Section 10
Geometry and the local estimates
Family 2.9: conic bundles
Let be a smooth curve of degree and genus , scheme-theoretically cut out by three cubics, and let . These are the smooth members of Mori–Mukai Family 2.9; see [3, Sections 5.2 and 6]. Write for the exceptional divisor and . Set The net gives the conic bundle . One has .
Theorem 10.1. For every smooth member of Family 2.9, Every prime divisor on satisfies .
There is a point determined by itself: it is the common zero of the three linear forms in the linear syzygy between its cubic generators. The syzygy is unique up to a scalar, and the span of its three coefficients is independent of the generators, as proved in Lemma 10.4. This is why we call distinguished. Put . Let be the finite set of points whose conic fibres are nonreduced, and set
Proposition 10.2. If belongs to a reduced singular conic fibre, then . If belongs to a smooth conic fibre, then . If belongs to a smooth conic fibre, then . Consequently, every point on a reduced conic fibre satisfies . If belongs to a double conic fibre, then . These estimates prove the Family 2.9 assertion of Theorem 1.1. At a point of on a smooth conic fibre, Proposition 12.4 gives the stronger bound .
The proof proceeds as follows. Section 12 treats every reduced conic fibre, using a curve flag or the blow-up of a point on a smooth cubic surface. Sections 14–17 give an independent proof at the smooth-fibre points of by a threefold point extraction; the complete transverse-position decomposition is included as an additional calculation. Section 18 treats double conic fibres by a weighted curve extraction and completes the proof. In the two exceptional-surface arguments, necessary vanishing conditions suffice to bound the refined series. We do not assume completeness of those series, or a threefold Zariski decomposition that has not been proved.
10.1 The two contractions and the distinguished point
Lemma 10.3. A general cubic surface containing is smooth. For each fixed smooth such surface, writing , there is a unique line such that The strict transform is isomorphic to . Identifying and with their pullbacks to and putting , one has The pencil is the conic bundle on obtained by restricting . The line varies with ; their images in all pass through the fixed point , as shown in the proof of Lemma 10.6.
Proof. The cubic equations generate the ideal sheaf of . At a point of , their differentials span its two-dimensional conormal space. The cubics singular at that point form one point of the parameter plane. Varying the point of gives a subset of dimension at most one. Bertini applies away from , so a general cubic in the net is smooth.
Adjunction on gives . Thus satisfies and . Riemann–Roch gives , while by ampleness of . Hence is effective. Its -degree is one, so it is a line. Two distinct lines have nonnegative intersection and cannot both represent a class of square , proving uniqueness.
The blow-up of the Cartier divisor is itself. The restriction formulas follow. The planes through cut out plus a residual conic, giving the base point free pencil . ◻
Lemma 10.4 (The linear syzygy). There are independent linear forms and quadratic forms such that the cubic generators are the components of The ideal has resolution The space of linear syzygies is one dimensional. The three-dimensional subspace depends only on , and not on the choice of cubic generators or of their syzygy. Its common zero is a single point , and .
Proof. We include the algebra behind this familiar determinantal description. On a smooth cubic from Lemma 10.3, the hypersurface sequence reduces the vanishing of to that of for every integer . For , use ; the restriction of degree- polynomials to a line is surjective and . For , Serre duality reduces the assertion to , , and the sequence with quotient gives this vanishing. Thus is arithmetically Cohen–Macaulay.
For completeness, the three given cubic equations generate the ideal sheaf, so their kernel is locally free of rank two. The preceding vanishing gives for every . Since , rank-two duality and Serre duality give as well. Horrocks’ splitting criterion [19] therefore writes . There is no constant relation among the three cubics, and , so . The Hilbert–Burch theorem [16] now gives the displayed matrix and its minors.
If the linear column had rank two, coordinates would make it . Its minors would be . Unless , irreducibility and nonplanarity of would force . But lies on no quadric: on , such a quadric would give an effective divisor . If , the minors do not have codimension two. Rank at most one similarly forces a planar component or the wrong codimension. Thus the linear forms are independent. They vanish at a point , which belongs to the determinantal curve. If also , all the minors have zero differential there, contradicting smoothness of .
Twisting the resolution by identifies the space of linear syzygies with , so its nonzero element is unique up to a scalar. To check independence of the cubic generators, regard and as columns, so that the relation is . If for , its linear syzygy is a nonzero scalar multiple of . Invertible recombination and multiplication by a nonzero scalar preserve the span of the three coefficients. Hence and its common zero are intrinsic to . In particular, their construction does not involve the choice of a cubic surface through . ◻
Lemma 10.5 (The incidence model). The morphism identifies with the complete intersection (10.1) The divisors are the restrictions of , respectively. The first equation defines a plane bundle over , and is a flat family of nonzero plane conics in this bundle.
Proof. Off , the two equations specify the point . Along , their coefficient matrix has rank one: rank zero would make the differentials of all its minors vanish, contradicting smoothness of . Near any point of , a unit matrix entry allows row and column operations reducing the incidence equations to the usual equation for the blow-up of a two-generated ideal defining a smooth codimension-two centre. Thus (10.1) is the graph of the cubic net, including over . The restriction formulas follow.
For each , the linear form is nonzero because the are independent. Its zero plane is denoted by . The quadratic does not vanish identically on . Otherwise, after an invertible linear recombination of the three rows, and for a linear form . On , two minors then vanish identically and the remaining one is a cubic. Their common zero scheme contains a plane curve, contradicting the fact that is irreducible and nonplanar. Hence the second equation cuts out a nonzero conic on every plane fibre. It is a relative effective Cartier divisor of degree two in the plane bundle, and its equation remains a nonzerodivisor on every fibre. This proves flatness. ◻
Lemma 10.6 (Smooth members of a constrained pencil). Let have reduced conic fibre. A general line through has the following properties: is a smooth cubic surface under , and the image of the line in Lemma 10.3 passes through . If and , can be chosen so that .
Proof. Write a cubic of the net as , where is a coefficient vector. The condition that it contains the conic over is , a line in the parameter plane. For , the relation and the rank-two Jacobian of show that the unique cubic singular at has coefficient . At its coefficient is . This defines the extension of the projection . Its image is not a line, since otherwise would lie in a plane through . Hence only finitely many members of our parameter line are singular along .
On , Bertini makes a general member of the pencil smooth away from its base fibre. Along a smooth point of that fibre, is smooth. If the fibre is a union of two lines, it has one node; locally the conic equation has a nonzero derivative in a base direction there, since is smooth. Choosing transverse to that direction makes its inverse image smooth at the node. Thus a general is smooth, and the preceding paragraph ensures that its cubic image is smooth along too.
For , let be the line defined by for . Independence of the shows that this is a line through . Its equations imply , so it lies in . If is smooth, this line cannot meet away from , for such an intersection would give and make singular at . At it is transverse to : the tangent direction of in the -coordinates is , and . Its intersection with is therefore one. It is the line of Lemma 10.3, since any other line has intersection at least two with . Distinct coefficient vectors give distinct lines : projection from sends to . Thus the line depends on the chosen cubic , whereas their common point depends only on .
If and , at most one coefficient , namely , makes pass through . Avoid that coefficient. If lies above , the line avoids automatically, as it meets only at . ◻
Lemma 10.7. The set of nonreduced conic fibres is finite.
Proof. A nonreduced plane conic is a double line. If the rank-one locus of the conic equation contained a curve in the base, work at its general point and write the equation as higher terms in the transverse base parameter . Differentiation in the direction tangent to the rank-one locus vanishes along . The binary quadratic has a zero on the double line. At that zero the other base derivative vanishes as well, making the total space singular. This contradicts smoothness of . The rank-one locus is closed and hence is finite on the projective surface . ◻