Section 118
Pencils, ramification, and geometric invariant theory
Write for the ramification index of at , and put By Riemann–Hurwitz, . The Wronskian is a binary sextic defined up to a nonzero scalar. Its zero divisor is : locally this follows by differentiating , after choosing .
We use the Plücker linearization on . The following statement concerns GIT. A separate argument is needed to obtain the corresponding assertion for the threefolds.
Proposition 118.1. Every basepoint-free quartic pencil is GIT semistable. Such a pencil is GIT stable if and only if for every . There is one GIT-polystable orbit which is not stable, represented by . Every other nonstable pencil is strictly GIT semistable and has a unique point of ramification index four.
Proof. Fix . Row reduction gives a basis of with vanishing orders at . For the one-parameter subgroup the weight of is . Hence the least nonzero weight of a Plücker vector representing is . Every nontrivial one-parameter subgroup is conjugate to a positive multiple of one of these. In this convention Hilbert–Mumford semistability means that each least weight is nonpositive, and stability means that it is negative. Since , this proves the first two assertions.
If , the pencil contains , and a second generator has nonzero coefficient. The limit under is . The orbit of this pencil consists of the spans of the fourth powers of two independent linear forms. Its boundary in the Grassmannian consists of tangent pencils, equivalent to . This also follows by extending the secant map from unordered distinct pairs of points on the rational normal quartic to its diagonal. Such a tangent pencil is unstable: at its two vanishing orders are and , giving least weight . Therefore the orbit of is closed in the semistable locus, and every nonstable polystable pencil is equivalent to it.
Finally, two points of index four contribute all six to . Their images are distinct, and coordinates on source and target then identify the map with . Thus their pencil is . ◻
Lemma 118.2. The strictly GIT-semistable pencils have normal forms Two such pencils are equivalent if and only if for some . Their isomorphism classes are therefore parametrized by .
Proof. Send the unique point of index four and its image to infinity. The resulting map is a polynomial of degree four. Multiplication by a constant, translation on the source, and translation on the target put it in the form , giving the displayed pencil. If this polynomial had another point of index four, its derivative would equal . Comparing the coefficient of gives , and then , which is excluded. Any equivalence between two normal forms must preserve the unique totally ramified point and its image. The source and target changes are therefore affine. The missing cubic term forces the source translation to vanish; comparison of leading and constant terms then leaves exactly the indicated weighted scaling. ◻
Lemma 118.3. The pair is log Fano and In particular, its delta invariant is greater than one precisely when is GIT stable.
Proof. Put ; it has degree . All coefficients of are at most , so the pair is klt. Every divisorial valuation of the function field of a smooth curve is proportional to for a point . Writing , its log discrepancy is , while Taking the infimum of the ratio of these two quantities proves the formula. The valuative criterion also shows that all these log curves are K-semistable. The usual criterion for weighted points on says that equality gives a K-polystable pair only when , with ; this is precisely the pencil . This is the log-curve formulation in [3, Section 7.6]. ◻
Example 118.4. The pencil has and log-curve delta invariant one. For , the map has one point of index four at infinity and three simple ramification points. Its log-curve delta invariant is also one, but its pencil is not polystable.
Lemma 118.5. Let be the open subset of parametrizing the smooth graph curves above, and let be its hyperplane class. For the universal family , use the normalization . Then . After quotienting by the changes of basis of the pencil, this is sixteen times the Plücker class.
Proof. On , write for the classes of the first and second factors. The universal centre has class . Its normal bundle in has Chern classes The ambient anticanonical divisor restricts to on . The pushforward formulas for a codimension-two blow-up give Indeed, the pushforwards of the square, cube, and fourth power of the exceptional divisor are , , and , respectively. Since , only the coefficient of contributes. Its values in , , and are , , and . The required coefficient is therefore , proving the assertion. The Plücker coordinates are the minors of the two coefficient vectors, hence have degree two. Its hyperplane class thus pulls back to , giving the last assertion. ◻
Remark 118.6. The CM calculation identifies the relevant GIT polarization. It does not show that every special test configuration of comes from a degeneration of its quartic pencil. Accordingly, the threefold K-stability assertion still requires the local proof below.