Section 77
Blowing up a component of a reduced fibre
Let be a reduced singular fibre, with node . Put , and let blow up , with exceptional surface . In this section denotes this ordinary extraction. We first compute its complete volume for every reduced fibre. We then prove a strict local bound when is an ordinary line and . Here an ordinary line on means a line with normal bundle .
77.1 Changing the order of two blowups
Lemma 77.1. Let be smooth curves in a smooth threefold, meeting transversally at precisely one point. Blowing up and then the strict transform of , or taking the two blowups in the opposite order, gives smooth threefolds related by one ordinary flop. Its curve on the first model is the strict transform of the exceptional fibre of the first blowup over .
Proof. The assertion is local at the intersection. Choose coordinates with ideals and for the two curves. The two iterated blowups are obtained by subdividing the positive octant first by and then by , or in the opposite order. The differing cones form the two triangulations of the relation Both subdivisions are smooth. Their contracted curve has normal bundle , and the common contraction is the ordinary double point . The models agree outside this neighbourhood. This is the ordinary flop. ◻
We use the classical projection of from a line: is the blowup of a smooth quadric threefold along a smooth twisted cubic . This holds for both normal-bundle types of ; see [54, proof of Theorem 3.6]. If is the first exceptional divisor and the second, the divisor relations are and , where comes from . They follow respectively from the projection and the canonical class formula. In particular the quadric threefold is smooth also when is special.
Lemma 77.2. There is a sequence of two disjoint ordinary flops , followed by a presentation where is a smooth plane conic, is a smooth twisted cubic, is one reduced point, and is its strict transform in . The two curves flopped on are the strict transforms of and of the -exceptional fibre through . Writing for the pullback of and using the same letters for strict transforms, one has The divisor on is the pullback of the exceptional divisor of .
Proof. The line meets transversally in one point: . Moreover is not contained in the span of , since scheme-theoretically. Apply Lemma 77.1 to interchange the blowups of and .
Let be the strict transform. Projection from restricts to the complete series . Indeed hyperplanes through restrict on to all hyperplanes through , because meets this span only at . Thus its image is a smooth plane conic and is an isomorphism. Also . It follows that meets transversally at one point: the pullback of the ideal of cuts out this reduced point on . Interchanging these two blowups gives the second flop and the asserted model.
The fibre of through that point maps in to a line meeting both and . Its transform on is contracted by , so it is . The first flopping curve is the exceptional fibre through . They are disjoint on . If , their intersection points with are different. They cannot meet elsewhere: that would make the two image lines meet at both and the same point of . If , their tangent directions modulo are different: is constant on , whereas its restriction to a -exceptional fibre is an isomorphism onto a line. Blowing up therefore separates the two curves in this case also.
The projection relations give the displayed identities. Neither of the second blowup centres is contained in the first exceptional divisor, so remains the pullback of the exceptional divisor over . This proves the last assertion. ◻
77.2 The complete threefold volume
Proposition 77.3. For every component of every reduced singular conic fibre, Its pseudoeffective threshold is three. More precisely,
Proof. A general quintic del Pezzo section through the fibre is smooth. Its normal sequence along is , which splits. Consequently , and . Since embeds and as an anticanonical line, is globally generated. Thus is nef for , giving the first cubic.
Each of the two flopping curves has intersection with this divisor. An ordinary flop changes its cube by minus the cube of this intersection. This can also be checked on the common blowup, whose exceptional surface is with normal bundle . If is the intersection with the flopping curve, then , , , and the new pullback is . Its cube is therefore . Hence the second cubic is as displayed. It computes the volume: on the transforms of and are nef, so their convex combinations are nef for . Here remains nef under the crepant flops, and is the pencil of hyperplanes through the plane conic .
For , the decomposition on is The first term is nef and pulled back from . The second term is fixed: intersection with a general fibre of forces at least this multiplicity in every effective representative. The intersection numbers on are , , , , proving the last cubic. For , pushing forward to would make pseudoeffective. This is impossible: on a general quadric surface in the pencil , its restriction is , which has negative intersection with a ruling curve. Such ruling curves cover . Thus the threshold is three. Finally, integration gives . Dividing by proves the expected order. ◻
Example 77.4. The volumes at the two walls are and ; the volume vanishes at . The first derivatives agree at both walls. The two terms record two separate flops. Omitting either one changes the expected order and does not describe this extraction.
77.3 The complete refinement
Write for the negative section and a ruling fibre of . Then and . The two flopping curves meet in points over , respectively. They are distinct, as proved above. They lie on different ruling fibres exactly when . If is ordinary, they both avoid . For , this follows from the elementary transform : its one-dimensional kernel on the fibre at is not the trivial summand of . For , use the subbundle ; its projectivization is disjoint from the negative section, and contains the direction of at . This also shows that avoids when is special. In the special case the elementary transform of instead gives .
Put for the blowup of , with exceptional curves . The surface is the transform of under the two flops. Let be the pushforward of . Then The coefficients follow also by intersecting with the two flopping curves: their intersections are . When is ordinary and , the divisor contains no ruling fibre. To see this directly, use the first order of blowups in Lemma 77.2. On the exceptional over an ordinary line, the intersection with is a smooth -curve. Indeed restricts to , identifying this exceptional surface with the smooth quadric hyperplane section containing ; the restriction of is that twisted cubic. The elementary transform is taken at a point outside this curve when . Its image is . In particular for every point of every ruling fibre. The image can have a node or cusp at ; neither possibility is excluded from the ordinary-line estimates below.
Lemma 77.5. For every reduced fibre component, the actual graded piece is given by the following complete series, with the indicated fixed part. In the table is the normalized order along , and mean Multiply each entry by to read the integral series. There is no rounding in these formulas. The spaces vanish for . In particular all the point conditions and the tail fixed divisor are part of the refinement.
Proof. For restrict to . For restrict its nef transform to ; this gives . For , subtract first. Its restriction has class These restrictions give inclusions of the actual graded pieces in the complete spaces of the table. We prove equality by counting their dimensions. The surface is a weak del Pezzo surface of degree six: it is the blowup of at two distinct points, at most one on its negative section. The two points may lie on one ruling fibre. Checking these configurations gives only - and -curves and a nef anticanonical class. Each moving divisor in the table is nef, by restriction of the nef threefold divisors above (and directly on in the first interval). Riemann–Roch and Kawamata–Viehweg vanishing therefore give the complete-space dimensions The formulas agree at the endpoints. To sum without double counting, use the disjoint ranges , , and . If denotes the displayed dimension, their exact contributions are These follow from the sums of . Thus, for every , This is also the total dimension of the actual associated graded space. All the inclusions must consequently be equalities. The argument proves the complete refinement in every degree, including the two exceptional point configurations. It does not assume generation in degree one or surjectivity of an unverified restriction map. ◻
Example 77.6. In anticanonical degree one, the four graded pieces have dimensions . The full finite weight sum in degree is . Its leading term recovers , independently checking the integral of the volume.
77.4 The surface bound for an ordinary component
Assume now that is ordinary and . Thus the two points avoid and lie on different ruling fibres. The divisor contains no ruling fibre, as shown above.
Lemma 77.7. For any ruling fibre , the first flag moment is Every further point moment is at most . Hence .
Proof. Blow down to , and choose homogeneous coordinates with the coordinate points. The monomials in the residual series of the preceding table are , with Integrals over this polygon, followed by integration in , have normalization . The normalized integrals of its area, of , of , and of are respectively Here is an explicit list of integration bounds. For use , . For use the two regions For use These bounds give all four displayed integrals directly.
For the fibres through , integrate the exponents and , giving and . For another fibre, the binary coefficient of has residual degree in . Its contribution to the curve moment is ; integration gives .
For the point refinement on any of these fibres, the permitted exponents form an interval . The two endpoint moments of its complete binary space are and . A different point contributes , which is no larger than either endpoint moment. Integration therefore bounds every point moment of the residual series by . This argument includes the prescribed orders at ; they are the fixed endpoint orders in these intervals. The fixed divisor contributes at most , since contains no ruling fibre and . Thus the total is at most . The surface flag inequality now gives the claimed threshold, since the first moment is at most and both surface and curve are smooth with zero boundary. ◻
Theorem 77.8. Let be a reduced singular fibre of a smooth member of Family 2.20. Suppose and . Then In particular, if both component lines are ordinary, this bound holds along the whole reduced fibre.
Proof. Apply Abban–Zhuang refinement to the ordinary extraction . Its discrepancy ratio is . The refined surface threshold is at least by the preceding lemma. Their minimum is . Since the estimate holds on all of , inversion of adjunction gives the asserted bound along all of , including and the node . ◻
Lemma 77.9. Suppose is ordinary but , and let be the ruling fibre of containing . Then Thus this particular refined surface threshold is less than one. This is not a destabilizing valuation of .
Proof. In the elementary transform used above, the centre now belongs to the smooth -curve on . Its total transform contains the exceptional curve once. On this gives as a component of with coefficient one. The remaining component has class and contains no ruling fibre.
Blow down . The images of are three distinct collinear points. For the residual degree- plane system in Lemma 77.5, put . After subtracting order along their line, the dimension density of the restricted binary space is Use the entries of that lemma. In the three -intervals, the successive expressions for and their -ranges are Direct integration gives . The fixed component contributes , giving . The first extraction still has ; the failed surface inequality does not determine the sign of a threefold beta invariant. ◻
Remark 77.10. The threefold calculation in this section differs from the weighted calculation at a double fibre. Here we explicitly pass through two flops and compute the nef and fixed parts on the resulting threefold. For double fibres the preceding proof instead obtained the complete volume and refinement from section counts. Thus the manuscript uses both methods, and does not claim that the ordinary line calculation avoids threefold birational decompositions.
The positions of matter. If , they lie on the same ruling fibre. If is special, then . Lemma 77.7 is not applied in either configuration. The volume in Proposition 77.3 remains valid, but its positivity alone does not settle these cases.