish at the root of , contradicting smoothness as in Lemma 33.1. Therefore are linearly independent, and the quadratic pencil has precisely the stated span. ◻
Remark 33.4. Coprimality in four bilinear variables and coprimality after the substitution are different assertions. The first always holds and proves the integral initial model. The second fails precisely at the tangent-exceptional configurations above. Failure of the latter assertion does not invalidate the four-variable complete-intersection argument.
33.1 Hilbert functions and expected weights
Lemma 33.5 (Diagonal Hilbert weights). Let where the form a regular sequence of bidegree . Suppose that has a nonnegative integral weight grading, with coordinate weights and equation weights . Set Let , and let be the sum of the weights of a homogeneous basis of . Then (33.1)
(33.2) In particular, If this weighted ring is the actual associated graded anticanonical section ring for a valuation , the last expression equals .
Proof. The multigraded Hilbert series is At this becomes Hence Here and below a binomial coefficient is zero when its nonnegative upper argument is smaller than its lower argument. Logarithmic differentiation in gives The two coordinate terms have the same diagonal coefficient, by symmetry in . Denoting that coefficient by , and the diagonal coefficient of by , we obtain Explicit coefficient extraction yields This proves (33.2). Since , division by gives the stated limit. The final assertion follows from the definition of expected vanishing, once the identification with the valuation associated graded ring has been established. ◻
Corollary 33.6 (The two point extractions). For the ordinary point extraction, use coordinate order and . The coordinate weights are in each factor, and the equation weights are . Thus , , and For the weight- extraction in the proportional tangent case, the coordinate weights are in each factor, and the equation weights are . Thus , , and The respective log discrepancies are and , so in both cases
Proof. Lemma 33.2 identifies the ordinary grading with its valuation filtration. Lemma 36.1 below does the same for the weighted grading. Substitute their weights in Lemma 33.5. The log discrepancy of a weighted blow-up of a smooth threefold point is the sum of its three primitive weights. ◻
Lemma 33.7 (The actual ordinary refined series). Let be the exceptional divisor of the ordinary blow-up of . With homogeneous coordinates on , its refined series is the diagonal algebra generated in the two factor degrees by More explicitly, is spanned by (33.3) Its total dimension is in (32.1). It has bounded support and contains an ample series.
Proof. Lemma 33.2 identifies the valuation graded ring, including all cancellations. Dehomogenization gives the two displayed sets of generators. Distribute the copies of between the unused places in the two factors. Such a distribution exists precisely when the three inequalities in (33.3) hold. Every generator product has polynomial degree at most . Conversely, for all degree- monomials in satisfy those inequalities, so . The ray therefore contains a complete ample series. All integral degrees occur, since the generator degrees in each factor are and the ring is a domain. These observations give the required positivity and support hypotheses. ◻