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Section 43

The quintic del Pezzo pencil

Family 2.14: the elliptic quintic on the quintic del Pezzo threefold

Let V=V5⊂ℙ6V=V_5\subset\mathbb P^6 be the smooth quintic del Pezzo threefold, and let C=V∩ℙ4C=V\cap\mathbb P^4 be a smooth elliptic quintic. Put X=BlC(V)X=\mathop{\mathrm{Bl}}_C(V), and denote the exceptional divisor by EE. We write HH for the pull-back of a hyperplane section of VV. The pencil of hyperplanes through CC defines φ:X→ℙ1\varphi:X\to\mathbb P^1; its fibre class is F=H−EF=H-E. Thus −KX=H+F=2H−E,(−KX)3=20,H3=5,H2E=0,HE2=−5,E3=−10.\begin{gathered} -K_X=H+F=2H-E,\qquad (-K_X)^3=20,\\ H^3=5,\quad H^2E=0,\quad HE^2=-5,\quad E^3=-10. \end{gathered} Moreover, E≅C×ℙ1E\cong C\times\mathbb P^1, since NC/V≅𝒪C(H)⊕2N_{C/V}\cong\mathcal O_C(H)^{\oplus2}.

Lemma 43.1 (Global sections and the pencil graph). Let f,gf,g generate the pencil and let 𝒜=⨁d≥0H0(V,dH)\mathcal A=\bigoplus_{d\ge0}H^0(V,dH) be the homogeneous coordinate ring of VV. Put ℛ=𝒜[a,b,e]/(f−ea,g−eb),dega=degb=H−E,dege=E.\mathcal R=\mathcal A[a,b,e]/(f-ea,g-eb), \qquad \deg a=\deg b=H-E, \qquad \deg e=E. Then ℛ\mathcal R is a Cohen–Macaulay domain, it embeds in 𝒜[e,e−1]\mathcal A[e,e^{-1}] by a=f/ea=f/e, b=g/eb=g/e, and ℛm(2H−E)=H0(X,−mKX)(m≥0).\mathcal R_{m(2H-E)}=H^0(X,-mK_X)\qquad(m\ge0). Suppose that a weight filtration has a Cohen–Macaulay domain 𝒜0=gr𝒜\mathcal A_0=\mathop{\mathrm{gr}}\mathcal A and that the initial forms f0,g0f_0,g_0 are a regular sequence in 𝒜0\mathcal A_0. Give a,b,ea,b,e compatible weights, so that f0−eaf_0-ea and g0−ebg_0-eb are the initial graph relations. Then the full weight-associated graded algebra of ℛ\mathcal R is ℛ0=𝒜0[a,b,e]/(f0−ea,g0−eb).\mathcal R_0=\mathcal A_0[a,b,e]/(f_0-ea,g_0-eb). It too is a Cohen–Macaulay domain. In particular, substitution into an initial Pfaffian presentation is justified by this regular-sequence condition.

Proof. The codimension-three Pfaffian resolution of the homogeneous coordinate ring of V5V_5 is 0→P(−5)→P(−3)5→P(−2)5→P→𝒜→0,P=ℂ[x0,…,x6].0\longrightarrow P(-5)\longrightarrow P(-3)^5 \longrightarrow P(-2)^5\longrightarrow P \longrightarrow\mathcal A\longrightarrow0, \qquad P=\mathbb C[x_0,\ldots,x_6]. It gives projective normality and H1(V,𝒪V(dH))=H2(V,𝒪V(dH))=0H^1(V,\mathcal O_V(dH))=H^2(V,\mathcal O_V(dH))=0 for every integer dd. In particular 𝒜\mathcal A is Cohen–Macaulay of dimension four. The affine cone over CC has dimension two, so f,gf,g form a regular sequence in 𝒜\mathcal A.

After inverting ee, the proposed graph ring is 𝒜[e,e−1]\mathcal A[e,e^{-1}], of dimension five. Its boundary e=0e=0 is 𝒜/(f,g)[a,b]\mathcal A/(f,g)[a,b], of dimension four. Thus the two graph relations have height two in the Cohen–Macaulay ring 𝒜[a,b,e]\mathcal A[a,b,e]. They form a regular sequence, and their quotient is Cohen–Macaulay of pure dimension five. No minimal component is contained in e=0e=0, and a Cohen–Macaulay ring has no embedded associated primes. Hence ee is a nonzerodivisor. Localization is therefore injective and proves the domain assertion and the stated extended Rees presentation.

For m≥1m\ge1, the powers of the ideal of the complete intersection C=(f=g=0)C=(f=g=0) have the resolution 0→𝒪V(−(m+1)H)m→𝒪V(−mH)m+1→ℐCm→0.0\longrightarrow\mathcal O_V(-(m+1)H)^m \longrightarrow\mathcal O_V(-mH)^{m+1} \longrightarrow\mathcal I_C^m\longrightarrow0. Twisting by 2mH2mH and using H1(V,(m−1)H)=0H^1(V,(m-1)H)=0 shows that H0(V,ℐCm(2mH))H^0(V,\mathcal I_C^m(2mH)) is generated by fm−igiH0(V,mH)f^{m-i}g^iH^0(V,mH), 0≤i≤m0\le i\le m. A graph monomial of degree m(2H−E)m(2H-E) whose total exponent in a,ba,b is m+rm+r has ee-exponent rr and remaining HH-degree m−rm-r. Its numerator after division by eme^m lies in (f,g)m+r𝒜m−r⊂(f,g)m𝒜m(f,g)^{m+r}\mathcal A_{m-r}\subset(f,g)^m\mathcal A_m. Conversely, the terms with r=0r=0 give every generator just listed. This identifies the entire graph component with that global section space. The blow-up identity H0(X,2mH−mE)=H0(V,ℐCm(2mH))H^0(X,2mH-mE)=H^0(V,\mathcal I_C^m(2mH)) proves the assertion; m=0m=0 is immediate.

Apply the same dimension and localization argument to 𝒜0,f0,g0\mathcal A_0,f_0,g_0. It proves that ℛ0\mathcal R_0 is a Cohen–Macaulay domain. Its bigraded Hilbert series is obtained from that of 𝒜0[a,b,e]\mathcal A_0[a,b,e] by multiplying by the two graph-relation factors of degree HH. It is consequently equal to the bigraded Hilbert series of ℛ\mathcal R. The graph initial equations give a surjection ℛ0→grℛ\mathcal R_0\to\mathop{\mathrm{gr}}\mathcal R. Every fixed divisor-degree component is finite-dimensional: in degree dH−kEdH-kE, the total exponent of a,ba,b lies between max{k,0}\max\{k,0\} and dd, and the exponent of ee is then determined. Weight degeneration preserves the dimension of every such component. The surjection is therefore an isomorphism, which proves that no further initial equations occur. ◻

Lemma 43.2. Every fibre of φ\varphi is a normal quintic del Pezzo surface with Du Val singularities. It is smooth along its intersection with EE. Its singularity configuration is one of ⌀,A1,2A1,A2,A2+A1,A3,A4\varnothing,A_1,2A_1,A_2,A_2+A_1,A_3,A_4.

Proof. A fibre is isomorphic to its image S∈|H|S\in|H| on VV, since blowing up the Cartier divisor C⊂SC\subset S does not change SS. Since Pic(V)=ℤ[H]\operatorname{Pic}(V)=\mathbb Z[H] and HH is ample, SS is reduced and irreducible. The differentials of two generators of the pencil are independent along CC, so SS is smooth there. A positive-dimensional singular locus would meet the ample curve C⊂SC\subset S. Thus SS has isolated singularities and is normal by Serre’s criterion. Adjunction gives −KS=H|S-K_S=H|_S and KS2=5K_S^2=5.

By the classification of normal Gorenstein del Pezzo surfaces [26, Theorem 2.2], either SS has Du Val singularities or it is an elliptic cone. The vertex of an elliptic cone of degree five has embedding dimension five, whereas a Cartier divisor on a smooth threefold has embedding dimension at most three. The second possibility is therefore excluded. The exceptional curves on the minimal resolution form a root subsystem of A4A_4, giving the stated list. ◻

We use the following equations of VV; see [3, Section 5.8]: (43.1)x4x5−x0x2+x12=x4x6−x1x3+x22=0,x42−x0x3+x1x2=x1x4−x0x6−x2x5=x2x4−x3x5−x1x6=0.\label{f214:eq:V5} \begin{gathered} x_4x_5-x_0x_2+x_1^2=x_4x_6-x_1x_3+x_2^2=0,\\ x_4^2-x_0x_3+x_1x_2=x_1x_4-x_0x_6-x_2x_5 =x_2x_4-x_3x_5-x_1x_6=0. \end{gathered} On x0=1x_0=1 they give an affine space with coordinates u=x1,v=x4,w=x5u=x_1,v=x_4,w=x_5, in which (43.2)x2=u2+vw,x3=u3+uvw+v2,x6=uv−u2w−vw2.\label{f214:eq:chart} x_2=u^2+vw,\qquad x_3=u^3+uvw+v^2, \qquad x_6=uv-u^2w-vw^2. The group Aut(V)≅PGL2\operatorname{Aut}(V)\cong\operatorname{PGL}_2 has three orbits, of dimensions one, two and three. Representatives in this chart are (0,0,0)(0,0,0), (0,0,1)(0,0,1) and (0,1,0)(0,1,0), respectively. The first orbit is a rational normal sextic, and the closure of the second is its tangent developable; see [27, Lemma 4.2]. For example, the sextic and its tangent lines have parametrizations (u,v,w)=(3t2/2,t3,−3t),(u,v,w)=(3t2/2+3st,t3+3st2,−3(t+s)).(u,v,w)=(3t^2/2,t^3,-3t),\qquad (u,v,w)=(3t^2/2+3st,t^3+3st^2,-3(t+s)).

Lemma 43.3. Let p∈Vp\in V. The quadratic parts of hyperplane sections singular at pp form the complete net H0(ℙ(TpV),ℐZ(2))H^0(\mathbb P(T_pV),\mathcal I_Z(2)), where ZZ is a noncollinear curvilinear subscheme of length three. Its multiplicity partition is 33, 2+12+1 or 1+1+11+1+1, according as pp belongs to the one-, two- or three-dimensional orbit.

Proof. Translate the coordinates in (43.2) to a representative. Subtracting constants and linear terms from x2,x3,x6x_2,x_3,x_6 gives the following three nets, in local coordinates U,V,WU,V,W: dimAut(V)pq1q2q31U2+VWV2UV2U2+VWUV+V2UV−U2−2VW3U2+VWUW+V2UV−W2.\begin{array}{c|ccc} \dim\operatorname{Aut}(V)p& q_1&q_2&q_3\\\hline 1&U^2+VW&V^2&UV\\ 2&U^2+VW&UV+V^2&UV-U^2-2VW\\ 3&U^2+VW&UW+V^2&UV-W^2. \end{array} Their common zero schemes have the stated lengths and partitions, as one checks on the three affine charts of ℙ2\mathbb P^2. Each ideal is generated by these three quadrics, with two independent linear syzygies. This is the Hilbert–Burch resolution of a noncollinear length-three scheme. ◻

Lemma 43.4. An A4A_4 point of a fibre belongs to the one-dimensional orbit of Aut(V)\operatorname{Aut}(V), and an A3A_3 point belongs to its two-dimensional orbit. A fibre singularity on the open orbit has type A1A_1 or A2A_2.

Proof. We use the chart (43.2) and translate to the three orbit representatives. Let N1,N2,N3N_1,N_2,N_3 be the parts of x2,x3,x6x_2,x_3,x_6 left after subtracting their constants and linear terms. A hyperplane section singular at the representative has equation aN1+bN2+cN3=0aN_1+bN_2+cN_3=0.

At (0,0,0)(0,0,0) these polynomials are U2+VW,U3+UVW+V2,UV−U2W−VW2.U^2+VW,\quad U^3+UVW+V^2,\quad UV-U^2W-VW^2. The determinant of their quadratic combination is −a3/4-a^3/4. Thus a≠0a\ne0 gives A1A_1. If a=0,c≠0a=0,c\ne0, normalize c=1c=1. The quadratic form UV+bV2UV+bV^2 has rank two. Eliminating its two nonsingular directions leaves −W5+O(W6)-W^5+O(W^6): the critical solutions start with U=W2+O(W3)U=W^2+O(W^3) and V=2W3+O(W4)V=2W^3+O(W^4). Hence the singularity is A4A_4. If a=c=0a=c=0, the section is singular along U=V=0U=V=0, which is impossible for a fibre.

At (0,0,1)(0,0,1) the three polynomials are U2+VW,U3+UVW+UV+V2,UV−U2−U2W−2VW−VW2.U^2+VW,\quad U^3+UVW+UV+V^2,\quad UV-U^2-U^2W-2VW-VW^2. The quadratic determinant is −(a−c)(a−2c)2/4-(a-c)(a-2c)^2/4. Outside these two lines it gives A1A_1. On a=c≠0a=c\ne0, set c=1c=1; the radical is (U,V,W)=(t,0,(b+1)t)(U,V,W)=(t,0,(b+1)t), and the cubic restricted to it is −t3-t^3. Thus this case is A2A_2. On a=2c≠0a=2c\ne0, again set c=1c=1. The equation is U2+(b+1)UV+bV2+bU3+bUVW−U2W−VW2.U^2+(b+1)UV+bV^2+bU^3+bUVW-U^2W-VW^2. For b≠1b\ne1, eliminating U,VU,V leaves W4/(b−1)2+O(W5)W^4/(b-1)^2+O(W^5), since their critical solutions begin with U=(b+1)W2/(b−1)2U=(b+1)W^2/(b-1)^2 and V=−2W2/(b−1)2V=-2W^2/(b-1)^2. This gives A3A_3. At b=1b=1 the quadratic part has rank one, incompatible with the list in Lemma 43.2. Finally a=c=0a=c=0 gives a section singular along U=V=0U=V=0.

At (0,1,0)(0,1,0) the polynomials are U2+VW,U3+UVW+UW+V2,UV−U2W−VW2−W2.U^2+VW,\quad U^3+UVW+UW+V^2,\quad UV-U^2W-VW^2-W^2. The quadratic determinant is −(a+b−c)(a2−ab+ac+b2+bc+c2)/4-(a+b-c)(a^2-ab+ac+b^2+bc+c^2)/4. Its three linear factors are permuted cyclically by (U,V,W)↦(ω2U,V,ωW)(U,V,W)\mapsto(\omega^2U,V,\omega W), where ω3=1\omega^3=1 and ω≠1\omega\ne1. This is an actual automorphism fixing the representative: in (43.1) it is induced by the diagonal torus with weights (x0,x5,x1,x4,x2,x6,x3)=(0,1,2,3,4,5,6)(x_0,x_5,x_1,x_4,x_2,x_6,x_3)=(0,1,2,3,4,5,6). It therefore suffices to consider c=a+bc=a+b. Put D=a2+ab+b2D=a^2+ab+b^2. A radical vector is r=(−a−2b,2a+b,a−b)r=(-a-2b,2a+b,a-b), and the cubic part takes value −3D2-3D^2 on rr. If D≠0D\ne0, the singularity is A2A_2. If D=0D=0, the gradient of the cubic part at rr is D(2a+7b,−a+b,−5a−4b)=0D(2a+7b,-a+b,-5a-4b)=0; the quadratic gradient also vanishes. The section is then singular along the affine line trtr, and cannot be a fibre. All remaining hyperplane sections have nondegenerate quadratic part and give A1A_1. ◻

Lemma 43.5 (The two kinds of lines). Every line ℓ⊂V5\ell\subset V_5 has normal bundle 𝒪ℓ⊕2\mathcal O_\ell^{\oplus2} or 𝒪ℓ(1)⊕𝒪ℓ(−1)\mathcal O_\ell(1)\oplus\mathcal O_\ell(-1). In the second case an automorphism takes it to u=v=0u=v=0 in (43.2). Its unique point on the closed orbit is w=0w=0. The stabilizer of this line induces all transformations w↦aw/(1+bw)w\mapsto aw/(1+bw), with a≠0a\ne0.

Proof. The normal bundle has degree (−KV)ℓ−2=0(-K_V)\ell-2=0, and is a subbundle of Nℓ/ℙ6=𝒪ℓ(1)⊕5N_{\ell/\mathbb P^6}=\mathcal O_\ell(1)^{\oplus5}. Its splitting is therefore one of the two displayed types. The Hilbert scheme of lines is ℙ(Sym2ℂ2)\mathbb P(\operatorname{Sym}^2\mathbb C^2) with its natural PGL2\operatorname{PGL}_2 action; see [27, Section 4.2]. It has two orbits, the conic of double binary forms and its complement. The line u=v=0u=v=0 is the tangent line to the closed orbit at w=0w=0. In the chart at infinity put t=1/wt=1/w, a=tua=tu, and b=tuv−u2−v/tb=tuv-u^2-v/t. The normal transition has linear part (a,b)=(tu,−v/t)(a,b)=(tu,-v/t), giving the splitting 𝒪(1)⊕𝒪(−1)\mathcal O(1)\oplus\mathcal O(-1). The general line is ordinary: the evaluation map from the universal family is generically finite and separable, so its differential is surjective at a general point, which excludes the second normal bundle. Thus the closed line orbit consists precisely of lines of the second kind. Finally, the stabilizer of the closed-orbit point acts on its tangent line as the full triangular subgroup; restricting the binary sextic representation to the span of x6,x5yx^6,x^5y gives exactly the stated fractional-linear transformations. ◻

43.1 Two refinements used below

The following form of the restriction argument keeps zeros which lie away from the point under consideration. It applies to all the actual refined series used in this part.

Lemma 43.6 (Retaining a second divisor). Let WW be a bounded multigraded series on a normal projective surface GG, and suppose that the numerical classes of its basis divisors tend to DWD_W. Let B,TB,T be distinct prime rational Cartier curves, put b=S(W;B)b=S(W;B) and t=S(W;T)t=S(W;T), and let p∈T\Bp\in T\setminus B. Assume that restriction to TT is defined by plt adjunction near pp. Then S(WT;p)≤(DW−bB−tT)⋅T.S(W^T;p)\le(D_W-bB-tT)\cdot T. Moreover, DW−bB−tTD_W-bB-tT is a limit of effective numerical classes. The same conclusions, with a weaker bound, hold if bb is replaced by any known lower bound for S(W;B)S(W;B).

Proof. In a fixed native-degree piece, filter first by TT. On each associated graded piece use the filtration induced by the spaces of sections vanishing along BB. For every integer qq, taking the TT-associated graded preserves the dimension of the subspace with BB-order at least qq. Thus the total induced BB-weight is the original BB-weight. Choose on each TT-graded piece a basis compatible with this induced filtration and the order at pp. Lift each vector with its indicated TT- and BB-orders. These lifts form a basis compatible with both divisor filtrations, and their TT-initial forms compute the point invariant. After removing the TT factor, a lift with BB-order qq still has the factor (B|T)q(B|_T)^q. Its zeros lie away from pp. Subtract their degree from the total degree of the restricted divisor, sum over the bases, and divide by mNmmN_m. Passing to the limit gives the displayed bound. Before restriction the same bases give effective divisors after removal of both factors, proving the assertion about numerical classes. Only two filtrations are imposed on each already restricted graded piece; no simultaneous-basis assertion for three unrelated filtrations is used. ◻

Lemma 43.7 (Boundary curves and a strict extraction margin). In surface adjunction along a smooth boundary component TT of coefficient d<1d<1, the first ratio is (1−d)/S(W;T)(1-d)/S(W;T). The different for the curve refinement is computed by replacing the coefficient of TT by one. Suppose also that GG is a plt divisor extracted over a threefold, that AX(G)>SX(G)A_X(G)>S_X(G), and that the refined surface threshold is at least one along the centres being considered. Then every prime divisor VV over XX whose centre on the extracted model is contained in GG and lies in that locus satisfies βX(V)≥(AX(G)−SX(G))ordV(G)>0.\beta_X(V)\ge\bigl(A_X(G)-S_X(G)\bigr)\mathop{\mathrm{ord}}_V(G)>0.

Proof. For the first assertion apply inversion of adjunction to (G,Δ+(1−d)T)(G,\Delta+(1-d)T) and retain the original coefficient dd when comparing discrepancies. The basis-divisor proof of Proposition 2.7 then gives the stated first ratio and the usual curve term. For the second assertion use the same finite-level proof with restricted coefficient tending to one. Keeping, rather than dropping, the coefficient of GG gives the displayed inequality in the limit. Its last factor is positive because the centre on the extracted model is contained in GG. ◻