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Section 55

Expected orders and the surface threshold

Lemma 55.1 (The expected order of the extracted divisor). For the preceding extraction, SX(F)=57/22S_X(F)=57/22 and τ(F)=4\tau(F)=4. The refined series has bounded support and contains an ample series.

Proof. Put ρ=r/m\rho=r/m. The leading dimension in (54.3), divided by m2m^2, is d(ρ)={ρ,0≤ρ≤1,ρ−12(ρ−1)2,1≤ρ≤2.d(\rho)= \begin{cases} \rho,&0\le\rho\le1,\\ \rho-\tfrac12(\rho-1)^2,&1\le\rho\le2. \end{cases} Since Nm=(11/3)m3+O(m2)N_m=(11/3)m^3+O(m^2) and there are two parities, the normalization factor is 6/116/11. In particular, 611∫02d(ρ)dρ=1,SX(F)=611∫022ρd(ρ)dρ=411+4922=5722.\frac6{11}\int_0^2d(\rho)\,d\rho=1, \qquad S_X(F)=\frac6{11}\int_0^2 2\rho d(\rho)\,d\rho =\frac4{11}+\frac{49}{22}=\frac{57}{22}. The same calculation is exact in every anticanonical degree. For ϵ=0,1\epsilon=0,1, split the sum at r=mr=m; put dm,r,ϵ=dimWm,2r+ϵFd_{m,r,\epsilon}=\dim W^F_{m,2r+\epsilon}. The four contributions are ϵr∑dm,r,ϵ∑(2r+ϵ)dm,r,ϵ00,…,m(m+1)2(m+2)22m(m+1)2(m+2)30m+1,…,2mm(m+1)(8m+7)6m(m+1)(49m2+57m+14)1210,…,mm(m+1)(m+2)2m(m+1)(m+2)(4m+3)61m+1,…,2m−1m(m−1)(8m+5)6m(m−1)(49m2+43m+12)12.\begin{array}{c|c|c|c} \epsilon&r&\sum d_{m,r,\epsilon}& \sum(2r+\epsilon)d_{m,r,\epsilon}\\ \hline 0&0,\ldots,m&\frac{(m+1)^2(m+2)}2& \frac{2m(m+1)^2(m+2)}3\\ 0&m+1,\ldots,2m&\frac{m(m+1)(8m+7)}6& \frac{m(m+1)(49m^2+57m+14)}{12}\\ 1&0,\ldots,m&\frac{m(m+1)(m+2)}2& \frac{m(m+1)(m+2)(4m+3)}6\\ 1&m+1,\ldots,2m-1&\frac{m(m-1)(8m+5)}6& \frac{m(m-1)(49m^2+43m+12)}{12}. \end{array} Indeed, on the first interval the summand is (m−ϵ+1)(r+1)(m-\epsilon+1)(r+1), and on the second one subtracts (r−m)(r−m+1)/2(r-m)(r-m+1)/2. The identities follow by summing 1,r,r2,r31,r,r^2,r^3; an empty interval contributes zero. The case m=0m=0 is immediate and the table applies for m≥1m\ge1. Adding its columns gives ∑jdimWm,jF=(2m+1)(11m2+11m+6)6=Nm,∑jjdimWm,jF=m(19m3+27m2+19m+5)2.\begin{aligned} \sum_j\dim W^F_{m,j} &=\frac{(2m+1)(11m^2+11m+6)}6=N_m,\\ \sum_jj\dim W^F_{m,j} &=\frac{m(19m^3+27m^2+19m+5)}2. \end{aligned} Dividing the second identity by mNmmN_m gives the same limit. The top space has dimension (m+1)(3m+2)/2>0(m+1)(3m+2)/2>0 at weight 4m4m, and no larger weight occurs. This proves the threshold and bounded support.

For 0<ρ<10<\rho<1 and divisible even native degrees, the series is the complete ample series of bidegree (m,r)(m,r). More generally, for 1<ρ<21<\rho<2, multiplication by tkt^k supplies the complete series of bidegree (m−k,r)(m-k,r), whose two degrees are positive, with a fixed effective factor. Thus the required ample-series condition holds on interior rays, as well as on the first chamber. ◻

Lemma 55.2 (A degeneration preserving the different). Choose coordinates on FF so that DD has affine equation η=ξ2\eta=\xi^2, and let o0,o∞o_0,o_\infty be its two ramification points for the second projection. Orient the action (ξ,η)↦(λξ,λ2η)(\xi,\eta)\mapsto(\lambda\xi,\lambda^2\eta) so that P≠o∞P\ne o_\infty. Under this action, every space in Lemma 54.4 degenerates to the full monomial space ⟨ξiηl:0≤i≤M,0≤l≤r,i+l≥k⟩,\left\langle \xi^i\eta^l: 0\le i\le M,\quad 0\le l\le r,\quad i+l\ge k\right\rangle, with the complementary homogeneous factors understood. The different D/2D/2 is unchanged.

Proof. A degree-two map between smooth rational curves has two distinct ramification points and can be written as η=ξ2\eta=\xi^2 after changes of coordinates. Since PP is one point of DD, choose the repelling ramification point away from it. Write P=(a,a2)P=(a,a^2) on the affine chart; a=0a=0 is allowed. Its moving ideal is (ξ−λa,η−λ2a2)(\xi-\lambda a,\eta-\lambda^2a^2). Its powers are flat in λ\lambda, as is also seen by this translation of the two local parameters. The limit of the section space is therefore contained in H0(ℐo0k(M,r))H^0(\mathcal I_{o_0}^k(M,r)).

All point conditions have the same independent length k(k+1)/2k(k+1)/2 in this range. Thus the limiting space and the containing space have the same dimension, and the inclusion is an equality. Membership in (ξ,η)k(\xi,\eta)^k is the displayed monomial inequality. The action preserves the equation of DD, so it preserves the different. ◻

Lemma 55.3 (Six surface moments). For the limiting spaces of Lemma 55.2, the maximal normalized sums along the four coordinate fibres and the sums for the two branch weights (1,2)(1,2) are orderlimitξ=023/44ξ=∞21/44η=031/44η=∞13/22(1,2) at o085/44(1,2) at o∞73/44.\begin{array}{c|c} \text{order}&\text{limit}\\\hline \xi=0&23/44\\ \xi=\infty&21/44\\ \eta=0&31/44\\ \eta=\infty&13/22\\ (1,2)\text{ at }o_0&85/44\\ (1,2)\text{ at }o_\infty&73/44. \end{array} For every curve TT of bidegree (2,1)(2,1), the maximal normalized sum of its orders is at most 81/35281/352 in the limit. The normalization is always mNmmN_m for orders and NmN_m for dimensions.

Proof. Set a=i/ma=i/m, b=l/mb=l/m, and ρ=r/m\rho=r/m. The monomial region is Ωρ={0≤a≤1,0≤b≤ρ,a+b≥max(0,ρ−1)}.\Omega_\rho=\{0\le a\le1,\ 0\le b\le\rho,\ a+b\ge\max(0,\rho-1)\}. For ρ≤1\rho\le1 it is the whole rectangle. For 1≤ρ≤21\le\rho\le2, remove the triangle 0≤a≤ρ−10\le a\le\rho-1, 0≤b≤ρ−1−a0\le b\le\rho-1-a. For a polynomial Q(a,b,ρ)Q(a,b,\rho), put JQ(ρ)=∫01∫0ρQdbda,TQ(ρ)=∫0ρ−1∫0ρ−1−aQdbda.J_Q(\rho)=\int_0^1\int_0^\rho Q\,db\,da, \qquad T_Q(\rho)=\int_0^{\rho-1}\int_0^{\rho-1-a}Q\,db\,da. Its normalized sum is 611(∫01JQdρ+∫12(JQ−TQ)dρ).\frac6{11}\left(\int_0^1J_Q\,d\rho+ \int_1^2(J_Q-T_Q)\,d\rho\right). Here are the separate contributions: Q[0,1][1,2]sum13/118/111a3/2217/4423/441−a3/2215/4421/44b1/1127/4431/44ρ−b1/111/213/22a+2b7/2271/4485/44(1−a)+2(ρ−b)7/2259/4473/44.\begin{array}{c|cc|c} Q &[0,1]&[1,2]&\text{sum}\\\hline 1&3/11&8/11&1\\ a&3/22&17/44&23/44\\ 1-a&3/22&15/44&21/44\\ b&1/11&27/44&31/44\\ \rho-b&1/11&1/2&13/22\\ a+2b&7/22&71/44&85/44\\ (1-a)+2(\rho-b)&7/22&59/44&73/44. \end{array} For instance, the removed first-coordinate moment is (ρ−1)3/6(\rho-1)^3/6, so its remaining moment is ρ/2−(ρ−1)3/6\rho/2-(\rho-1)^3/6 on the second interval. The table proves all six assertions. Boundary lattice errors and parity shifts give O(m−1)O(m^{-1}) after normalization.

For TT of bidegree (2,1)(2,1), enlarge each space to H0(𝒪F(M,r))H^0(\mathcal O_F(M,r)). Its maximal total order along TT is ∑l≥1h0(𝒪F(M−2l,r−l))\sum_{l\ge1}h^0(\mathcal O_F(M-2l,r-l)). Orders of effective zero divisors are nonnegative, so this enlargement is valid with the original normalization. The resulting bound is 611∫02∫0min(1/2,ρ)(1−2z)(ρ−z)dzdρ=611[∫01/2(ρ22−ρ33)dρ+∫1/22(ρ4−124)dρ]=81352.\begin{aligned} \frac6{11}\int_0^2\int_0^{\min(1/2,\rho)} (1-2z)(\rho-z)\,dz\,d\rho &=\frac6{11}\left[ \int_0^{1/2}\left(\frac{\rho^2}{2}-\frac{\rho^3}{3}\right)d\rho +\int_{1/2}^2\left(\frac\rho4-\frac1{24}\right)d\rho\right]\\ &=\frac{81}{352}. \end{aligned} ◻

Lemma 55.4 (The surface threshold). For the actual refined series, δ(F,D/2;WF)≥88/85\delta(F,D/2;W^F)\ge88/85.

Proof. Fix an arbitrary divisorial valuation ν\nu over FF. In each actual space choose a basis compatible both with ν\nu and with the filtration of the action in Lemma 55.2. Only two filtrations are involved, so Lemma 2.3 applies. Let Γm\Gamma_m be its normalized refined basis divisor, including the odd fixed factors ϵD/2\epsilon D/2. Their total coefficient is O(m−1)O(m^{-1}).

The action degenerates Γm\Gamma_m to a divisor Γm0\Gamma_m^0 whose sections form an eigenbasis of the limiting space. Eigenvectors need not be monomials, since some weights repeat. Nevertheless, their prime factors are coordinate fibres or curves Dc=(η=cξ2)D_c=(\eta=c\xi^2), for c∈ℂ*c\in\mathbb C^*. Lemma 18.7 gives the precise log-canonicity criterion: each prime coefficient is at most one, and the weighted orders at o0,o∞o_0,o_\infty are at most three. Locally, the curves are axes and distinct parabolas. Two successive point blow-ups resolve them; the last inequality is a+2b+2∑ci≤3a+2b+2\sum c_i\le3, which together with a≤1a\le1 also gives the first exceptional inequality a+b+∑ci≤2a+b+\sum c_i\le2. Thus this criterion checks all valuations, not just invariant ones.

The four coordinate coefficients of Γm0\Gamma_m^0 are bounded by the first four numbers in Lemma 55.3, up to an error tending to zero. Any eigenbasis has the same total action weights, so its weighted orders at the two ramification points are 85/44+o(1)85/44+o(1) and 73/44+o(1)73/44+o(1), even if its vectors are not monomials. Every DcD_c coefficient is at most 81/352+o(1)81/352+o(1).

Take 0<λ<88/850<\lambda<88/85. All prime coefficients of D/2+λΓm0D/2+\lambda\Gamma_m^0 are less than one for large mm: at the limiting endpoint the largest coordinate bound is 62/8562/85, while the coefficient on DD is at most 251/340251/340. At the ramification points the weighted orders are at most 1+λ8544+o(1)<3,1+λ7344+o(1)<3.1+\lambda\frac{85}{44}+o(1)<3, \qquad 1+\lambda\frac{73}{44}+o(1)<3. The invariant-boundary criterion proves log canonicity. The action preserves DD, so semicontinuity of log canonical thresholds proves log canonicity of (F,D/2+λΓm)(F,D/2+\lambda\Gamma_m) before degeneration. The ν\nu-compatible basis gives Sm(WF;ν)≤AF,D/2(ν)/λS_m(W^F;\nu)\le A_{F,D/2}(\nu)/\lambda. Pass to the limit and then let λ↗88/85\lambda\nearrow88/85. Since ν\nu was arbitrary, this proves the assertion. ◻

Example 55.5 (Why the different is essential). At o0o_0, the different is 12(η−ξ2=0)\tfrac12(\eta-\xi^2=0). The valuation with weights (1,2)(1,2) has discrepancy 1+2−12⋅2=21+2-\tfrac12\cdot2=2 for this pair. The corresponding moment is 85/4485/44, giving the ratio 2/(85/44)=88/852/(85/44)=88/85. The positive margin is 2−85/44=3/442-85/44=3/44. Using discrepancy three would discard the quotient contribution and would not compute the threshold of the adjoint pair.