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Section 28

The refined series on the weighted exceptional surface

Let Wm,j=grTjH0(X,mL)W_{m,j}=\mathop{\mathrm{gr}}_T^jH^0(X,mL), set ϵ=jmod2\epsilon=j\bmod2, M=m−ϵM=m-\epsilon and J=(j−ϵ)/2J=(j-\epsilon)/2, and denote by QQ an equation of DD on T=ℙ1×ℙ1T=\mathbb P^1\times\mathbb P^1. Its bidegree is (2,1)(2,1). As in Part III, the rational zero divisor of an odd-weight section includes D/2D/2. The normalization remains mNmmN_m, with Nm=3m3+O(m2)N_m=3m^3+O(m^2).

Lemma 28.1 (A double fibre not contained in EE). Suppose Λ⊄E\Lambda\not\subset E. Let RR be the ruling divisor on TT lying over the single point Λ∩E\Lambda\cap E, and write rr for its equation, of bidegree (1,0)(1,0). After removing the factor ϵD/2\epsilon D/2, the space Wm,jW_{m,j} is exactly I(M,J)n,I=(r,Q),n=max{0,J−m},I^n_{(M,J)},\qquad I=(r,Q),\qquad n=\max\{0,J-m\}, in the bihomogeneous polynomial ring of TT. Here a graded ideal component is meant, not the complete space of sections of its saturated ideal sheaf.

Proof. In the first equation of Lemma 27.2, put x0=1x_0=1. On Λ\Lambda, the restrictions of v,ev,e give independent linear coordinates, with e=re=r. A monomial with ee-exponent aa and uu-exponent ϵ+2h\epsilon+2h has remaining vv-degree M−a−2hM-a-2h and base weight degree J−hJ-h. Its existence before localization is exactly the condition a,h≥0,M−a−2h≥0,J−h≥0,J−h≤m+a.a,h\ge0,\quad M-a-2h\ge0,\quad J-h\ge0, \quad J-h\le m+a. Using u2=−Qu^2=-Q on this chart gives the forms ravM−a−2hQhr^a v^{M-a-2h}Q^h times arbitrary binary base forms of degree J−hJ-h. The final inequality is a+h≥J−ma+h\ge J-m. Their span is precisely the indicated graded component of (r,Q)n(r,Q)^n. Conversely every generator of that component satisfies these inequalities and lifts to a Cox monomial, using the nonnegative remaining power of x0x_0. Thus the assertion is an equality of spaces. An odd power of uu contributes the rational factor D/2D/2, since its square restricts to QQ. ◻

Lemma 28.2 (A degeneration preserving the different). Coordinates on TT can be chosen so that Q=s12t0−s02t1Q=s_1^2t_0-s_0^2t_1. Under an action preserving DD, the spaces in Lemma 28.1 have flat limits (s0,s12t0)(M,J)n.(s_0,s_1^2t_0)^n_{(M,J)}. Ignoring bounded parity errors, their normalized monomial region is (28.1)0≤t≤4,max{0,t−3}≤a≤1,max{0,t/2−1−a}≤b≤t/2.\label{f211:eq:region} 0\le t\le4,\quad \max\{0,t-3\}\le a\le1,\quad \max\{0,t/2-1-a\}\le b\le t/2. Here t=j/mt=j/m, and a,ba,b are the exponents of s0,t0s_0,t_0, divided by mm.

Proof. The map whose graph is DD has degree two. Put its ramification and branch points at zero and infinity. The action ([s0:s1],[t0:t1])↦([λs0:s1],[λ2t0:t1])([s_0:s_1],[t_0:t_1])\mapsto([\lambda s_0:s_1],[\lambda^2t_0:t_1]) preserves DD, and, after interchanging zero and infinity if needed, has the flat limit R=(s0=0)R=(s_0=0). This degeneration of ideal components is flat, not merely an inclusion of limiting generators: rλ,Qr_\lambda,Q are a regular sequence for all parameters, including the limit. The powers of their ideal have generators of degrees (n+h,h)(n+h,h) for 0≤h≤n0\le h\le n, and the consecutive syzygies have degrees (n+h+2,h+1)(n+h+2,h+1) for 0≤h<n0\le h<n. The resulting two-term free resolution gives a constant Hilbert function in every bidegree. Thus the generator limit has the full required dimension. Finally (s0,Q)=(s0,s12t0)(s_0,Q)=(s_0,s_1^2t_0).

A monomial s0As1M−At0Ct1J−Cs_0^A s_1^{M-A}t_0^C t_1^{J-C} lies in this ideal power exactly when for some kk one has A≥n−kA\ge n-k, M−A≥2kM-A\ge2k and C≥kC\ge k. Equivalently, A≥max{0,2n−M},C≥max{0,n−A}.A\ge\max\{0,2n-M\},\qquad C\ge\max\{0,n-A\}. Divide by mm. These are (28.1), up to O(1/m)O(1/m) changes of the walls. The region is empty for t>4t>4. ◻

Lemma 28.3 (Integrals for the first double-fibre case). For the limiting monomial spaces, the four expected coordinate coefficients and the two ramification-point weight sums are s0s1t0t1(1,2) at o0(1,2) at o∞coefficient5/94/929/4841/72127/7219/12.\begin{array}{c|cccccc} &s_0&s_1&t_0&t_1&(1,2)\text{ at }o_0&(1,2)\text{ at }o_\infty\\\hline \text{coefficient}&5/9&4/9&29/48&41/72&127/72&19/12. \end{array} The expected coefficient of any curve Dc=(s12t0−cs02t1=0)D_c=(s_1^2t_0-cs_0^2t_1=0), c≠0c\ne0, is at most 2/92/9.

Proof. Let Ω\Omega be the region in (28.1) and define ⟨ϕ⟩=13∫Ωϕ(t,a,b)dtdadb\langle\phi\rangle=\frac13\int_\Omega\phi(t,a,b)\,dt\,da\,db. The factor 1/31/3 comes from Nm∼3m3N_m\sim3m^3. To make these polynomial integrations explicit, split the region into tab[0,2][0,1][0,t/2][2,3][0,t/2−1][t/2−1−a,t/2][2,3][t/2−1,1][0,t/2][3,4][t−3,t/2−1][t/2−1−a,t/2][3,4][t/2−1,1][0,t/2].\begin{array}{c|c|c} t&a&b\\\hline {[0,2]}&[0,1]&[0,t/2]\\ {[2,3]}&[0,t/2-1]&[t/2-1-a,t/2]\\ {[2,3]}&[t/2-1,1]&[0,t/2]\\ {[3,4]}&[t-3,t/2-1]&[t/2-1-a,t/2]\\ {[3,4]}&[t/2-1,1]&[0,t/2]. \end{array} Direct integration gives ⟨1⟩=1,⟨t⟩=169/72,⟨a⟩=5/9,⟨1−a⟩=4/9,⟨b⟩=29/48,⟨t/2−b⟩=41/72.\langle1\rangle=1,\quad \langle t\rangle=169/72,\quad \langle a\rangle=5/9,\quad \langle1-a\rangle=4/9, \quad\langle b\rangle=29/48,\quad\langle t/2-b\rangle=41/72. These are the four divisor coefficients. The two weight sums are ⟨a+2b⟩=127/72\langle a+2b\rangle=127/72 and ⟨1−a+2(t/2−b)⟩=19/12\langle1-a+2(t/2-b)\rangle=19/12. For instance, on the first row ⟨a⟩=1/6\langle a\rangle=1/6 and ⟨b⟩=1/9\langle b\rangle=1/9; the other four rows contribute 7/187/18 and 71/14471/144, respectively.

To bound the order along DcD_c, take a monomial order in which its initial term is s12t0s_1^2t_0. Choose a DcD_c-adapted basis and put its initial forms in echelon form for this monomial order. Their pivot monomials are distinct. If a form in one of the limiting monomial spaces is divisible by DckD_c^k, its initial term is divisible by s12kt0ks_1^{2k}t_0^k and still belongs to that monomial space. Thus the sum of orders along DcD_c is bounded by one half of the sum of the s1s_1 exponents, with a bounded rounding error per section. Normalization gives at most (4/9)/2=2/9(4/9)/2=2/9. ◻

Lemma 28.4 (A double fibre contained in EE). If Λ⊂E\Lambda\subset E, put hm,j=max{0,⌈J−m−ϵ3⌉}.h_{m,j}=\max\left\{0,\left\lceil\frac{J-m-\epsilon}{3}\right\rceil\right\}. After removal of the factor ϵD/2\epsilon D/2, the refined space equals Qhm,jH0(T,𝒪T(M−2hm,j,J−hm,j)),Q^{h_{m,j}}H^0\bigl(T,\mathcal O_T(M-2h_{m,j},J-h_{m,j})\bigr), with the convention that it is zero if a degree is negative. Its limiting moving and fixed degrees are ta(t)b(t)d(t)[0,2]1t/20[2,5](5−t)/3(t+1)/3(t−2)/6,\begin{array}{c|ccc} t&a(t)&b(t)&d(t)\\\hline {[0,2]}&1&t/2&0\\ {[2,5]}&(5-t)/3&(t+1)/3&(t-2)/6, \end{array} where d(t)Dd(t)D is fixed. The expected coordinate coefficients of the moving series are 3/83/8 on either first-factor coordinate fibre and 41/7241/72 on either second-factor coordinate fibre. Its fixed coefficient of DD is 1/81/8, and its additional movable expected coefficient along a (2,1)(2,1)-curve is 11/7211/72.

Proof. Use the second equation of Lemma 27.2. If the exponent of ee is ϵ+2h\epsilon+2h, the remaining u,vu,v-degree is M−2hM-2h and the base weight degree is J−hJ-h. The unused x0x_0-exponent is nonnegative precisely when J−h≤m+ϵ+2hJ-h\le m+\epsilon+2h. The least possible hh is therefore hm,jh_{m,j}. For a fixed hh all forms in the indicated bidegree occur. The subspaces for larger hh are contained in the one for the least hh, by multiplication by QQ. This proves equality and the degree table.

The four required integrals, retaining normalization mNmmN_m, are ch=16∫a2bdt=38,cf=16∫ab2dt=4172,cD=13∫dabdt=18,c_h=\frac16\int a^2b\,dt=\frac38,\qquad c_f=\frac16\int ab^2\,dt=\frac{41}{72},\qquad c_D=\frac13\int dab\,dt=\frac18, cmov,D=13∫∫0min(a/2,b)(a−2z)(b−z)dzdt=1172.c_{\mathrm{mov},D}=\frac13\int\!\int_0^{\min(a/2,b)}(a-2z)(b-z)\,dz\,dt=\frac{11}{72}. For the last integral the upper limit is t/2t/2 on [0,1][0,1], 1/21/2 on [1,2][1,2], and (5−t)/6(5-t)/6 on [2,5][2,5]. The contributions on these three intervals are respectively 1/961/96, 7/1447/144, and 3/323/32. For the first three integrals, the contributions from [0,2][0,2] and [2,5][2,5] are, respectively, (1/6,1/9,0),(5/24,11/24,1/8).(1/6,\,1/9,\,0),\qquad (5/24,\,11/24,\,1/8). These formulas follow by summing exponents in complete bidegree spaces and by summing dimensions after subtracting kDkD, as in Lemma 18.6. In addition 13∫abdt=1\frac13\int ab\,dt=1 and 13∫tabdt=91/36\frac13\int tab\,dt=91/36, agreeing with the independent Hilbert calculation. ◻

Proposition 28.5 (The surface estimate in both cases). For either type of double fibre, δ(T,D/2;W)≥144127.\delta(T,D/2;W)\ge\frac{144}{127}.

Proof. We use the invariant-boundary criterion of Lemma 18.7. In the coordinates above, an invariant effective divisor is supported on the four coordinate fibres and finitely many curves DcD_c. It is log canonical if all prime coefficients are at most one and its weights at the two ramification points are at most three. This criterion is proved by two ordinary point blow-ups at each ramification point; the different contributes weight one there.

Fix a divisorial valuation on TT. In each refined summand choose bases compatible with that valuation and with the filtration of the action preserving DD, using Lemma 2.3. In the first case, Lemma 28.2 identifies their initial spaces exactly. Their initial bases are weight-homogeneous bases of those spaces, though individual forms need not be monomials. Their coordinate coefficients are bounded by the maxima in Lemma 28.3. Their DcD_c coefficients are at most 2/9+o(1)2/9+o(1). Their two weight sums are 127/72+o(1)127/72+o(1) and 19/12+o(1)19/12+o(1): the sum of weights of a weight-compatible basis is independent of that basis. The parity factor contributes only O(1/m)O(1/m).

For any fixed 0<λ<144/1270<\lambda<144/127, all prime coefficients of the limiting pair with boundary D/2+λD/2+\lambda times the normalized initial basis divisor are less than one for large mm. Indeed the largest coordinate coefficient is at most λ29/48<1\lambda\,29/48<1, and that of DD is at most 1/2+λ2/9<11/2+\lambda\,2/9<1. At the two ramification points the weight is at most 1+λ127/72+o(1)<3.1+\lambda\,127/72+o(1)<3. The invariant-boundary criterion proves log canonicity of the limit. Semicontinuity, with DD preserved throughout the degeneration, gives log canonicity of the original pair.

In the second case use the complete moving spaces and fixed factors from Lemma 28.4. The coordinate coefficients are at most 3/83/8 and 41/7241/72, and the coefficient of DD is at most 1/8+11/72=5/181/8+11/72=5/18. At either ramification point the expected weight, including the fixed factor, is ch+2cf+2cD=38+8272+14=12772.c_h+2c_f+2c_D=\frac38+\frac{82}{72}+\frac14=\frac{127}{72}. The same argument applies, since λ41/72<1\lambda\,41/72<1 and 1/2+λ5/18<11/2+\lambda\,5/18<1. Compatibility with the original valuation converts log canonicity into its discrepancy bound. Taking limits and then letting λ\lambda increase to 144/127144/127 proves the proposition for every divisorial valuation. ◻

Corollary 28.6. For every p∈Λp\in\Lambda, one has δp(X)≥144/127\delta_p(X)\ge144/127.

Proof. The plt extraction of Lemma 27.1 has discrepancy three and different D/2D/2. Abban–Zhuang refinement along its centre gives δp(X)≥min{3/SX(T),δ(T,D/2;W)}.\delta_p(X)\ge\min\{3/S_X(T),\delta(T,D/2;W)\}. The two possible first entries are 216/169216/169 and 108/91108/91, both larger than 144/127144/127. Bounded support follows from the explicit refined series (with thresholds four and five). The ample-series hypothesis holds since LL is ample and −T-T is relatively ample; hence ω*L−tT\omega^*L-tT is ample for all sufficiently small positive rational tt. Thus the refinement theorem applies. ◻

Example 28.7 (A double fibre inside the exceptional divisor). Take the Fermat cubic V=(z03+z13+z23+z33+z43=0)V=(z_0^3+z_1^3+z_2^3+z_3^3+z_4^3=0) and the line ℓ=(z1=−z0,z3=−z2,z4=0)\ell=(z_1=-z_0,\ z_3=-z_2,\ z_4=0). Put u=z0u=z_0, v=z2v=z_2, r=z0+z1r=z_0+z_1, s=z2+z3s=z_2+z_3, and t=z4t=z_4. Its equation becomes 3u2r−3ur2+r3+3v2s−3vs2+s3+t3=0.3u^2r-3ur^2+r^3+3v^2s-3vs^2+s^3+t^3=0. The normal derivatives along ℓ\ell are 3u2,3v2,03u^2,3v^2,0, so the line is of the second kind. The plane r=s=0r=s=0 cuts out 3ℓ3\ell. On the blow-up, substitute (r,s,t)=e(x1,x2,x0)(r,s,t)=e(x_1,x_2,x_0) and divide by ee. Above [x0:x1:x2]=[1:0:0][x_0:x_1:x_2]=[1:0:0] the residual conic is e2=0e^2=0. Thus its reduced support lies in EE. The second value SX(T)=91/36S_X(T)=91/36 and the second refined-series calculation are necessary even though VV and XX are smooth.