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Section 123

The point of a fibre with ramification index three

Let pp be the singular point of a fibre corresponding to a ramification point of index three. We estimate its local threshold using a weighted point extraction.

Theorem 123.1. One has δp(X)≥384/383\delta_p(X)\ge384/383.

Lemma 123.2 (The actual initial sections). There are regular parameters x,z,wx,z,w at pp such that the weight-(1,2,1)(1,2,1) extraction has exceptional pair (G,Δ)=(ℙ(1,2,1),0)(G,\Delta)=(\mathbb P(1,2,1),0) and AX(G)=4A_X(G)=4. Put t=zw−x3t=zw-x^3, c=x2+zc=x^2+z and a=w+xa=w+x on its exceptional surface. The actual refined anticanonical series contains the fifteen sections ti{1,x,c}(0≤i≤2),tia{1,x,c}(0≤i≤1)t^i\{1,x,c\}\quad(0\le i\le2),\qquad t^ia\{1,x,c\}\quad(0\le i\le1) in anticanonical degree one. Under the secondary weights (1,0,3)(1,0,3) on (x,z,w)(x,z,w), its initial algebra contains the algebra 𝒜\mathcal A generated in degree one by {1,x,z,w,x2,xz},t{1,x,z,w,x2,xz},t2{1,x,z},zw=x3+t.\{1,x,z,w,x^2,xz\},\qquad t\{1,x,z,w,x^2,xz\},\qquad t^2\{1,x,z\}, \qquad zw=x^3+t.

Proof. Write the conic as YC−X2=0YC-X^2=0. On the chart Y=u=1Y=u=1, put x=X/Yx=X/Y, c=C/Yc=C/Y, z=c−x2z=c-x^2 and t=v/ut=v/u. The curve blown up is the complete intersection of the conic equation and a section of 𝒪ℙ1×ℙ2(1,2)\mathcal O_{\mathbb P^1\times\mathbb P^2}(1,2). After changing this second equation by a multiple of the conic equation, it has the form F=tg(x,c)+xc+γc2,g(0,0)=1.F=tg(x,c)+xc+\gamma c^2,\qquad g(0,0)=1. Indeed the corresponding quartic on the conic has a root of multiplicity three at x=0x=0, and its leading coefficient can be normalized to one.

On the blow-up chart F=zaF=za, the functions x,z,ax,z,a are regular parameters at pp. Put w=a−xw=a-x. With weights (1,2,1)(1,2,1) on x,z,wx,z,w, the initial form of the original target parameter is zw−x3zw-x^3; the initial forms of cc and aa are x2+zx^2+z and w+xw+x. This also exhibits the A2A_2 singularity of the fibre. Weighted adjunction gives the exceptional pair and discrepancy asserted.

The complete-intersection ideal sequence identifies H0(X,−KX)H^0(X,-K_X) with the direct sum of the conic equation times H0(𝒪(2,1))H^0(\mathcal O(2,1)) and FF times H0(𝒪(1,1))H^0(\mathcal O(1,1)). The kernel sheaf 𝒪(1,−1)\mathcal O(1,-1) has no cohomology, so this describes the whole section space and the sum is direct. Divide these sections by the exceptional equation zz. Their initial forms are precisely the fifteen sections in the statement.

The polynomial t=zw−x3t=zw-x^3 is homogeneous of secondary weight three. Replacing aa by a−xa-x gives ww, and similarly gives twtw. The least secondary terms of cc, xaxa and caca are zz, x2x^2 and xzxz, respectively. Products of these actual initial sections prove the asserted inclusion. We have not assumed that the anticanonical ring is generated in degree one. ◻

Lemma 123.3 (The complete normal basis). A basis of 𝒜m\mathcal A_m consists of xazbwctsx^az^bw^ct^s, where all exponents are nonnegative integers, bc=0bc=0, and c=0b≤m,a+b≤2m,s≤min(2m,3m−a−b),b=0,c≥1a+2c≤2m,s≤min(2m−c,3m−a−2c).\begin{array}{c|c} c=0 & b\le m,\quad a+b\le2m,\quad s\le\min(2m,3m-a-b),\\ b=0,\ c\ge1 & a+2c\le2m,\quad s\le\min(2m-c,3m-a-2c). \end{array} Its dimension is Nm=(2m+1)(2m2+2m+1)=h0(X,−mKX).N_m=(2m+1)(2m^2+2m+1)=h^0(X,-mK_X). Thus 𝒜\mathcal A is the entire secondary initial algebra of the actual refined series, in every degree.

Proof. Straighten factors containing both zz and ww using zw=x3+tzw=x^3+t. For (zti)(wtj)(zt^i)(wt^j), one has i≤2i\le2, j≤1j\le1; distribute the tt-exponent of x3ti+jx^3t^{i+j} between xx and x2x^2, with capacities two and one. The remaining term ti+j+1t^{i+j+1} is a product of two listed generators. For the additional generator xzxz, use (xzti)(wtj)=(x2ti)(x2tj)+xti+j+1,i,j≤1.(xzt^i)(wt^j)=(x^2t^i)(x^2t^j)+xt^{i+j+1},\qquad i,j\le1. Again both terms are products of two generators. Each replacement reduces the number of zwzw pairs. The resulting monomials with bc=0bc=0 are independent, since zwzw is the leading monomial of the single relation for a suitable monomial order.

For c=0c=0, use rr factors x2x^2, qq factors xzxz, a−2r−qa-2r-q factors xx and b−qb-q factors zz, and fill the remaining places with 11. The smallest possible r+qr+q is max(0,a+b−m)\max(0,a+b-m). Such a distribution exists exactly when b≤mb\le m and a+b≤2ma+b\le2m. The total capacity for tt is then 2m−r−q=min(2m,3m−a−b)2m-r-q=\min(2m,3m-a-b), and every smaller nonnegative integer can be distributed. For b=0b=0, use rr factors x2x^2, a−2ra-2r factors xx, and cc factors ww. Taking r=max(0,a+c−m)r=\max(0,a+c-m) gives the second row.

The first row contributes (m+1)(5m2+6m+2)/2(m+1)(5m^2+6m+2)/2 monomials. The second contributes m2(3m+1)/2m^2(3m+1)/2. For example, the latter count is obtained by setting n=m−cn=m-c and summing (2n+1)(m+n+1)−n(n+1)/2(2n+1)(m+n+1)-n(n+1)/2 for 0≤n<m0\le n<m. Their sum is NmN_m. Since (−KX)3=24(-K_X)^3=24, Riemann–Roch and Kodaira vanishing give the same value for h0(X,−mKX)h^0(X,-mK_X). Taking an associated graded space preserves dimension. The inclusion of Lemma 123.2 is therefore an equality in every degree. ◻

Lemma 123.4 (The expected order of the extraction). For the exceptional divisor above, SX(G)=23/6S_X(G)=23/6.

Proof. The primary degree of a normal monomial is a+2b+c+3sa+2b+c+3s. For the first row of Lemma 123.3, put b=m−nb=m-n. The ranges are 0≤n≤m0\le n\le m, 0≤a≤m+n0\le a\le m+n and 0≤s≤U=min(2m,2m+n−a)0\le s\le U=\min(2m,2m+n-a). Summation in ss gives (U+1)(a+2m−2n)+32U(U+1).(U+1)(a+2m-2n)+\frac32U(U+1). For the second row put c=m−nc=m-n. The ranges are 0≤n<m0\le n<m, 0≤a≤2n0\le a\le2n and 0≤s≤U=min(m+n,m+2n−a)0\le s\le U=\min(m+n,m+2n-a), and the sum in ss is (U+1)(a+m−n)+32U(U+1).(U+1)(a+m-n)+\frac32U(U+1). Splitting both aa-sums at a=na=n gives the respective totals m(m+1)(125m2+141m+46)12,m2(59m2+6m−5)12.\frac{m(m+1)(125m^2+141m+46)}{12},\qquad \frac{m^2(59m^2+6m-5)}{12}. Consequently, for every m≥0m\ge0, ∑(a+2b+c+3s)=m(2m+1)(46m2+45m+23)6.\sum(a+2b+c+3s)=\frac{m(2m+1)(46m^2+45m+23)}6. The equality of algebras in Lemma 123.3 preserves primary degrees, as in Lemma 94.2. This is therefore the exact weight sum of the actual valuation filtration. Divide by mNmmN_m and let mm tend to infinity to obtain 23/623/6. ◻

Lemma 123.5 (Binary spaces and their moments). In a primary-degree and secondary-weight component put b=max((j−q)/2,0),c=max((q−j)/2,0),k=q−3c.b=\max((j-q)/2,0),\qquad c=\max((q-j)/2,0),\qquad k=q-3c. If c=0c=0, set ℓ=max(0,⌈k+b−2m3⌉,⌈k+b−3m2⌉),u=min(2m,⌊k/3⌋),\ell=\max\left(0,\left\lceil\frac{k+b-2m}{3}\right\rceil, \left\lceil\frac{k+b-3m}{2}\right\rceil\right), \qquad u=\min(2m,\lfloor k/3\rfloor), requiring b≤mb\le m. If c≥1c\ge1, set ℓ=max(0,⌈k+2c−2m3⌉,⌈k+2c−3m2⌉),u=min(2m−c,⌊k/3⌋).\ell=\max\left(0,\left\lceil\frac{k+2c-2m}{3}\right\rceil, \left\lceil\frac{k+2c-3m}{2}\right\rceil\right), \qquad u=\min(2m-c,\lfloor k/3\rfloor). Whenever u≥ℓu\ge\ell, put d=u−ℓd=u-\ell and A=k−3uA=k-3u. The component is xAzbwctℓSymd(x3,zw).x^Az^bw^ct^\ell\operatorname{Sym}^d(x^3,zw). Normalize the sums of (A+3d/2)(d+1)(A+3d/2)(d+1), b(d+1)b(d+1), c(d+1)c(d+1), ℓ(d+1)\ell(d+1) and d(d+1)/2d(d+1)/2 by mNmmN_m, and denote their limits by α,b0,c0,σ,h\alpha,b_0,c_0,\sigma,h. Then α=6596,b0=1348,c0=1196,σ=1118,h=29.\alpha=\frac{65}{96},\qquad b_0=\frac{13}{48},\qquad c_0=\frac{11}{96},\qquad\sigma=\frac{11}{18},\qquad h=\frac29.

Proof. The equations for the degrees give j=a+2b+c+3sj=a+2b+c+3s, q=a+3c+3sq=a+3c+3s. Thus a=k−3sa=k-3s, and substituting in the normal-basis inequalities gives ℓ≤s≤u\ell\le s\le u. Replacing tt by zw−x3zw-x^3 identifies their span with the stated complete binary space.

Here are the integrations giving the five limits. Write y=b/my=b/m on the first branch and y=c/my=c/m on the second, with 0≤y≤10\le y\le1, and write kk for k/mk/m. The lower and upper bounds for s/ms/m are as follows: range of kLUz[0,2−y]0k/3z[2−y,5−y](k+y−2)/3k/3z[5−y,6](k+y−3)/2k/3z[6,7−y](k+y−3)/22w[0,2−2y]0k/3w[2−2y,5−2y](k+2y−2)/3k/3w[5−2y,6−3y](k+2y−3)/2k/3w[6−3y,7−4y](k+2y−3)/22−y.\begin{array}{c|c|c|c} &\text{range of }k&L&U\\ \hline z &[0,2-y]&0&k/3\\ z &[2-y,5-y]&(k+y-2)/3&k/3\\ z &[5-y,6]&(k+y-3)/2&k/3\\ z &[6,7-y]&(k+y-3)/2&2\\ \hline w &[0,2-2y]&0&k/3\\ w &[2-2y,5-2y]&(k+2y-2)/3&k/3\\ w &[5-2y,6-3y]&(k+2y-3)/2&k/3\\ w &[6-3y,7-4y]&(k+2y-3)/2&2-y. \end{array} Put d=U−Ld=U-L. Integration with respect to dkdydk\,dy gives ∫d∫(k−3U+3d/2)d∫yd∫Ld∫d2/2z5/27/413/12229/14483/144w3/223/2411/2441/485/16.\begin{array}{c|ccccc} &\int d&\int(k-3U+3d/2)d&\int yd&\int Ld&\int d^2/2\\ \hline z&5/2&7/4&13/12&229/144&83/144\\ w&3/2&23/24&11/24&41/48&5/16. \end{array} Divide the summed columns by four, with the third column contributing separately to b0b_0 and c0c_0. This proves the assertion, since mNm=4m4+O(m3)mN_m=4m^4+O(m^3) and the boundary and rounding terms contribute O(m3)O(m^3) to the weighted sums. The fixed xx coefficient is α−3h=1/96\alpha-3h=1/96. As a check, the average weighted degree is (α−3h)+2b0+c0+3σ+6h=236,(\alpha-3h)+2b_0+c_0+3\sigma+6h=\frac{23}{6}, in agreement with Lemma 123.4. ◻

Example 123.6. For m=1m=1, j=3j=3 and q=1q=1, one has b=1b=1, c=0c=0, k=1k=1 and ℓ=u=0\ell=u=0. The component is the single section xzxz. This section distinguishes the present calculation from the index-three calculation for Family 3.5. For m=2m=2, j=q=3j=q=3, the component is ⟨x3,t⟩=⟨x3,zw⟩\langle x^3,t\rangle=\langle x^3,zw\rangle; thus the cancellations are included in the complete binary spaces.

Lemma 123.7 (The pencil on the exceptional surface). On G=ℙ(1,2,1)G=\mathbb P(1,2,1) put X0=(x=0)X_0=(x=0), Z0=(z=0)Z_0=(z=0), W0=(w=0)W_0=(w=0) and Tλ=(zw−λx3=0)T_\lambda=(zw-\lambda x^3=0), with T0=Z0+W0T_0=Z_0+W_0 and T∞=3X0T_\infty=3X_0. Suppose B=aX0+bZ0+cW0+sT1+∑νλTλ,∑νλ=2h,0≤νλ≤h,B=aX_0+bZ_0+cW_0+sT_1+\sum\nu_\lambda T_\lambda, \qquad \sum\nu_\lambda=2h,\qquad 0\le\nu_\lambda\le h, where all coefficients are nonnegative and only finitely many νλ\nu_\lambda are nonzero. Set α=a+3h\alpha=a+3h. Then (G,B)(G,B) is log canonical provided α,b+h,c+h,s+h,h≤1,\alpha,\ b+h,\ c+h,\ s+h,\ h\le1, and α+3(c+s+h)≤4,α+3(b+s+h)≤4.\alpha+3(c+s+h)\le4,\qquad \alpha+3(b+s+h)\le4.

Proof. The first five inequalities bound the coefficients of all components. Away from the coordinate vertices the pencil members are smooth and disjoint. At [1:0:0][1:0:0], only Z0Z_0 and W0W_0 occur, and they cross transversely.

At [0:1:0][0:1:0], take the index-two cover of the chart z=1z=1. Its coordinates are x,wx,w, with the involution (x,w)↦(−x,−w)(x,w)\mapsto(-x,-w). This cover is quasi-étale, so log canonicity can be checked upstairs. The branches are x=0x=0 and w=λx3w=\lambda x^3. Put u=a+3ν∞,v=c+s+2h−ν∞.u=a+3\nu_\infty,\qquad v=c+s+2h-\nu_\infty. Three successive ordinary blow-ups separate the branches. Their exceptional valuations have weights (1,i)(1,i), for i=1,2,3i=1,2,3, and have orders u+ivu+iv on BB and log discrepancies 1+i1+i. The component inequality gives u≤1u\le1, whereas u+3v=a+3c+3s+6h=α+3(c+s+h)≤4.u+3v=a+3c+3s+6h=\alpha+3(c+s+h)\le4. Linear interpolation gives u+iv≤1+iu+iv\le1+i for i=1,2i=1,2. After the third blow-up the distinct branches meet the last exceptional curve at distinct points. The total transform has simple normal crossings, with every coefficient at most one. This proves log canonicity at the index-two vertex.

The chart w=1w=1 at [0:0:1][0:0:1] is smooth. Its branches are x=0x=0 and z=λx3z=\lambda x^3. The same three blow-ups, with bb in place of cc, use the second corner inequality. This checks every point on a log resolution, and hence every divisorial valuation over GG. ◻

Proof of Theorem 123.1. Use the pencil Tλ=(zw−λx3=0)T_\lambda=(zw-\lambda x^3=0) on GG, with T0=(z=0)+(w=0)T_0=(z=0)+(w=0) and T∞=3(x=0)T_\infty=3(x=0). In a complete binary space of degree dd, the sum of the orders of any basis at a prescribed point is at most d(d+1)/2d(d+1)/2. Consequently every basis divisor of the secondary initial series has the form in Lemma 123.7, with limiting coefficients a=196,b=1348,c=1196,s=1118,h=29.a=\frac1{96},\quad b=\frac{13}{48},\quad c=\frac{11}{96},\quad s=\frac{11}{18},\quad h=\frac29. The five component bounds in that lemma are 6596,71144,97288,56,29.\frac{65}{96},\quad\frac{71}{144},\quad\frac{97}{288}, \quad\frac56,\quad\frac29. The two corner orders are 169/48169/48 and 383/96383/96, and their log discrepancies are four. Thus the largest ratio of order to log discrepancy is 383/384383/384. For every τ<384/383\tau<384/383, all these basis divisors have log-canonical threshold at least τ\tau for sufficiently large mm. The three ordinary surface blow-ups at each base point of the pencil, described in Lemma 123.7, check all valuations over GG, including those above its index-two point.

Fix any divisorial valuation over GG. In each primary piece choose a basis compatible with this valuation and the secondary weight filtration. Two filtrations admit such a common adapted basis. Its diagonal degeneration gives a basis divisor of the initial series just considered. Lower semicontinuity of log-canonical thresholds gives the same bound for the original basis divisor. Taking limits proves δ(G;WG)≥384/383\delta(G;W^G)\ge384/383. Abban–Zhuang adjunction now gives δp(X)≥min{AX(G)SX(G),δ(G;WG)}≥min{2423,384383}=384383.\delta_p(X)\ge \min\left\{\frac{A_X(G)}{S_X(G)},\delta(G;W^G)\right\} \ge\min\left\{\frac{24}{23},\frac{384}{383}\right\} =\frac{384}{383}. No Zariski decomposition on the weighted blow-up of the threefold has been used. The actual sections, the exact normal basis in every degree and the complete binary spaces replace this calculation. The subsequent blow-ups occur only on the exceptional surface to resolve its pencil. ◻