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Section 78

Special lines and points away from the fibre node

We retain the notation of Section 77. In particular F=𝔽1F=\mathbb F_1 is the exceptional surface of the blowup of a component AA of a reduced fibre A+DA+D, and W=WFW=W^F is its actual refined series. The divisor RR and the numbers a,b,cE,cD,ga,b,c_E,c_D,g are those of Lemma 77.5. A special line on V5V_5 has normal bundle 𝒪(1)⊕𝒪(−1)\mathcal O(1)\oplus\mathcal O(-1).

78.1 The fixed curve for a special line

Lemma 78.1. Suppose π(A)\pi(A) is special. If p0∉Ep_0\notin E, then R=s+T,T∈|s+3f|,R=s+T,\qquad T\in|s+3f|, where TT is a smooth section of the ruling, passes through qE,qDq_E,q_D, and has intersection number two with ss. The point s∩fDs\cap f_D does not belong to TT. If p0∈Ep_0\in E, let f0f_0 be the ruling through qE,qDq_E,q_D. Then R=s+f0+T,T∈|s+2f|,R=s+f_0+T,\qquad T\in|s+2f|, where TT is a smooth section, avoids qEq_E, and meets ss once, away from f0f_0. If π(A)\pi(A) is ordinary and p0∈Ep_0\in E, then R=f0+TR=f_0+T, where T∼2s+2fT\sim2s+2f contains no ruling and is disjoint from ss.

Proof. For a special line, the exceptional surface over the line on Blπ(A)V5\operatorname{Bl}_{\pi(A)}V_5 is 𝔽2\mathbb F_2. Write s2,fs_2,f for its negative section and ruling. The projection divisor MM restricts to s2+2fs_2+2f. It contracts s2s_2 to the vertex of a quadric cone. The smooth twisted cubic Γ\Gamma in the projection link is contained in this cone, and the restriction of Π\Pi has class 2s2+3f2s_2+3f. It is s2+T2,T2∼s2+3f.s_2+T_2,\qquad T_2\sim s_2+3f. Indeed its nonexceptional image is the irreducible curve Γ\Gamma; the remaining component is s2s_2, with the displayed multiplicity forced by the class. The curve T2T_2 is a section, hence smooth, and T2⋅s2=1T_2\cdot s_2=1.

The elementary transformation taking this surface to FF is centred at a point u∉s2u\notin s_2. Otherwise the resulting ruled surface would be 𝔽3\mathbb F_3, contrary to F=𝔽1F=\mathbb F_1. Blow up uu and contract the strict transform of its ruling. The contracted ruling maps to qEq_E, and the new ruling through qEq_E is the image of the exceptional curve over uu. The condition p0∈Ep_0\in E says precisely that u∈T2u\in T_2: the second curve in the projection link then meets the original exceptional fibre at the intersection with AA.

If u∉T2u\notin T_2, both sections meet the contracted ruling once. Their images are ss and a section T∼s+3fT\sim s+3f, both through qEq_E. The second marked point belongs to RR and avoids ss, so it belongs to TT. As a section, TT meets fDf_D only at qDq_D, proving the assertion about s∩fDs\cap f_D. Tangency of TT and ss at qEq_E is allowed.

If u∈T2u\in T_2, the strict transform of T2T_2 is disjoint from the contracted ruling. Its image therefore avoids qEq_E. The exceptional curve over uu supplies f0f_0 with coefficient one. Subtracting s+f0s+f_0 from 2s+3f2s+3f gives T∼s+2fT\sim s+2f. Its intersection with ss is one and is away from qEq_E.

For an ordinary line, perform the same transformation on 𝔽0\mathbb F_0 and its irreducible (1,2)(1,2)-curve, as in Lemma 77.9. The residual image TT is irreducible, has class 2s+2f2s+2f, and has intersection zero with ss. It is distinct from ss, so it is disjoint from ss. ◻

78.2 A polygon calculation for the negative section

Lemma 78.2. Suppose π(A)\pi(A) is special and p0∉Ep_0\notin E. For the residual series, before multiplication by the fixed equation of gRgR, the normalized moments are quantityia−ifEfDother rulinggmoment63/10489/10421/2699/10479/1045/52.\begin{array}{c|rrrrrr} \text{quantity}&i&a-i&f_E&f_D&\text{other ruling}&g\\ \hline \text{moment}&63/104&89/104&21/26&99/104&79/104&5/52. \end{array} Here the moment of gg means its average against the dimensions of the residual spaces. On every ruling, every residual point moment is at most 89/10489/104. On ss, the residual point moments at qEq_E and s∩fDs\cap f_D are 84/10484/104 and 99/10499/104, respectively. At every other point of ss they are at most 84/10484/104.

Proof. Contract ss to q0=[1:0:0]∈ℙ2q_0=[1:0:0]\in\mathbb P^2, with homogeneous coordinates [X:Y:Z][X:Y:Z]. The point qEq_E is infinitely near q0q_0 in direction Z=0Z=0, and take qD=[0:0:1]q_D=[0:0:1]. This normalization is possible because the two ruling fibres are different. For a normalized degree-bb monomial XiYb−i−kZkX^iY^{b-i-k}Z^k, the conditions of Lemma 77.5 are 0≤i≤a,max(0,cE−a+i)≤k≤min(b−i,b−cD).0\le i\le a,\qquad \max(0,c_E-a+i)\le k\le\min(b-i,b-c_D). For the infinitely near condition, use Y=wY=w, Z=wzZ=wz near q0q_0, and divide by wb−aw^{b-a}. The monomial becomes wa−izkw^{a-i}z^k, whose order at qEq_E is a−i+ka-i+k. At qDq_D its plane order is b−kb-k.

The following bounds give the entire polygon explicitly: tik[0,1][0,t][0,1+t−i][1,2][0,t−1][0,2][t−1,1][0,1+t−i][1,t][i−1,1+t−i][2,3][0,1][0,6−2t][1,4−t][i−1,7−2t−i].\begin{array}{c|c|c} t&i&k\\ \hline {[0,1]}&[0,t]&[0,1+t-i]\\ {[1,2]}&[0,t-1]&[0,2]\\ &[t-1,1]&[0,1+t-i]\\ &[1,t]&[i-1,1+t-i]\\ {[2,3]}&[0,1]&[0,6-2t]\\ &[1,4-t]&[i-1,7-2t-i]. \end{array} Integrate over these polygons and then over tt, with factor 3/133/13. The integrands 1,i,a−i,k,b−i−k,g1,i,a-i,k,b-i-k,g give respectively 1,63/104,89/104,84/104,99/104,10/104.1,\quad63/104,\quad89/104,\quad84/104,\quad99/104,\quad10/104. For another ruling put U(i)=min(b−i,b−cD)−max(0,cE−a+i).U(i)=\min(b-i,b-c_D)-\max(0,c_E-a+i). After removing the two prescribed endpoint factors, the coefficient space is the complete binary series of degree U(i)U(i). Its order sum at another base point has leading term U(i)2/2U(i)^2/2. Integrating this expression gives 79/10479/104.

After restriction to a ruling and removal of its fixed order, the allowed exponents ii form an interval inside [0,a][0,a]. The endpoint point moments are the integrals of ii and a−ia-i. Any other point has moment at most either endpoint moment, because for l≤i≤hl\le i\le h its order sum is (h−l)2/2(h-l)^2/2. This proves the ruling bound, also for fE,fDf_E,f_D.

For the flag with first curve ss, fix ii instead. The remaining binary exponents kk form the displayed interval. The two endpoint moments are the integrals of kk and b−i−kb-i-k, and other points have no larger moment than either endpoint. This gives exactly the asserted point estimates on ss. ◻

Proposition 78.3. Suppose π(A)\pi(A) is special and p0∉Ep_0\notin E. Then δ(F;W)≥1.\delta(F;W)\ge1. For p∈A\{r}p\in A\setminus\{r\} one has δp(X)≥104/99\delta_p(X)\ge104/99. For every divisorial valuation whose centre on XX is contained in AA, one has AX(v)−SX(v)≥926v(F)>0.A_X(v)-S_X(v)\ge\frac9{26}v(F)>0. If TT meets ss transversally, the stronger bound δp(X)≥104/99\delta_p(X)\ge104/99 holds at rr also.

Proof. At a point of F\sF\setminus s, use its ruling. The first moment is at most 99/10499/104. The fixed component ss contributes nothing at the chosen point, while the section TT contributes at most 5/525/52. The further point moment is at most (89+10)/104=99/104(89+10)/104=99/104.

At a point of ss, use ss as first curve. Its full moment is (89+10)/104=99/104(89+10)/104=99/104. At s∩fDs\cap f_D, the point moment is 99/10499/104, since TT avoids this point. Elsewhere it is at most 84104+10104(T⋅s)q≤1.\frac{84}{104}+\frac{10}{104}(T\cdot s)_q\le1. Except possibly at qEq_E, it is at most 99/10499/104: the section TT already meets ss at qEq_E, and has total intersection two. If the intersections are transverse, the same strict bound holds everywhere. These are surface flag estimates with all fixed components retained. They prove the surface assertions.

The first extraction has ratio 52/43>104/9952/43>104/99. The only possible surface point at which the estimate equals one is qEq_E, which maps to rr. This proves the asserted strict local bounds away from rr.

For completeness, the equality case on the surface still gives a strict threefold beta invariant. Choose a basis compatible with vv and the refinement, and write its pullback basis divisor as amF+Dm′a_mF+D_m', where am→43/26a_m\to43/26 and Dm′D_m' does not contain FF. For coefficients cm→1c_m\to1 from below, the preceding estimates give log canonicity of (F,cmDm′|F)(F,c_mD_m'|_F). Inversion of adjunction gives, since KY=f*KX+FK_Y=f^*K_X+F, AX(v)−cmv(Dm)≥(2−cmam)v(F).A_X(v)-c_m v(D_m)\ge(2-c_ma_m)v(F). Taking the limit proves the displayed inequality. Its right-hand side is positive for centres contained in AA. ◻

Example 78.4. When (T⋅s)qE=2(T\cdot s)_{q_E}=2, the surface point bound is exactly (84+20)/104=1(84+20)/104=1. Discarding the first-stage discrepancy would lose the conclusion. Keeping it gives 9v(F)/26>09v(F)/26>0. No inference from GIT-stability is used to exclude this tangency.

78.3 Both marked points on one ruling

Here p0∈Ep_0\in E, so f0f_0 lies over the fibre node. We estimate all points of F\f0F\setminus f_0. The failure on f0f_0 itself will remain explicit.

Lemma 78.5. Suppose p0∈Ep_0\in E, and let fb≠f0f_b\ne f_0 be a ruling. For an ordinary image line, its full first moment is 37/5237/52, and every point moment on fbf_b is at most 11/1311/13. For a special image line, points of F\(f0∪s)F\setminus(f_0\cup s) are controlled by the flag fbf_b with first moment 79/10479/104 and point moment at most 73/10473/104. Points of s\f0s\setminus f_0 are controlled by ss, with first moment 99/10499/104 and point moment at most 89/10489/104.

Proof. We give the surface decompositions used in this computation. On F+F^+ use the total-transform plane basis h,e0,eE,eDh,e_0,e_E,e_D, with intersection matrix diag(1,−1,−1,−1)\operatorname{diag}(1,-1,-1,-1). The moving divisors are Dt={(1+t)h−e00≤t≤1,(1+t)h−e0−(t−1)(eE+eD)1≤t≤2,(7−2t)h−(3−t)(e0+eE)−eD2≤t≤3.D_t=\begin{cases} (1+t)h-e_0&0\le t\le1,\\ (1+t)h-e_0-(t-1)(e_E+e_D)&1\le t\le2,\\ (7-2t)h-(3-t)(e_0+e_E)-e_D&2\le t\le3. \end{cases} The class of the unmarked ruling is C=h−e0C=h-e_0. In the ordinary case put S=e0S=e_0 and Z=h−e0−eE−eDZ=h-e_0-e_E-e_D; in the special case put S=e0−eES=e_0-e_E and use the same class ZZ. Thus ZZ is the strict transform of f0f_0.

Here is a full chamber list. A domain specified by vertices means their convex hull in the (t,v)(t,v)-plane. On each domain P=Dt−vC−NP=D_t-vC-N is the positive part. For the last table take C=SC=S. The coefficients not displayed in NN are zero. ordinary line,C=h−e0tverticesN[0,1](0,0),(1,0),(1,1),(0,1)0(0,1),(1,1),(1,2)(v−1)S[1,2](1,0),(2,0),(2,1),(1,1)0(1,1),(2,1),(1,2)(v−1)S(2,1),(2,2),(1,2)(t+2v−4)S+(t+v−3)Z[2,3](2,0),(3,0),(2,1)0(3,0),(2,2),(2,1)(2t+2v−6)S+(t+v−3)Z.\begin{gathered}\text{ordinary line},\quad C=h-e_0\\ \begin{array}{c|l|l} t&\text{vertices}&N\\ \hline {[0,1]}&(0,0),(1,0),(1,1),(0,1)&0\\ &(0,1),(1,1),(1,2)&(v-1)S\\ {[1,2]}&(1,0),(2,0),(2,1),(1,1)&0\\ &(1,1),(2,1),(1,2)&(v-1)S\\ &(2,1),(2,2),(1,2)&(t+2v-4)S+(t+v-3)Z\\ {[2,3]}&(2,0),(3,0),(2,1)&0\\ &(3,0),(2,2),(2,1)&(2t+2v-6)S+(t+v-3)Z. \end{array}\end{gathered} special line,C=h−e0tverticesN[0,1](0,0),(1,0),(1,1),(0,1)0(0,1),(1,1),(1,2)(v−1)(S+eE)[1,2](1,0),(2,0),(1,1)0(2,0),(2,2),(1,1)(t+v−2)S/2(1,1),(2,2),(1,2)(v−1)S+(v−t)eE[2,3](2,0),(3,0),(2,2)vS/2.\begin{gathered}\text{special line},\quad C=h-e_0\\ \begin{array}{c|l|l} t&\text{vertices}&N\\ \hline {[0,1]}&(0,0),(1,0),(1,1),(0,1)&0\\ &(0,1),(1,1),(1,2)&(v-1)(S+e_E)\\ {[1,2]}&(1,0),(2,0),(1,1)&0\\ &(2,0),(2,2),(1,1)&(t+v-2)S/2\\ &(1,1),(2,2),(1,2)&(v-1)S+(v-t)e_E\\ {[2,3]}&(2,0),(3,0),(2,2)&vS/2. \end{array}\end{gathered} special line,C=S=e0−eEtverticesN[0,1](0,0),(1,0),(1,1)veE[1,2](1,0),(2,0),(2,1)0(1,0),(2,1),(1,1)(v−t+1)eE(1,1),(2,1),(2,2)(2v−t)eE+(v−1)Z[2,3](2,0),(3,0),(2,1)0(3,0),(3,1),(2,2),(2,1)(2t+2v−6)eE+(t+v−3)Z.\begin{gathered}\text{special line},\quad C=S=e_0-e_E\\ \begin{array}{c|l|l} t&\text{vertices}&N\\ \hline {[0,1]}&(0,0),(1,0),(1,1)&ve_E\\ {[1,2]}&(1,0),(2,0),(2,1)&0\\ &(1,0),(2,1),(1,1)&(v-t+1)e_E\\ &(1,1),(2,1),(2,2)&(2v-t)e_E+(v-1)Z\\ {[2,3]}&(2,0),(3,0),(2,1)&0\\ &(3,0),(3,1),(2,2),(2,1)&(2t+2v-6)e_E+(t+v-3)Z. \end{array}\end{gathered} To verify the decompositions, intersect PP with S,eE,eD,ZS,e_E,e_D,Z. These generate the negative curves in the respective weak del Pezzo configurations; PP has nonnegative intersection with each and is orthogonal to every component of NN. The upper edges give the pseudoeffective thresholds.

The curve moment is (3/26)∬P2dvdt(3/26)\iint P^2\,dv\,dt; the free point moment is (3/26)∬(P⋅C)2dvdt(3/26)\iint(P\cdot C)^2\,dv\,dt. A negative component with coefficient nn contributes (3/13)∬(P⋅C)ndvdt(3/13)\iint(P\cdot C)n\,dv\,dt at its intersection with CC. The displayed domains give flagcurvefree pointnegative-part corrections relevant away from f0ordinary,fb37/5217/262/13 at s∩fbspecial,fb79/10463/1041/4 at s∩fbspecial,s89/10479/1040 away from qE.\begin{array}{c|cc|l} \text{flag}&\text{curve}&\text{free point}& \text{negative-part corrections relevant away from }f_0\\ \hline \text{ordinary},\ f_b&37/52&17/26&2/13\text{ at }s\cap f_b\\ \text{special},\ f_b&79/104&63/104&1/4\text{ at }s\cap f_b\\ \text{special},\ s&89/104&79/104&0\text{ away from }q_E. \end{array} The exceptional curves over the marked points and the curve ZZ are disjoint from an unmarked ruling. In the last row their intersections with ss lie over qEq_E, which is excluded here. Thus no marked-point correction is omitted in this table.

In the ordinary case, Lemma 78.1 gives R=f0+TR=f_0+T, with T⋅fb=2T\cdot f_b=2 and T∩s=⌀T\cap s=\varnothing. At s∩fbs\cap f_b the total moment is (68+16)/104=84/104(68+16)/104=84/104. Elsewhere it is at most (68+20)/104=88/104=11/13(68+20)/104=88/104=11/13.

In the special case, R=s+f0+TR=s+f_0+T, with TT a section. At points off ss the moment is at most (63+10)/104(63+10)/104. For the flag ss, its fixed component adds 10/10410/104 to the first moment. The residual section TT meets ss transversally once, away from f0f_0, so the further point moment is at most (79+10)/104(79+10)/104. This proves all assertions. ◻

Corollary 78.6. For any reduced singular fibre A+DA+D whose node p0p_0 lies on EE, δp(X)≥104/99(p∈(A∪D)\{p0}).\delta_p(X)\ge104/99\qquad(p\in(A\cup D)\setminus\{p_0\}). For an ordinary component the preceding calculation gives the stronger bound 13/1113/11 away from p0p_0.

Proof. The inverse image of such a point on the component extraction is an unmarked ruling. The preceding flags cover this entire ruling. Apply Abban–Zhuang refinement, including the first ratio 52/4352/43. For an ordinary component the minimum is 13/1113/11; for a special component the stated common bound is 104/99104/99. ◻

Example 78.7. In the special same-ruling configuration, let q=T∩sq=T\cap s. The ruling flag at qq would give the larger point bound (63+26+10+10)/104=109/104(63+26+10+10)/104=109/104. Changing the first curve to ss gives first moment 99/10499/104 and point moment 89/10489/104. This explains why a single choice of ruling flag is insufficient.