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Section 96

Other centres on the singular fibres

The point extractions do not by themselves cover the smooth points of singular fibres. We now make that coverage explicit. The only points left by the following arguments lie on one specified line in a fibre of type A2+A1A_2+A_1; the subsequent extractions treat these points.

Lemma 96.1 (Fibres with only nodes). If the fibre through pp has type A1A_1 or 2A12A_1, then δp(X)≥100/99\delta_p(X)\ge100/99.

Proof. Points on DD are covered by Lemma 90.3. For the other points, the proof in [14, Section 2 and Appendix A] is local to this fibre: its use does not require other fibres to have only nodes. Here is its numerical last step. For those points where δp(T)≤6/5\delta_p(T)\le6/5, the polarized surface estimate in that appendix bounds S(WT;F)/AT(F)S(W^T;F)/A_T(F) above by 35+120(∫11.356(16+3u−9u2+2u3)du+∫1.3552(11−u3)du)=7840939176401780000000000000<99100.\frac35+\frac1{20}\left( \int_1^{1.356}(16+3u-9u^2+2u^3)\,du +\int_{1.355}^2(11-u^3)\,du\right) =\frac{78409391764017}{80000000000000}<\frac{99}{100}. The intervals overlap, giving an upper bound: the actual switching point lies between 1.3551.355 and 1.3561.356. For the remaining points the surface bounds in the same appendix and S(WT;F)≤(6/5)ST(F)S(W^T;F)\le(6/5)S_T(F) are stronger. Combining this with SX(T)=69/80S_X(T)=69/80 gives the asserted bound by adjunction. ◻

Lemma 96.2 (The remaining surface configurations). Suppose the ramification fibre has multiplicities (3,1,1)(3,1,1), (4,1)(4,1) or (3,2)(3,2). Its minimal resolution is the plane blown up at the five points of the indicated clusters on a smooth conic. Write Eij=ei−ej,ℓij=h−ei−ej,Q0=2h−e1−e2−e3−e4−e5.E_{ij}=e_i-e_j,\qquad \ell_{ij}=h-e_i-e_j,\qquad Q_0=2h-e_1-e_2-e_3-e_4-e_5. The last class is the strict transform of D|TD|_T. The negative curves are exactly the following: clusters(−2)-curves(−1)-curves(3,1,1)E12,E23e3,e4,e5,ℓ12,ℓ14,ℓ15,ℓ45,Q0(4,1)E12,E23,E34e4,e5,ℓ12,ℓ15,Q0(3,2)E12,E23,E45e3,e5,ℓ12,ℓ14,ℓ45,Q0.\begin{array}{c|l|l} \text{clusters}&(-2)\text{-curves}&(-1)\text{-curves}\\ \hline (3,1,1)&E_{12},E_{23}&e_3,e_4,e_5,\ell_{12},\ell_{14},\ell_{15},\ell_{45},Q_0\\ (4,1)&E_{12},E_{23},E_{34}&e_4,e_5,\ell_{12},\ell_{15},Q_0\\ (3,2)&E_{12},E_{23},E_{45}&e_3,e_5,\ell_{12},\ell_{14},\ell_{45},Q_0. \end{array} At a smooth point away from the following lines, one has δp(T)≥4/3\delta_p(T)\ge4/3: (35.10)(3,1,1)e3,ℓ12,ℓ14,ℓ15(4,1)e4,ℓ12,ℓ15(3,2)e3,e5,ℓ12,ℓ14.\begin{array}{c|l} (3,1,1)&e_3,\ell_{12},\ell_{14},\ell_{15}\\ (4,1)&e_4,\ell_{12},\ell_{15}\\ (3,2)&e_3,e_5,\ell_{12},\ell_{14}. \end{array} \tag{35.10} Here a line denotes its image on TT.

Proof. The cluster description follows by resolving the blow-up of the curvilinear subscheme cut out on the conic. Its only roots are the listed successive differences. No further root comes from a plane line meeting the conic in length three, by Bézout. Among the usual sixteen line classes eie_i, h−ei−ejh-e_i-e_j and 2h−∑ei2h-\sum e_i, precisely the classes having nonnegative intersection with these roots remain irreducible. This gives the first table. In particular the (4,1)(4,1) configuration is the A3A_3 quartic surface with five lines. The local bounds in (35.10) are the smooth-point entries of [12, Tables 26, 27 and 29]. The excluded lines are exactly the lines meeting the exceptional root curves; outside them the listed values are 4/34/3, 18/1318/13 or 3/23/2. ◻

Lemma 96.3 (Line refinements). Let pp be a smooth point of TT outside DD, lying on a line ZZ from (35.10). The moments needed for the flag T⊃Z⊃pT\supset Z\supset p are bounded as follows. The fourth column is the moving point contribution; the last column includes every possible fixed contribution at such a point. (35.11)clustersZS(WT;Z)movingS(WT,Z;p)at most(3,1,1),(3,2)e373/80159/320159/320(3,1,1),(3,2)ℓ12127/160389/72021/32(3,1,1)ℓ14,ℓ15257/320127/240229/320(4,1)e477/80149/320149/320(4,1)ℓ129/1039/8039/80(4,1)ℓ1527/3279/160229/320(3,2)e569/8083/16021/32(3,2)ℓ1483/8047/12047/120.\begin{array}{c|c|c|c|c} \text{clusters}&Z&S(W^T;Z)&\text{moving}&S(W^{T,Z};p)\ \text{at most}\\ \hline (3,1,1),(3,2)&e_3&73/80&159/320&159/320\\ (3,1,1),(3,2)&\ell_{12}&127/160&389/720&21/32\\ (3,1,1)&\ell_{14},\ell_{15}&257/320&127/240&229/320\\ (4,1)&e_4&77/80&149/320&149/320\\ (4,1)&\ell_{12}&9/10&39/80&39/80\\ (4,1)&\ell_{15}&27/32&79/160&229/320\\ (3,2)&e_5&69/80&83/160&21/32\\ \hline (3,2)&\ell_{14}&83/80&47/120&47/120. \end{array} \tag{35.11} Every row except the last gives δp(X)>1\delta_p(X)>1.

Proof. Work on the minimal resolution, which is an isomorphism near pp. For 1≤u≤21\le u\le2 put Du=−KT̃−(u−1)Q0.D_u=-K_{\widetilde T}-(u-1)Q_0. Let Du−vZ=P(u,v)+N(u,v)D_u-vZ=P(u,v)+N(u,v) be its Zariski decomposition, and put V=P(u,v)2V=P(u,v)^2, I=P(u,v)⋅ZI=P(u,v)\cdot Z. The chamber tables below give NN explicitly. They use the intersection matrix h2=1,ei2=−1,h⋅ei=ei⋅ej=0(i≠j).h^2=1,\qquad e_i^2=-1,\qquad h\cdot e_i=e_i\cdot e_j=0\quad(i\ne j). The positive part is recovered as P=Du−vZ−NP=D_u-vZ-N.

Define, for each polynomial given on these chambers, 𝒥(f)=320(∫f(1,v)dv+∫12∫f(u,v)dvdu),\mathcal J(f)=\frac3{20}\left( \int f(1,v)\,dv+\int_1^2\int f(u,v)\,dv\,du\right), where the integrals run over the displayed chambers. The first term accounts for the full interval 0≤u≤10\le u\le1 of the original fibre filtration, where its moving part is −KT-K_T. Then the first and moving columns in (35.11) are S(WT;Z)=𝒥(V),Smov(WT,Z;p)=𝒥(I2).S(W^T;Z)=\mathcal J(V),\qquad S_\mathrm{mov}(W^{T,Z};p)=\mathcal J(I^2). If a negative curve AA meets ZZ at pp, add 𝒥(2IcoeffAN)\mathcal J(2I\operatorname{coeff}_A N). The fixed component (u−1)D|T(u-1)D|_T makes no contribution because p∉Dp\notin D. Root curves meet ZZ only above singular points, which are excluded in this lemma. At a smooth point at most two lines of a quartic del Pezzo surface meet: three such lines would force both defining quadrics to contain the tangent plane. Thus at most one other line contributes to the fixed term.

For Z=ℓ12Z=\ell_{12} in the (3,1,1)(3,1,1) and (3,2)(3,2) cases the only possible additional curve is ℓ45\ell_{45}, giving 21/3221/32. For Z=ℓ14Z=\ell_{14} in the (3,1,1)(3,1,1) case it is e4e_4, giving 229/320229/320; interchange indices 4,54,5 for ℓ15\ell_{15}. For Z=ℓ15Z=\ell_{15} in the (4,1)(4,1) case it is e5e_5, again giving 229/320229/320. For Z=e5Z=e_5 in the (3,2)(3,2) case it is ℓ45\ell_{45}, giving 21/3221/32. The remaining rows have no fixed contribution at a smooth point outside DD.

Here is one complete integration as a check. For (4,1)(4,1) and Z=e4Z=e_4, N=v4E12+v2E23+3v4E34+(v−u)+Q0,0≤v≤2.N=\frac v4E_{12}+\frac v2E_{23}+\frac{3v}4E_{34}+(v-u)_+Q_0, \qquad 0\le v\le2. For v≤uv\le u one has V=5−u2+2uv−v2/4−4v,I=2−u+v/4;V=5-u^2+2uv-v^2/4-4v,\qquad I=2-u+v/4; for v≥uv\ge u one has V=5−4v+3v2/4,I=2−3v/4.V=5-4v+3v^2/4,\qquad I=2-3v/4. Consequently ∫02Vdv=12−u33,∫02I2dv=7u3−24u2+4212.\int_0^2V\,dv=\frac{12-u^3}{3},\qquad \int_0^2I^2\,dv=\frac{7u^3-24u^2+42}{12}. Their value at u=1u=1 plus their integral over 1≤u≤21\le u\le2, multiplied by 3/203/20, gives 77/8077/80 and 149/320149/320. The other rows are obtained by exactly the same polynomial integrations from the tables.

To verify that the tables give Zariski decompositions, the coefficients of NN are nonnegative on each listed polygon, its support has negative definite intersection matrix, and PP is orthogonal to that support. Moreover PP has nonnegative intersection with every curve in Lemma 96.2. These intersections are affine functions of (u,v)(u,v), so it suffices to substitute the displayed vertices. The cone of curves of these weak del Pezzo surfaces is generated by their negative curves; hence PP is nef. The polygons fill the region of positive volume, and P2=0P^2=0 at its upper boundary. Monotonicity makes the volume zero beyond that boundary. These facts justify both the chamber description and the limits of integration.

Finally, apply the surface flag inequality and then fibre adjunction: δp(X)≥min{8069,1S(WT;Z),1S(WT,Z;p)}>1\delta_p(X)\ge\min\left\{\frac{80}{69}, \frac1{S(W^T;Z)},\frac1{S(W^{T,Z};p)}\right\}>1 for the first seven rows. The last row supplies no such conclusion. ◻

The following chamber data make the arithmetic in (35.11) independently checkable. A polygon is the convex hull of its listed vertices in the (u,v)(u,v)-plane. Write P=Du−vZ−NP=D_u-vZ-N. The notation is local to these surface tables; no decomposition on an extracted threefold is involved.

(3,1,1)(3,1,1) or (3,2)(3,2), Z=e3Z=e_3

Polygon Negative part NN
Conv{(1,0),(2,0),(2,32),(32,32),(1,1)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(2,\frac{3}{2}),(\frac{3}{2},\frac{3}{2}),\\(1,1)\}\end{gathered} v3E12+2v3E23\begin{gathered}\frac{v}{3}E_{12}+\frac{2 v}{3}E_{23}\end{gathered}
Conv{(2,32),(2,2),(32,32)}\begin{gathered}\operatorname{Conv}\{(2,\frac{3}{2}),(2,2),\\(\frac{3}{2},\frac{3}{2})\}\end{gathered} (v−1)E12+(2v−2)E23+(2v−3)ℓ12\begin{gathered}(v - 1)E_{12}+(2 v - 2)E_{23}\\+(2 v - 3)\ell_{12}\end{gathered}
Conv{(1,32),(1,1),(32,32)}\begin{gathered}\operatorname{Conv}\{(1,\frac{3}{2}),(1,1),\\(\frac{3}{2},\frac{3}{2})\}\end{gathered} v3E12+2v3E23+(−u+v)Q0\begin{gathered}\frac{v}{3}E_{12}+\frac{2 v}{3}E_{23}\\+(- u + v)Q_0\end{gathered}
Conv{(2,2),(1,2),(1,32),(32,32)}\begin{gathered}\operatorname{Conv}\{(2,2),(1,2),\\(1,\frac{3}{2}),(\frac{3}{2},\frac{3}{2})\}\end{gathered} (v−1)E12+(2v−2)E23+(2v−3)ℓ12+(−u+v)Q0\begin{gathered}(v - 1)E_{12}+(2 v - 2)E_{23}\\+(2 v - 3)\ell_{12}+(- u + v)Q_0\end{gathered}

(3,1,1)(3,1,1) or (3,2)(3,2), Z=ℓ12Z=\ell_{12}

Polygon Negative part NN
Conv{(1,0),(2,0),(43,1),(1,1)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(\frac{4}{3},1),(1,1)\}\end{gathered} v3E12+2v3E23\begin{gathered}\frac{v}{3}E_{12}+\frac{2 v}{3}E_{23}\end{gathered}
Conv{(2,0),(2,1),(43,1)}\begin{gathered}\operatorname{Conv}\{(2,0),(2,1),\\(\frac{4}{3},1)\}\end{gathered} (u+v−2)E12+(2u+2v−4)E23+(3u+2v−6)e3\begin{gathered}(u + v - 2)E_{12}+(2 u + 2 v - 4)E_{23}\\+(3 u + 2 v - 6)e_{3}\end{gathered}
Conv{(1,32),(1,1),(43,1)}\begin{gathered}\operatorname{Conv}\{(1,\frac{3}{2}),(1,1),\\(\frac{4}{3},1)\}\end{gathered} v3E12+2v3E23+(v−1)ℓ45\begin{gathered}\frac{v}{3}E_{12}+\frac{2 v}{3}E_{23}\\+(v - 1)\ell_{45}\end{gathered}
Conv{(2,1),(1,2),(1,32),(43,1)}\begin{gathered}\operatorname{Conv}\{(2,1),(1,2),\\(1,\frac{3}{2}),(\frac{4}{3},1)\}\end{gathered} (u+v−2)E12+(2u+2v−4)E23+(3u+2v−6)e3+(v−1)ℓ45\begin{gathered}(u + v - 2)E_{12}+(2 u + 2 v - 4)E_{23}\\+(3 u + 2 v - 6)e_{3}+(v - 1)\ell_{45}\end{gathered}

(3,1,1)(3,1,1), Z=ℓ14Z=\ell_{14}

Polygon Negative part NN
Conv{(1,0),(2,0),(1,1)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(1,1)\}\end{gathered} 2v3E12+v3E23\begin{gathered}\frac{2 v}{3}E_{12}+\frac{v}{3}E_{23}\end{gathered}
Conv{(2,0),(32,32),(1,32),(1,1)}\begin{gathered}\operatorname{Conv}\{(2,0),(\frac{3}{2},\frac{3}{2}),\\(1,\frac{3}{2}),(1,1)\}\end{gathered} 2v3E12+v3E23+(u+v−2)e4\begin{gathered}\frac{2 v}{3}E_{12}+\frac{v}{3}E_{23}\\+(u + v - 2)e_{4}\end{gathered}
Conv{(2,0),(2,1),(32,32)}\begin{gathered}\operatorname{Conv}\{(2,0),(2,1),\\(\frac{3}{2},\frac{3}{2})\}\end{gathered} (u+v−2)E12+(2u+v−4)E23+(3u+v−6)e3+(u+v−2)e4\begin{gathered}(u + v - 2)E_{12}+(2 u + v - 4)E_{23}\\+(3 u + v - 6)e_{3}+(u + v - 2)e_{4}\end{gathered}
Conv{(1,2),(1,32),(32,32)}\begin{gathered}\operatorname{Conv}\{(1,2),(1,\frac{3}{2}),\\(\frac{3}{2},\frac{3}{2})\}\end{gathered} (2v−2)E12+(v−1)E23+(u+v−2)e4+(2v−3)ℓ15\begin{gathered}(2 v - 2)E_{12}+(v - 1)E_{23}\\+(u + v - 2)e_{4}+(2 v - 3)\ell_{15}\end{gathered}

(4,1)(4,1), Z=e4Z=e_4

Polygon Negative part NN
Conv{(1,0),(2,0),(2,2),(1,1)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(2,2),(1,1)\}\end{gathered} v4E12+v2E23+3v4E34\begin{gathered}\frac{v}{4}E_{12}+\frac{v}{2}E_{23}\\+\frac{3 v}{4}E_{34}\end{gathered}
Conv{(2,2),(1,2),(1,1)}\begin{gathered}\operatorname{Conv}\{(2,2),(1,2),\\(1,1)\}\end{gathered} v4E12+v2E23+3v4E34+(−u+v)Q0\begin{gathered}\frac{v}{4}E_{12}+\frac{v}{2}E_{23}\\+\frac{3 v}{4}E_{34}+(- u + v)Q_0\end{gathered}

(4,1)(4,1), Z=ℓ12Z=\ell_{12}

Polygon Negative part NN
Conv{(1,0),(2,0),(1,2)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(1,2)\}\end{gathered} v2E12+vE23+v2E34\begin{gathered}\frac{v}{2}E_{12}+vE_{23}\\+\frac{v}{2}E_{34}\end{gathered}
Conv{(2,0),(2,1),(1,2)}\begin{gathered}\operatorname{Conv}\{(2,0),(2,1),\\(1,2)\}\end{gathered} (u+v−2)E12+(2u+2v−4)E23+(3u+2v−6)E34+(4u+2v−8)e4\begin{gathered}(u + v - 2)E_{12}+(2 u + 2 v - 4)E_{23}\\+(3 u + 2 v - 6)E_{34}+(4 u + 2 v - 8)e_{4}\end{gathered}

(4,1)(4,1), Z=ℓ15Z=\ell_{15}

Polygon Negative part NN
Conv{(1,0),(2,0),(1,1)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(1,1)\}\end{gathered} 3v4E12+v2E23+v4E34\begin{gathered}\frac{3 v}{4}E_{12}+\frac{v}{2}E_{23}\\+\frac{v}{4}E_{34}\end{gathered}
Conv{(2,0),(32,2),(1,2),(1,1)}\begin{gathered}\operatorname{Conv}\{(2,0),(\frac{3}{2},2),\\(1,2),(1,1)\}\end{gathered} 3v4E12+v2E23+v4E34+(u+v−2)e5\begin{gathered}\frac{3 v}{4}E_{12}+\frac{v}{2}E_{23}\\+\frac{v}{4}E_{34}+(u + v - 2)e_{5}\end{gathered}
Conv{(2,0),(2,1),(32,2)}\begin{gathered}\operatorname{Conv}\{(2,0),(2,1),\\(\frac{3}{2},2)\}\end{gathered} (u+v−2)E12+(2u+v−4)E23+(3u+v−6)E34+(4u+v−8)e4+(u+v−2)e5\begin{gathered}(u + v - 2)E_{12}+(2 u + v - 4)E_{23}\\+(3 u + v - 6)E_{34}+(4 u + v - 8)e_{4}\\+(u + v - 2)e_{5}\end{gathered}

(3,2)(3,2), Z=e5Z=e_5

Polygon Negative part NN
Conv{(1,0),(2,0),(2,1),(1,1)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(2,1),(1,1)\}\end{gathered} v2E45\begin{gathered}\frac{v}{2}E_{45}\end{gathered}
Conv{(2,1),(2,2),(1,1)}\begin{gathered}\operatorname{Conv}\{(2,1),(2,2),\\(1,1)\}\end{gathered} v2E45+(v−1)ℓ45\begin{gathered}\frac{v}{2}E_{45}+(v - 1)\ell_{45}\end{gathered}
Conv{(2,2),(1,2),(1,1)}\begin{gathered}\operatorname{Conv}\{(2,2),(1,2),\\(1,1)\}\end{gathered} v2E45+(v−1)ℓ45+(−u+v)Q0\begin{gathered}\frac{v}{2}E_{45}+(v - 1)\ell_{45}\\+(- u + v)Q_0\end{gathered}

(3,2)(3,2), Z=ℓ14Z=\ell_{14}

Polygon Negative part NN
Conv{(1,0),(2,0),(1,2)}\begin{gathered}\operatorname{Conv}\{(1,0),(2,0),\\(1,2)\}\end{gathered} 2v3E12+v3E23+v2E45\begin{gathered}\frac{2 v}{3}E_{12}+\frac{v}{3}E_{23}\\+\frac{v}{2}E_{45}\end{gathered}
Conv{(2,0),(1,3),(1,2)}\begin{gathered}\operatorname{Conv}\{(2,0),(1,3),\\(1,2)\}\end{gathered} 2v3E12+v3E23+(u+v−2)E45+(2u+v−4)e5\begin{gathered}\frac{2 v}{3}E_{12}+\frac{v}{3}E_{23}\\+(u + v - 2)E_{45}+(2 u + v - 4)e_{5}\end{gathered}
Conv{(2,0),(2,1),(1,3)}\begin{gathered}\operatorname{Conv}\{(2,0),(2,1),\\(1,3)\}\end{gathered} (u+v−2)E12+(2u+v−4)E23+(u+v−2)E45+(3u+v−6)e3+(2u+v−4)e5\begin{gathered}(u + v - 2)E_{12}+(2 u + v - 4)E_{23}\\+(u + v - 2)E_{45}+(3 u + v - 6)e_{3}\\+(2 u + v - 4)e_{5}\end{gathered}

Theorem 96.4 (Global coverage outside the mixed fibres). Suppose η\eta has no totally ramified point and no fibre of the form 3q+2r3q+2r, with q≠rq\ne r. Then δ(X)≥10099>1,\delta(X)\ge\frac{100}{99}>1, and XX is K-stable. For an arbitrary smooth member with no totally ramified point, any prime divisor with nonpositive beta invariant must have centre a closed point on the line joining the A2A_2 and A1A_1 points in a mixed fibre. Its centre cannot be the A2A_2 point itself.

Proof. A degree-five fibre with no index-five point has multiplicities (1,1,1,1,1)(1,1,1,1,1), (2,1,1,1)(2,1,1,1), (2,2,1)(2,2,1), (3,1,1)(3,1,1), (3,2)(3,2) or (4,1)(4,1). These give respectively a smooth surface, A1A_1, 2A12A_1, A2A_2, A2+A1A_2+A_1, or A3A_3. Points on DD and on smooth fibres are already covered. Lemma 96.1 handles the nodal fibres. Theorems 94.1 and 95.1 handle the higher singular points.

At a remaining smooth point of a fibre, either Lemma 96.2 gives δp(T)≥4/3\delta_p(T)\ge4/3, hence δp(X)≥10/9\delta_p(X)\ge10/9, or the point lies on a line in (35.10). Lemma 96.3 gives a bound greater than 100/99100/99 there, except on ℓ14\ell_{14} in the (3,2)(3,2) configuration. This proves the first assertion, including its numerical bound.

In a mixed fibre the image Γ\Gamma of ℓ14\ell_{14} is the strict transform of the plane line joining the two cluster supports. It joins the A2A_2 and A1A_1 points and is disjoint from DD. All points outside the union of these lines have now been covered; the A1A_1 point of each mixed fibre is included in its line. A positive-dimensional irreducible valuation centre not contained in this union has a point at which δp(X)>1\delta_p(X)>1. A curve centre contained in the union must be one of the lines Γ\Gamma; it contains the A2A_2 point, at which Theorem 94.1 gives the same strict conclusion for every divisor whose centre contains that point. Thus only the stated closed point centres remain. ◻

Example 96.5 (A formerly untreated A3A_3 fibre). The morphism [x:y]↦[x4y:x5+y5][x:y]\longmapsto[x^4y:x^5+y^5] has an index-four point at zero and five simple ramification points. Their branch values are distinct: at z5=4z^5=4 they are z4/5z^4/5. Infinity is unramified. In particular this map has no index-three point and hence no fibre 3q+2r3q+2r. The corresponding smooth threefold is K-stable by Theorem 96.4; at its A3A_3 fibre point the exact local threshold is 400/389400/389.