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Section 77

Blowing up a component of a reduced fibre

Let A+DA+D be a reduced singular fibre, with node p0=A∩Dp_0=A\cap D. Put r=A∩Er=A\cap E, and let f:Y→Xf:Y\to X blow up AA, with exceptional surface FF. In this section FF denotes this ordinary extraction. We first compute its complete volume for every reduced fibre. We then prove a strict local bound when π(A)\pi(A) is an ordinary line and p0∉Ep_0\notin E. Here an ordinary line on V5V_5 means a line with normal bundle 𝒪⊕𝒪\mathcal O\oplus\mathcal O.

77.1 Changing the order of two blowups

Lemma 77.1. Let C1,C2C_1,C_2 be smooth curves in a smooth threefold, meeting transversally at precisely one point. Blowing up C1C_1 and then the strict transform of C2C_2, or taking the two blowups in the opposite order, gives smooth threefolds related by one ordinary flop. Its curve on the first model is the strict transform of the exceptional fibre of the first blowup over C1∩C2C_1\cap C_2.

Proof. The assertion is local at the intersection. Choose coordinates with ideals (x,z)(x,z) and (y,z)(y,z) for the two curves. The two iterated blowups are obtained by subdividing the positive octant first by (1,0,1)(1,0,1) and then by (0,1,1)(0,1,1), or in the opposite order. The differing cones form the two triangulations of the relation (1,0,0)+(0,1,1)=(0,1,0)+(1,0,1).(1,0,0)+(0,1,1)=(0,1,0)+(1,0,1). Both subdivisions are smooth. Their contracted curve has normal bundle 𝒪(−1)⊕𝒪(−1)\mathcal O(-1)\oplus\mathcal O(-1), and the common contraction is the ordinary double point uv=zwuv=zw. The models agree outside this neighbourhood. This is the ordinary flop. ◻

We use the classical projection of V5V_5 from a line: BlℓV5→Q\operatorname{Bl}_{\ell}V_5\to Q is the blowup of a smooth quadric threefold along a smooth twisted cubic Γ\Gamma. This holds for both normal-bundle types of ℓ\ell; see [54, proof of Theorem 3.6]. If FℓF_{\ell} is the first exceptional divisor and Π\Pi the second, the divisor relations are M=H−FℓM=H-F_{\ell} and Π=H−2Fℓ\Pi=H-2F_{\ell}, where MM comes from QQ. They follow respectively from the projection and the canonical class formula. In particular the quadric threefold is smooth also when ℓ\ell is special.

Lemma 77.2. There is a sequence of two disjoint ordinary flops Y⇢Y+Y\dashrightarrow Y^+, followed by a presentation Y+=BlΓ′Z,Z=BlC2Q,Y^+=\operatorname{Bl}_{\Gamma'}Z,\qquad Z=\operatorname{Bl}_{C_2}Q, where C2⊂QC_2\subset Q is a smooth plane conic, Γ⊂Q\Gamma\subset Q is a smooth twisted cubic, C2∩ΓC_2\cap\Gamma is one reduced point, and Γ′\Gamma' is its strict transform in ZZ. The two curves flopped on YY are the strict transforms of DD and of the π\pi-exceptional fibre through rr. Writing MM for the pullback of 𝒪Q(1)\mathcal O_Q(1) and using the same letters for strict transforms, one has Π=H−2F,M=H−F,H=2M−Π,F=M−Π.\Pi=H-2F,\qquad M=H-F,\qquad H=2M-\Pi,\qquad F=M-\Pi. The divisor EE on Y+Y^+ is the pullback of the exceptional divisor of Z→QZ\to Q.

Proof. The line ℓ=π(A)\ell=\pi(A) meets C0C_0 transversally in one point: H⋅A=E⋅A=1H\cdot A=E\cdot A=1. Moreover ℓ\ell is not contained in the span of C0C_0, since V5∩⟨C0⟩=C0V_5\cap\langle C_0\rangle=C_0 scheme-theoretically. Apply Lemma 77.1 to interchange the blowups of C0C_0 and ℓ\ell.

Let C̃0⊂BlℓV5\widetilde C_0\subset\operatorname{Bl}_{\ell}V_5 be the strict transform. Projection from ℓ\ell restricts to the complete series |𝒪C0(1)(−r)|=|𝒪ℙ1(2)||\mathcal O_{C_0}(1)(-r)|=|\mathcal O_{\mathbb P^1}(2)|. Indeed hyperplanes through ℓ\ell restrict on ⟨C0⟩\langle C_0\rangle to all hyperplanes through rr, because ℓ\ell meets this span only at rr. Thus its image C2C_2 is a smooth plane conic and C̃0→C2\widetilde C_0\to C_2 is an isomorphism. Also Π⋅C̃0=3−2=1\Pi\cdot\widetilde C_0=3-2=1. It follows that C2C_2 meets Γ\Gamma transversally at one point: the pullback of the ideal of Γ\Gamma cuts out this reduced point on C̃0\widetilde C_0. Interchanging these two blowups gives the second flop and the asserted model.

The fibre of Π→Γ\Pi\to\Gamma through that point maps in V5V_5 to a line meeting both ℓ\ell and C0C_0. Its transform on XX is contracted by |H−E||H-E|, so it is DD. The first flopping curve is the exceptional fibre through rr. They are disjoint on YY. If p0≠rp_0\ne r, their intersection points with AA are different. They cannot meet elsewhere: that would make the two image lines meet at both π(p0)\pi(p_0) and the same point of C0C_0. If p0=rp_0=r, their tangent directions modulo TrAT_rA are different: η\eta is constant on DD, whereas its restriction to a π\pi-exceptional fibre is an isomorphism onto a line. Blowing up AA therefore separates the two curves in this case also.

The projection relations give the displayed identities. Neither of the second blowup centres is contained in the first exceptional divisor, so EE remains the pullback of the exceptional divisor over C2C_2. This proves the last assertion. ◻

77.2 The complete threefold volume

Proposition 77.3. For every component AA of every reduced singular conic fibre, AX(F)=2,SX(F)=4326,AX(F)−SX(F)=926.A_X(F)=2,\qquad S_X(F)=\frac{43}{26},\qquad A_X(F)-S_X(F)=\frac9{26}. Its pseudoeffective threshold is three. More precisely, vol(f*L−tF)={26−3t2−t30≤t≤1,26−3t2−t3+2(t−1)31≤t≤2,2(4−t)3−6(4−t)+42≤t≤3,0t≥3.\operatorname{vol}(f^*L-tF)= \begin{cases} 26-3t^2-t^3&0\le t\le1,\\ 26-3t^2-t^3+2(t-1)^3&1\le t\le2,\\ 2(4-t)^3-6(4-t)+4&2\le t\le3,\\ 0&t\ge3. \end{cases}

Proof. A general quintic del Pezzo section S∈|B|S\in|B| through the fibre is smooth. Its normal sequence along AA is 0→𝒪(−1)→NA/X→𝒪→00\to\mathcal O(-1)\to N_{A/X}\to\mathcal O\to0, which splits. Consequently F≅𝔽1F\cong\mathbb F_1, F3=1F^3=1 and (f*L)F2=−1(f^*L)F^2=-1. Since LL embeds XX and AA as an anticanonical line, f*L−Ff^*L-F is globally generated. Thus f*L−tFf^*L-tF is nef for 0≤t≤10\le t\le1, giving the first cubic.

Each of the two flopping curves has intersection 1−t1-t with this divisor. An ordinary flop changes its cube by minus the cube of this intersection. This can also be checked on the common blowup, whose exceptional surface JJ is ℙ1×ℙ1\mathbb P^1\times\mathbb P^1 with normal bundle 𝒪(−1,−1)\mathcal O(-1,-1). If dd is the intersection with the flopping curve, then J3=2J^3=2, (σ*D)2J=0(\sigma^*D)^2J=0, σ*DJ2=−d\sigma^*D\,J^2=-d, and the new pullback is σ*D+dJ\sigma^*D+dJ. Its cube is therefore D3−3d3+2d3=D3−d3D^3-3d^3+2d^3=D^3-d^3. Hence the second cubic is as displayed. It computes the volume: on Y+Y^+ the transforms of f*L−F=−KYf^*L-F=-K_Y and f*L−2F=2M−Ef^*L-2F=2M-E are nef, so their convex combinations are nef for 1≤t≤21\le t\le2. Here −KY-K_Y remains nef under the crepant flops, and M−EM-E is the pencil of hyperplanes through the plane conic C2C_2.

For 2≤t≤32\le t\le3, the decomposition on Y+Y^+ is f*L−tF=((4−t)M−E)+(t−2)Π.f^*L-tF=((4-t)M-E)+(t-2)\Pi. The first term is nef and pulled back from ZZ. The second term is fixed: intersection with a general fibre of Π→Γ′\Pi\to\Gamma' forces at least this multiplicity in every effective representative. The intersection numbers on ZZ are M3=2M^3=2, M2E=0M^2E=0, ME2=−2ME^2=-2, E3=−4E^3=-4, proving the last cubic. For t>3t>3, pushing forward to ZZ would make (4−t)M−E(4-t)M-E pseudoeffective. This is impossible: on a general quadric surface in the pencil |M−E||M-E|, its restriction is (3−t)M(3-t)M, which has negative intersection with a ruling curve. Such ruling curves cover ZZ. Thus the threshold is three. Finally, integration gives ∫03vol(f*L−tF)dt=43\int_0^3\operatorname{vol}(f^*L-tF)dt=43. Dividing by L3=26L^3=26 proves the expected order. ◻

Example 77.4. The volumes at the two walls are 2222 and 88; the volume vanishes at t=3t=3. The first derivatives agree at both walls. The two terms (t−1)3(t-1)^3 record two separate flops. Omitting either one changes the expected order and does not describe this extraction.

77.3 The complete refinement

Write s,fs,f for the negative section and a ruling fibre of F=𝔽1F=\mathbb F_1. Then L|F=fL|_F=f and −F|F=s+f-F|_F=s+f. The two flopping curves meet FF in points qE,qDq_E,q_D over r,p0r,p_0, respectively. They are distinct, as proved above. They lie on different ruling fibres exactly when p0∉Ep_0\notin E. If ℓ\ell is ordinary, they both avoid ss. For qEq_E, this follows from the elementary transform NA/X⊂Nℓ/V5=𝒪⊕2N_{A/X}\subset N_{\ell/V_5}=\mathcal O^{\oplus2}: its one-dimensional kernel on the fibre at rr is not the trivial summand of NA/X=𝒪⊕𝒪(−1)N_{A/X}=\mathcal O\oplus\mathcal O(-1). For qDq_D, use the subbundle NA/S=𝒪(−1)⊂NA/XN_{A/S}=\mathcal O(-1)\subset N_{A/X}; its projectivization is disjoint from the negative section, and contains the direction of DD at p0p_0. This also shows that qDq_D avoids ss when ℓ\ell is special. In the special case the elementary transform of 𝒪(1)⊕𝒪(−1)\mathcal O(1)\oplus\mathcal O(-1) instead gives qE∈sq_E\in s.

Put ρ:F+→F\rho:F^+\to F for the blowup of qE,qDq_E,q_D, with exceptional curves eE,eDe_E,e_D. The surface F+F^+ is the transform of FF under the two flops. Let RR be the pushforward of Π|F+\Pi|_{F^+}. Then R∼2s+3f,Π|F+=ρ*R−2eE−eD.R\sim2s+3f,\qquad \Pi|_{F^+}=\rho^*R-2e_E-e_D. The coefficients follow also by intersecting Π=H−2F\Pi=H-2F with the two flopping curves: their intersections are −2,−1-2,-1. When ℓ\ell is ordinary and p0∉Ep_0\notin E, the divisor RR contains no ruling fibre. To see this directly, use the first order of blowups in Lemma 77.2. On the exceptional 𝔽0\mathbb F_0 over an ordinary line, the intersection with Π\Pi is a smooth (1,2)(1,2)-curve. Indeed MM restricts to 𝒪(1,1)\mathcal O(1,1), identifying this exceptional surface with the smooth quadric hyperplane section containing Γ\Gamma; the restriction of Π\Pi is that twisted cubic. The elementary transform is taken at a point outside this curve when p0∉Ep_0\notin E. Its image is RR. In particular (R⋅f)q≤2(R\cdot f)_q\le2 for every point of every ruling fibre. The image can have a node or cusp at qEq_E; neither possibility is excluded from the ordinary-line estimates below.

Lemma 77.5. For every reduced fibre component, the actual graded piece Wm,kW_{m,k} is given by the following complete series, with the indicated fixed part. In the table t=k/mt=k/m is the normalized order along FF, and a,b,cE,cD,ga,b,c_E,c_D,g mean gR+|𝒪F(as+bf)⊗ℐqEcEℐqDcD|.gR+\left|\mathcal O_F(as+bf)\otimes\mathcal I_{q_E}^{c_E} \mathcal I_{q_D}^{c_D}\right|. Multiply each entry by mm to read the integral series. There is no rounding in these formulas. The spaces vanish for k>3mk>3m. tabcEcDg[0,1]t1+t000[1,2]t1+tt−1t−10[2,3]4−t7−2t3−t1t−2.\begin{array}{c|ccccc} t&a&b&c_E&c_D&g\\ \hline {[0,1]}&t&1+t&0&0&0\\ {[1,2]}&t&1+t&t-1&t-1&0\\ {[2,3]}&4-t&7-2t&3-t&1&t-2. \end{array} In particular all the point conditions and the tail fixed divisor are part of the refinement.

Proof. For t≤1t\le1 restrict f*L−tFf^*L-tF to FF. For 1≤t≤21\le t\le2 restrict its nef transform to F+F^+; this gives ρ*(ts+(1+t)f)−(t−1)(eE+eD)\rho^*(ts+(1+t)f)-(t-1)(e_E+e_D). For t≥2t\ge2, subtract (t−2)Π(t-2)\Pi first. Its restriction has class ρ*((4−t)s+(7−2t)f)−(3−t)eE−eD.\rho^*((4-t)s+(7-2t)f)-(3-t)e_E-e_D. These restrictions give inclusions of the actual graded pieces in the complete spaces of the table. We prove equality by counting their dimensions. The surface F+F^+ is a weak del Pezzo surface of degree six: it is the blowup of 𝔽1\mathbb F_1 at two distinct points, at most one on its negative section. The two points may lie on one ruling fibre. Checking these configurations gives only (−1)(-1)- and (−2)(-2)-curves and a nef anticanonical class. Each moving divisor in the table is nef, by restriction of the nef threefold divisors above (and directly on FF in the first interval). Riemann–Roch and Kawamata–Viehweg vanishing therefore give the complete-space dimensions 0≤k≤mk2/2+km+3k/2+m+1m≤k≤2m−k2/2+3km+k/2−m2+2m+12m≤k≤3mk2−8km−2k+15m2+7m+1.\begin{array}{c|c} 0\le k\le m&k^2/2+km+3k/2+m+1\\ m\le k\le2m&-k^2/2+3km+k/2-m^2+2m+1\\ 2m\le k\le3m&k^2-8km-2k+15m^2+7m+1. \end{array} The formulas agree at the endpoints. To sum without double counting, use the disjoint ranges [0,m][0,m], [m+1,2m][m+1,2m], and [2m+1,3m][2m+1,3m]. If dm,kd_{m,k} denotes the displayed dimension, their exact contributions are k∑dm,k∑kdm,k0,…,m(m+1)(m+2)(4m+3)6m(m+1)(m+2)(11m+9)24m+1,…,2m7m(m+1)(2m+1)6m(m+1)(87m2+67m+14)242m+1,…,3mm(8m2+3m+1)6m(37m3+22m2+11m+2)12.\begin{array}{c|c|c} k&\sum d_{m,k}&\sum k d_{m,k}\\ \hline 0,\ldots,m&\frac{(m+1)(m+2)(4m+3)}6& \frac{m(m+1)(m+2)(11m+9)}{24}\\ m+1,\ldots,2m&\frac{7m(m+1)(2m+1)}6& \frac{m(m+1)(87m^2+67m+14)}{24}\\ 2m+1,\ldots,3m&\frac{m(8m^2+3m+1)}6& \frac{m(37m^3+22m^2+11m+2)}{12}. \end{array} These follow from the sums of 1,k,k2,k31,k,k^2,k^3. Thus, for every m≥0m\ge0, ∑kdm,k=(2m+1)(13m2+13m+6)6=h0(X,mL),∑kkdm,k=m(43m3+60m2+38m+9)6.\begin{aligned} \sum_k d_{m,k}&=\frac{(2m+1)(13m^2+13m+6)}6=h^0(X,mL),\\ \sum_k k d_{m,k}&=\frac{m(43m^3+60m^2+38m+9)}6. \end{aligned} This is also the total dimension of the actual associated graded space. All the inclusions must consequently be equalities. The argument proves the complete refinement in every degree, including the two exceptional point configurations. It does not assume generation in degree one or surjectivity of an unverified restriction map. ◻

Example 77.6. In anticanonical degree one, the four graded pieces have dimensions 2,5,7,22,5,7,2. The full finite weight sum in degree mm is m(43m3+60m2+38m+9)/6m(43m^3+60m^2+38m+9)/6. Its leading term recovers SX(F)=43/26S_X(F)=43/26, independently checking the integral of the volume.

77.4 The surface bound for an ordinary component

Assume now that ℓ\ell is ordinary and p0∉Ep_0\notin E. Thus the two points avoid ss and lie on different ruling fibres. The divisor RR contains no ruling fibre, as shown above.

Lemma 77.7. For any ruling fibre fb⊂Ff_b\subset F, the first flag moment is S(WF;fb)={21/26qE∈fb,89/104qD∈fb,37/52qE,qD∉fb.S(W^F;f_b)= \begin{cases} 21/26&q_E\in f_b,\\ 89/104&q_D\in f_b,\\ 37/52&q_E,q_D\notin f_b. \end{cases} Every further point moment is at most 99/10499/104. Hence δ(F;WF)≥104/99\delta(F;W^F)\ge104/99.

Proof. Blow down ss to q0∈ℙ2q_0\in\mathbb P^2, and choose homogeneous coordinates [x:y:z][x:y:z] with q0,qE,qDq_0,q_E,q_D the coordinate points. The monomials in the residual series of the preceding table are xiyjzb−i−jx^i y^j z^{b-i-j}, with 0≤i≤a,0≤j≤b−i,j≤b−cE,i+j≥cD.0\le i\le a,\qquad 0\le j\le b-i,\qquad j\le b-c_E,\qquad i+j\ge c_D. Integrals over this polygon, followed by integration in tt, have normalization 3/133/13. The normalized integrals of its area, of ii, of a−ia-i, and of gg are respectively 1,73104,79104,552.1,\qquad\frac{73}{104},\qquad\frac{79}{104},\qquad\frac5{52}. Here is an explicit list of integration bounds. For t∈[0,1]t\in[0,1] use 0≤i≤t0\le i\le t, 0≤j≤1+t−i0\le j\le1+t-i. For t∈[1,2]t\in[1,2] use the two regions 0≤i≤t−1t−1−i≤j≤2t−1≤i≤t0≤j≤1+t−i.\begin{array}{c|c} 0\le i\le t-1&t-1-i\le j\le2\\ t-1\le i\le t&0\le j\le1+t-i. \end{array} For t∈[2,3]t\in[2,3] use 0≤i≤3−t1−i≤j≤4−t3−t≤i≤11−i≤j≤7−2t−i1≤i≤4−t0≤j≤7−2t−i.\begin{array}{c|c} 0\le i\le3-t&1-i\le j\le4-t\\ 3-t\le i\le1&1-i\le j\le7-2t-i\\ 1\le i\le4-t&0\le j\le7-2t-i. \end{array} These bounds give all four displayed integrals directly.

For the fibres through qE,qDq_E,q_D, integrate the exponents b−i−jb-i-j and jj, giving 21/2621/26 and 89/10489/104. For another fibre, the binary coefficient of xix^i has residual degree U(i)=b−i−(cE−i)+−(cD−i)+U(i)=b-i-(c_E-i)_+-(c_D-i)_+ in y,zy,z. Its contribution to the curve moment is U(i)2/2U(i)^2/2; integration gives 37/5237/52.

For the point refinement on any of these fibres, the permitted exponents ii form an interval [l,h]⊂[0,a][l,h]\subset[0,a]. The two endpoint moments of its complete binary space are ∫lhidi\int_l^h i\,di and ∫lh(a−i)di\int_l^h(a-i)\,di. A different point contributes (h−l)2/2(h-l)^2/2, which is no larger than either endpoint moment. Integration therefore bounds every point moment of the residual series by 79/10479/104. This argument includes the prescribed orders at qE,qDq_E,q_D; they are the fixed endpoint orders in these intervals. The fixed divisor gRgR contributes at most 2⋅5/522\cdot5/52, since RR contains no ruling fibre and R⋅fb=2R\cdot f_b=2. Thus the total is at most 99/10499/104. The surface flag inequality now gives the claimed threshold, since the first moment is at most 89/10489/104 and both surface and curve are smooth with zero boundary. ◻

Theorem 77.8. Let A+DA+D be a reduced singular fibre of a smooth member of Family 2.20. Suppose p0=A∩D∉Ep_0=A\cap D\notin E and Nπ(A)/V5≅𝒪⊕2N_{\pi(A)/V_5}\cong\mathcal O^{\oplus2}. Then δp(X)≥10499>1for every p∈A.\delta_p(X)\ge\frac{104}{99}>1\qquad\text{for every }p\in A. In particular, if both component lines are ordinary, this bound holds along the whole reduced fibre.

Proof. Apply Abban–Zhuang refinement to the ordinary extraction FF. Its discrepancy ratio is 2/(43/26)=52/432/(43/26)=52/43. The refined surface threshold is at least 104/99104/99 by the preceding lemma. Their minimum is 104/99104/99. Since the estimate holds on all of FF, inversion of adjunction gives the asserted bound along all of AA, including A∩EA\cap E and the node p0p_0. ◻

Lemma 77.9. Suppose ℓ\ell is ordinary but p0∈Ep_0\in E, and let f0f_0 be the ruling fibre of FF containing qE,qDq_E,q_D. Then S(WF;f0)=5752>1.S(W^F;f_0)=\frac{57}{52}>1. Thus this particular refined surface threshold is less than one. This is not a destabilizing valuation of XX.

Proof. In the elementary transform used above, the centre now belongs to the smooth (1,2)(1,2)-curve on 𝔽0\mathbb F_0. Its total transform contains the exceptional curve once. On FF this gives f0f_0 as a component of RR with coefficient one. The remaining component has class 2s+2f2s+2f and contains no ruling fibre.

Blow down ss. The images of q0,qE,qDq_0,q_E,q_D are three distinct collinear points. For the residual degree-bb plane system in Lemma 77.5, put c0=b−ac_0=b-a. After subtracting order vv along their line, the dimension density of the restricted binary space is d(v)=(b−v−(c0−v)+−(cE−v)+−(cD−v)+)+.d(v)=\left(b-v-(c_0-v)_+-(c_E-v)_+-(c_D-v)_+\right)_+. Use the entries of that lemma. In the three tt-intervals, the successive expressions for d(v)d(v) and their vv-ranges are tfirst rangesecond rangethird range[0,1]t(0≤v≤1)1+t−v(1≤v≤1+t)[1,2]2−t+2v(0≤v≤t−1)t(t−1≤v≤1)1+t−v(1≤v≤1+t)[2,3]2v(0≤v≤3−t)6−2t(3−t≤v≤1)7−2t−v(1≤v≤7−2t).\begin{array}{c|ccc} t&\text{first range}&\text{second range}&\text{third range}\\ \hline {[0,1]}&t\ (0\le v\le1)&1+t-v\ (1\le v\le1+t)&\\ {[1,2]}&2-t+2v\ (0\le v\le t-1)&t\ (t-1\le v\le1)&1+t-v\ (1\le v\le1+t)\\ {[2,3]}&2v\ (0\le v\le3-t)&6-2t\ (3-t\le v\le1)&7-2t-v\ (1\le v\le7-2t). \end{array} Direct integration gives (3/13)∫∫vd(v)dvdt=1(3/13)\int\int v d(v)\,dv\,dt=1. The fixed component gf0g f_0 contributes 5/525/52, giving 57/5257/52. The first extraction still has AX(F)−SX(F)=9/26A_X(F)-S_X(F)=9/26; the failed surface inequality does not determine the sign of a threefold beta invariant. ◻

Remark 77.10. The threefold calculation in this section differs from the weighted calculation at a double fibre. Here we explicitly pass through two flops and compute the nef and fixed parts on the resulting threefold. For double fibres the preceding proof instead obtained the complete volume and refinement from section counts. Thus the manuscript uses both methods, and does not claim that the ordinary line calculation avoids threefold birational decompositions.

The positions of qE,qDq_E,q_D matter. If p0∈Ep_0\in E, they lie on the same ruling fibre. If π(A)\pi(A) is special, then qE∈sq_E\in s. Lemma 77.7 is not applied in either configuration. The volume in Proposition 77.3 remains valid, but its positivity alone does not settle these cases.