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Section 80

The full refinement at a reduced-fibre node on EE

We finish the finite reduction of Theorem 79.5. The point extraction alone did not suffice: the inequality SX(J)<AX(J)S_X(J)<A_X(J) controls only one valuation. We now identify its entire refinement and estimate all further valuations.

Theorem 80.1. Let p∈Ep\in E be the node of a reduced singular fibre of η\eta. Let J≅ℙ2J\cong\mathbb P^2 be the exceptional divisor of the ordinary blowup of pp. Then SX(J)=114,AX(J)=3,δp(X)≥104103>1.S_X(J)=\frac{11}{4},\qquad A_X(J)=3,\qquad \delta_p(X)\ge\frac{104}{103}>1.

80.1 The initial algebra in every degree

Use Lemma 73.1. Move the image of pp to [A:B:C]=[0:0:1][A:B:C]=[0:0:1]. On C=y0=1C=y_0=1 put b=Bb=B, y=y1y=y_1. The point pp is b=y=z=0b=y=z=0, and the condition that it is a fibre node gives f0=0f_0=0. Put f=f1f=f_1, h=h2h=h_2. The fibre is reduced if and only if κ=f2+4h≠0\kappa=f^2+4h\ne0. The equation solves uniquely for AA as a convergent, or formal, power series in the regular parameters b,y,zb,y,z, with quadratic initial term q=y2−fyz−hz2,Q=−by−q,g=yq+b(fyz+hz2),inp(A)=Q.q=y^2-fyz-hz^2,\qquad Q=-by-q,\qquad g=yq+b(fyz+hz^2),\qquad \operatorname{in}_p(A)=Q. We use ordinary total degree in these three parameters.

Lemma 80.2. Let Rm=H0(X,mL)R_m=H^0(X,mL) and let Wm,jW_{m,j} be its leading forms of order jj at pp, regarded as a subspace of H0(J,𝒪J(j))H^0(J,\mathcal O_J(j)). The bigraded algebra ⨁m,jWm,j\bigoplus_{m,j}W_{m,j} is generated in anticanonical degree one by the following homogeneous polynomials: jW1,j(a basis)011b,y,z2q,by,bz3g,zQ,bq,zb24Qq,bg,bzQ5Qg,zQ2.\begin{array}{c|l} j& W_{1,j}\ \text{(a basis)}\\ \hline 0&1\\ 1&b,\ y,\ z\\ 2&q,\ by,\ bz\\ 3&g,\ zQ,\ bq,\ zb^2\\ 4&Qq,\ bg,\ bzQ\\ 5&Qg,\ zQ^2. \end{array} This is an equality of the actual section algebra, in every degree, for all f,hf,h with κ≠0\kappa\ne0.

Proof. The seven HH-sections on this chart are 1,y,−A−by,Ab+(b2−A)y,zA,zb,z,1,\ y,\ -A-by,\ Ab+(b^2-A)y,\ zA,\ zb,\ z, and the three BB-sections are 1,b,A1,b,A. Among their products take the sixteen expressions obtained from the displayed table by replacing q,Q,gq,Q,g by −A−by,A,Ab+(b2−A)y-A-by,A,Ab+(b^2-A)y, respectively. Their initial forms are exactly the table. It remains to prove generation; generation of the original ring alone would not imply generation of its initial algebra.

Inside the same projective bundle PP consider instead X0=(q0+fzy1+hCz2=0).X_0=(q_0+fzy_1+hCz^2=0). On C=y0=1C=y_0=1 its equation is exactly A=QA=Q, so this chart is 𝔸b,y,z3\mathbb A^3_{b,y,z}. Its generic conic is nonsingular: its discriminant is C(κAC−hB2)C(\kappa AC-hB^2), a nonzero polynomial. The quadratic q0q_0 is nonzero on every base fibre, including the branch conic, where it has rank one. Thus this hypersurface has no vertical component and is integral. We do not assume that X0X_0 is smooth or K-semistable.

Here is the needed section calculation. For r≥0r\ge0, the Steiner resolution of GG gives the symmetric Koszul resolution 0→𝒪(−2)⊗Symr−2ℂ4→𝒪(−1)⊕2⊗Symr−1ℂ4→𝒪⊗Symrℂ4→SymrG→0,0\longrightarrow \mathcal O(-2)\otimes\operatorname{Sym}^{r-2}\mathbb C^4 \longrightarrow \mathcal O(-1)^{\oplus2}\otimes\operatorname{Sym}^{r-1}\mathbb C^4 \longrightarrow \mathcal O\otimes\operatorname{Sym}^r\mathbb C^4 \longrightarrow\operatorname{Sym}^rG\longrightarrow0, where terms with negative symmetric exponent are omitted. After twisting by any d≥0d\ge0, this proves vanishing of higher cohomology and surjectivity on sections from the third term. Consequently H0(P,mH+mB)=⨁a=0mzaH0(ℙ2,Symm−aG(m+a))H^0(P,mH+mB)=\bigoplus_{a=0}^m z^a H^0(\mathbb P^2,\operatorname{Sym}^{m-a}G(m+a)) is generated by degree-one sections: a monomial of base degree m+am+a factors into aa quadratic and m−am-a linear factors. The ideal of X0X_0 in this degree is (m−2)H+(m+1)B(m-2)H+(m+1)B. For m≥2m\ge2 its pushforward has summands Symm−2−aG(m+1+a)\operatorname{Sym}^{m-2-a}G(m+1+a) and has no higher cohomology. For m=0,1m=0,1 all fibre cohomology vanishes because the relative degrees are −2,−1-2,-1. Restriction is therefore surjective in every degree. In particular the section ring of (X0,L)(X_0,L) is generated in degree one and has the same Hilbert function as (X,L)(X,L): Nm=(2m+1)(13m2+13m+6)6.N_m=\frac{(2m+1)(13m^2+13m+6)}6.

Restriction to the displayed dense affine chart embeds this section ring in ℂ[b,y,z,u]\mathbb C[b,y,z,u], where uu records the anticanonical degree. Its sixteen degree-one generators are precisely uu times the table. Their independence also follows directly, degree by degree, from the polynomials in the table. The algebra they generate is contained in the actual initial algebra of XX. In degree mm the former already has dimension NmN_m, while the latter has dimension dimRm=Nm\dim R_m=N_m. The inclusion is consequently an equality in every degree. ◻

80.2 Six point conditions and the extra fixed line

Factor q=(y−λz)(y−μz)q=(y-\lambda z)(y-\mu z), where λ≠μ\lambda\ne\mu, λ+μ=f\lambda+\mu=f, λμ=−h\lambda\mu=-h. The degree-two space has three base points pa=[0:λ:1],pd=[0:μ:1],pc=[1:0:0].p_a=[0:\lambda:1],\qquad p_d=[0:\mu:1],\qquad p_c=[1:0:0]. At these points mark the respective tangent directions ta:λb+(λ−μ)(y−λz)=0,td:μb+(μ−λ)(y−μz)=0,tc:z=0.t_a:\lambda b+(\lambda-\mu)(y-\lambda z)=0,\quad t_d:\mu b+(\mu-\lambda)(y-\mu z)=0,\quad t_c:z=0. Let σ:T→J\sigma:T\to J blow up the three points and then the three indicated infinitely near points. Write ℓ\ell for a line class, eie_i for the total transform of the first exceptional curve, and fif_i for the second exceptional curve, for i=a,d,ci=a,d,c. Their intersection matrix is diag(1,−1,−1,−1,−1,−1,−1)\operatorname{diag}(1,-1,-1,-1,-1,-1,-1) in the order ℓ,ea,fa,ed,fd,ec,fc\ell,e_a,f_a,e_d,f_d,e_c,f_c. Put ri=ei−fir_i=e_i-f_i.

Lemma 80.3. For 0≤j≤5m0\le j\le5m, put r=max{j−m,0},a=⌈r/2⌉,b0=⌊r/2⌋,ac=max{a,j−2m},bc=r−ac,r=\max\{j-m,0\},\quad a=\lceil r/2\rceil,\quad b_0=\lfloor r/2\rfloor, \quad a_c=\max\{a,j-2m\},\quad b_c=r-a_c, and set Dm,j=jℓ−a(ea+ed)−b0(fa+fd)−acec−bcfc.D_{m,j}=j\ell-a(e_a+e_d)-b_0(f_a+f_d)-a_ce_c-b_cf_c. The following descriptions give the complete spaces Wm,jW_{m,j}.

If h≠0h\ne0, let QcQ_c be the strict transform of the smooth conic Q=0Q=0. Its class is Qc=2ℓ−ea−fa−ed−fd−ec.Q_c=2\ell-e_a-f_a-e_d-f_d-e_c. The series on TT, after the six indicated point conditions, is max{j−4m,0}Qc+|Dm,j−max{j−4m,0}Qc|.\max\{j-4m,0\}Q_c+ \big|D_{m,j}-\max\{j-4m,0\}Q_c\big|.

If h=0h=0, normalize f=1f=1, λ=0\lambda=0, μ=1\mu=1. Put L1=(y=0)∼=ℓ−ea−fa−ec,L2=(b+y−z=0)∼=ℓ−ed−fd.L_1=(y=0)^{\sim}=\ell-e_a-f_a-e_c,\qquad L_2=(b+y-z=0)^{\sim}=\ell-e_d-f_d. The series on TT is n1L1+n2L2+|Dm,j−n1L1−n2L2|,n1=max{j−3m,0},n2=max{j−4m,0}.n_1L_1+n_2L_2+|D_{m,j}-n_1L_1-n_2L_2|, \qquad n_1=\max\{j-3m,0\},\quad n_2=\max\{j-4m,0\}. In both cases the divisor in the complete moving series is nef. The spaces with j>5mj>5m vanish.

Proof. At each marked point, use regular coordinates whose second coordinate vanishes on the specified tangent. Direct substitution in Lemma 80.2 shows that the weight-(1,2)(1,2) order of every degree-one generator is at least j−1j-1. Its ordinary order at pcp_c is at least j−2j-2. These inequalities multiply, so all products satisfy the conditions defining Dm,jD_{m,j}. The two successive blowups express the first condition as ordinary order at least ⌈r/2⌉\lceil r/2\rceil and weighted order at least rr.

When h≠0h\ne0, every generator of degree five is divisible by QQ, and every generator has degree at most five. Thus products of anticanonical degree mm and point degree jj are divisible by Qmax{j−4m,0}Q^{\max\{j-4m,0\}}. When h=0h=0, the table gives the stronger divisibilities ymax{j−3m,0}y^{\max\{j-3m,0\}} and (b+y−z)max{j−4m,0}(b+y-z)^{\max\{j-4m,0\}}. This proves inclusion in the asserted spaces. These are algebraic fixed-component conditions; in particular the first coefficient in the second case must not be replaced by the smaller coefficient in the Zariski decomposition of Dm,jD_{m,j} alone.

We verify equality by dimensions. For reference the negative curves on TT in the first case are ri=ei−fi,fi,ti=ℓ−ei−fi,lik=ℓ−ei−ek(i≠k),Qi=2ℓ−∑k=a,d,c(ek+fk)+fi.\begin{gathered} r_i=e_i-f_i,\quad f_i,\quad t_i=\ell-e_i-f_i,\quad l_{ik}=\ell-e_i-e_k\quad(i\ne k),\\ Q_i=2\ell-\sum_{k=a,d,c}(e_k+f_k)+f_i. \end{gathered} There are fifteen, with lik=lkil_{ik}=l_{ki}. In the second case they are the twelve curves ri,fi(i=a,d,c),L1,L2,tc,lad,ldc,Qa.r_i,\ f_i\ (i=a,d,c),\qquad L_1,L_2,t_c,l_{ad},l_{dc},Q_a. Here QaQ_a is the smooth conic y2−yz+bz=0y^2-yz+bz=0. These are weak del Pezzo surfaces of degree three. Here is a direct check of nefness of the anticanonical class. In the first case, for each ii, the effective divisor Qi+(ℓ−ei)+riQ_i+(\ell-e_i)+r_i is anticanonical, where the middle term is a general line through pip_i. These divisors have no common curve component. In the second case use the same divisors for i=a,di=a,d, interpreting Qd=L1+ldc+rcQ_d=L_1+l_{dc}+r_c. Again they have no common component. Thus −KT-K_T is nef, and its square is three. To check the negative-curve lists, the three points are noncollinear. In the first case none of the three specified tangents joins two marked points, and the three five-point conics are smooth. There is no conic through all six points. In the second case the only additional root is L1L_1, meeting rcr_c; the other roots are ra,rdr_a,r_d. A line or conic gives all remaining negative curves listed above. Equivalently one may enumerate the plane classes with square −1,−2-1,-2 and anticanonical degree 1,01,0; the proximity inequalities give exactly these lists. There are no higher-degree candidates: Cauchy’s inequality applied to ∑mi=3d−1\sum m_i=3d-1, ∑mi2=d2+1\sum m_i^2=d^2+1 in the (−1)(-1) case, and to ∑mi=3d\sum m_i=3d, ∑mi2=d2+2\sum m_i^2=d^2+2 in the (−2)(-2) case, forces d≤2d\le2 in both cases. Adjunction and nefness of −KT-K_T exclude more negative irreducible curves.

We now prove nefness in every degree using six fixed classes. Put P=−KTP=-K_T, U=2ℓ−ea−ed−ecU=2\ell-e_a-e_d-e_c, and put L=0L=0 in the first case and L=L1L=L_1 in the second case. Define A2=8ℓ−3(ea+fa+ed+fd)−4ec−2fc−2L,A1=4ℓ−2(ea+ed)−fa−fd−2ec−fc−L,A0=3ℓ−ea−fa−ed−fd−2ec−fc−L.\begin{aligned} A_2&=8\ell-3(e_a+f_a+e_d+f_d)-4e_c-2f_c-2L,\\ A_1&=4\ell-2(e_a+e_d)-f_a-f_d-2e_c-f_c-L,\\ A_0&=3\ell-e_a-f_a-e_d-f_d-2e_c-f_c-L. \end{aligned} The classes ℓ,P,U\ell,P,U are nef: the first is a pullback of a line, the second was treated above, and the third is the pullback of the base-point-free conic system through the three proper points. For A2,A1,A0A_2,A_1,A_0, intersection with each curve in the relevant negative-curve list is nonnegative. Their squares are 8,1,08,1,0, respectively. Their line degrees are 8,4,38,4,3 in the first case and 6,3,26,3,2 in the second. They therefore lie in the closure of the positive cone, in its component containing ℓ\ell. Every irreducible curve of nonnegative square lies in the same closed component; the Hodge index theorem gives nonnegative intersection with these curves as well. Thus all six classes are nef.

Write Mm,jM_{m,j} for the proposed moving divisor. The following identities express it as a nonnegative integral combination of these classes and also account for every parity: rangeindicesMm,j0≤j≤mjℓm≤j≤3mj−m=2k+ϵ(m−k−ϵ)ℓ+kP+ϵU3m≤j≤4mj−3m=q=2k+ϵ(m−q)P+kA2+ϵA14m≤j≤5mq=j−4m,m−q=2k+ϵqA0+kA2+ϵA1,\begin{array}{c|c|l} \text{range}&\text{indices}&M_{m,j}\\ \hline 0\le j\le m&&j\ell\\ m\le j\le3m&j-m=2k+\epsilon& (m-k-\epsilon)\ell+kP+\epsilon U\\ 3m\le j\le4m&j-3m=q=2k+\epsilon& (m-q)P+kA_2+\epsilon A_1\\ 4m\le j\le5m&q=j-4m,\quad m-q=2k+\epsilon& qA_0+kA_2+\epsilon A_1, \end{array} where ϵ∈{0,1}\epsilon\in\{0,1\}. In the second row 2k+ϵ≤2m2k+\epsilon\le2m implies m−k−ϵ≥0m-k-\epsilon\ge0; all other coefficients are visibly nonnegative. The identities follow by substituting the coefficients of Dm,jD_{m,j} and its stated fixed part. In particular, in the last two rows the subtraction of LL is retained when h=0h=0. This proves nefness for all m,jm,j, without extrapolating from finitely many degrees. For a nef integral divisor MM on either surface, Kawamata–Viehweg vanishing applied to M−KTM-K_T gives h0(T,M)=1+M2−M⋅KT2.h^0(T,M)=1+\frac{M^2-M\cdot K_T}{2}. Let Mm,jM_{m,j} denote the moving divisor in either case. Its Riemann–Roch value is the same in the two cases. Summing the displayed quadratic polynomial gives the identities ∑j=05mh0(T,Mm,j)=(2m+1)(13m2+13m+6)6=Nm,∑j=05mjh0(T,Mm,j)=143m4+208m3+133m2+32m12.\begin{aligned} \sum_{j=0}^{5m}h^0(T,M_{m,j})&= \frac{(2m+1)(13m^2+13m+6)}6=N_m,\\ \sum_{j=0}^{5m}j h^0(T,M_{m,j})&= \frac{143m^4+208m^3+133m^2+32m}{12}. \end{aligned} For an explicit way to perform the sum, take j≤mj\le m first, where the summand is (j+22)\binom{j+2}{2}. In the remaining terms write j=m+2k+ϵj=m+2k+\epsilon, ϵ=0,1\epsilon=0,1, and split at j=3m,4mj=3m,4m. Substitute a=k+ϵa=k+\epsilon, b0=kb_0=k in Dm,jD_{m,j} and use KT=−3ℓ+∑(ei+fi)K_T=-3\ell+\sum(e_i+f_i). The sums of 1,k,k2,k31,k,k^2,k^3 give the two identities, for both parities of mm. This is an all-degree polynomial identity.

The inclusions already proved have total dimension at most the left side of the first identity. Their actual total dimension is NmN_m by Lemma 80.2. Every inclusion is therefore an equality. Generation in anticanonical degree one also proves vanishing above 5m5m. ◻

Example 80.4. For m=1m=1 the dimensions, in order j=0,…,5j=0,\ldots,5, are 1,3,3,4,3,21,3,3,4,3,2. If h=0h=0 and j=4j=4, all three polynomials Qq,bg,bzQQq,bg,bzQ contain the line y=0y=0. This line is forced by the section algebra, even though its coefficient in the Zariski negative part of D1,4D_{1,4} is only 1/21/2. Using that negative part as if it specified the complete series would give an incorrect refinement.

80.3 The point moment

Lemma 80.5. The volume function of the point extraction is vol(L−tJ)={26−t30≤t≤1,26−t3+32(t−1)31≤t≤3,t3−9t2+18t+113≤t≤4,3(5−t)24≤t≤5,0t≥5.\operatorname{vol}(L-tJ)= \begin{cases} 26-t^3&0\le t\le1,\\ 26-t^3+\frac32(t-1)^3&1\le t\le3,\\ t^3-9t^2+18t+11&3\le t\le4,\\ 3(5-t)^2&4\le t\le5,\\ 0&t\ge5. \end{cases} Consequently SX(J)=11/4S_X(J)=11/4.

Proof. Put t=j/mt=j/m. The asymptotic moving divisors of Lemma 80.3, in the case h≠0h\ne0, are 0≤t≤1Pt=tℓ1≤t≤3Pt=tℓ−t−12∑i(ei+fi)3≤t≤4Pt=tℓ−t−12(ea+fa+ed+fd)−(t−2)ec−fc4≤t≤5Pt=(8−t)ℓ−7−t2(ea+fa+ed+fd)−2ec−fc.\begin{array}{c|l} 0\le t\le1&P_t=t\ell\\ 1\le t\le3&P_t=t\ell-\frac{t-1}{2}\sum_i(e_i+f_i)\\ 3\le t\le4&P_t=t\ell-\frac{t-1}{2}(e_a+f_a+e_d+f_d) -(t-2)e_c-f_c\\ 4\le t\le5&P_t=(8-t)\ell-\frac{7-t}{2}(e_a+f_a+e_d+f_d)-2e_c-f_c. \end{array} If h=0h=0, replace the third row by Pt−(t−3)L1P_t-(t-3)L_1 and the fourth by Pt−L1P_t-L_1, leaving the first two rows unchanged. In either case the squares are, respectively, t2,−12t2+3t−32,−t2+6t−6,10−2t.t^2,\qquad-\tfrac12t^2+3t-\tfrac32,\qquad -t^2+6t-6,\qquad10-2t. The normalization is 326∫05Pt2dt=1\frac3{26}\int_0^5P_t^2\,dt=1. The exact section spaces give vol(L−tJ)=3∫t5Pu2du\operatorname{vol}(L-tJ)=3\int_t^5P_u^2\,du, hence the displayed function. Finally SX(J)=126∫05vol(L−tJ)dt=326∫05tPt2dt=114.S_X(J)=\frac1{26}\int_0^5\operatorname{vol}(L-tJ)\,dt =\frac3{26}\int_0^5tP_t^2\,dt=\frac{11}{4}. The weighted Hilbert identity in the preceding lemma is an independent finite-degree computation of the same limit. ◻

Remark 80.6. No Zariski decomposition on the threefold BlpX\operatorname{Bl}_pX has been used. The integral initial algebra and its Hilbert function identify the actual refinement in every degree. The volume follows by summing those dimensions. All Zariski decompositions below take place on the explicit rational surface TT. The auxiliary threefold X0X_0 is used only to prove equality of section algebras; no assertion about its K-stability or singularities is needed.