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Section 48

Ordinary double points of the fibres

In this section p∈Xp\in X is an A1A_1 point of a fibre of φ\varphi. By Lemma 43.2, p∉Ep\notin E, so we identify a neighbourhood of pp with its image in VV. Let σ:Y→X\sigma:Y\to X be the ordinary blow-up of pp, with exceptional plane GG. We denote the actual refined series on GG by WW.

Lemma 48.1. Let Z⊂GZ\subset G be the scheme in Lemma 43.3, and let q=0q=0 be the tangent conic of the fibre. Then qq is smooth and contains ZZ. The initial section algebra of the point blow-up depends only on the pair (Z,q)(Z,q), and SX(G)=3916.S_X(G)=\frac{39}{16}.

Proof. Choose a basis q0=q,q1,q2q_0=q,q_1,q_2 of H0(ℐZ(2))H^0(\mathcal I_Z(2)), with linear syzygies l⋅q=m⋅q=0l\cdot q=m\cdot q=0, where l=(l0,l1,l2)l=(l_0,l_1,l_2) and m=(m0,m1,m2)m=(m_0,m_1,m_2). With suitable signs, the qiq_i are the maximal minors of these two rows. The initial homogeneous coordinate algebra of VV is the Pfaffian algebra of (48.1)(0hl0l1l2−h0m0m1m2−l0−m00n2−n1−l1−m1−n20n0−l2−m2n1−n00).\label{f214:eq:A1-pfaffian} \begin{pmatrix} 0&h&l_0&l_1&l_2\\ -h&0&m_0&m_1&m_2\\ -l_0&-m_0&0&n_2&-n_1\\ -l_1&-m_1&-n_2&0&n_0\\ -l_2&-m_2&n_1&-n_0&0 \end{pmatrix}. Here h,U,V,W,n0,n1,n2h,U,V,W,n_0,n_1,n_2 all have HH-degree one, and their point weights are 0,1,1,1,2,2,20,1,1,1,2,2,2. Its equations are hni=qihn_i=q_i and l⋅n=m⋅n=0l\cdot n=m\cdot n=0. To identify them with initial equations, translate (43.1) at the three representatives above: three independent quadratic equations have initial forms hni−qihn_i-q_i of point weight two; the remaining two have point weight three and give the two displayed linear syzygies. More explicitly, in the ordered net of Lemma 43.3, writing ξi\xi_i for its three normal variables, these two forms are dimAut(V)pfirst formsecond form1−Uξ2+Vξ3Vξ1−Wξ2−Uξ322Vξ1−Uξ2+Vξ3(V−U)ξ1−Wξ2−Uξ33Wξ1−Uξ2+Vξ3Vξ1−Wξ2−Uξ3.\begin{array}{c|cc} \dim\operatorname{Aut}(V)p&\text{first form}&\text{second form}\\\hline 1&-U\xi_2+V\xi_3&V\xi_1-W\xi_2-U\xi_3\\ 2&2V\xi_1-U\xi_2+V\xi_3&(V-U)\xi_1-W\xi_2-U\xi_3\\ 3&W\xi_1-U\xi_2+V\xi_3&V\xi_1-W\xi_2-U\xi_3. \end{array} A change of basis of the net changes only the presentation.

We check that these are all initial equations. Inverting hh gives a polynomial algebra in h±1,U,V,Wh^{\pm1},U,V,W. On h=0h=0, the point (U,V,W)(U,V,W) lies on the affine cone over ZZ. Away from the cone vertex the syzygy matrix has rank one, and its kernel in the nin_i has dimension two. Over the vertex the kernel has dimension three. Thus the boundary has dimension three, while the algebra has dimension four. The height-three Pfaffian resolution makes it Cohen–Macaulay. Therefore hh is a nonzerodivisor, and the algebra injects into its domain localization. The same resolution gives the Hilbert series of VV. Inclusion in the initial ideal and equality of Hilbert functions now prove exactness.

Let a,ba,b be the pencil variables and ee the exceptional variable, of degrees F,F,H−FF,F,H-F, respectively. Choose the nonvanishing pencil section with initial form hh and the other with initial form n0n_0. Substituting h=ae,n0=beh=ae,n_0=be in (48.1) gives the initial Cox algebra. Its remaining variables U,V,W,n1,n2,a,b,eU,V,W,n_1,n_2,a,b,e have point weights 1,1,1,2,2,0,2,01,1,1,2,2,0,2,0. This substitution also gives a domain. Indeed, (h,n0)(h,n_0) is a regular sequence in the preceding algebra: on a component of h=0h=0 over a point of ZZ, its kernel in the nin_i could be contained in n0=0n_0=0 only if the syzygy row were proportional to (1,0,0)(1,0,0). The minor expression would then give dq0=0dq_0=0 at that point, contrary to smoothness of q0q_0. The component over the cone vertex gives no exception. Thus the boundary e=0e=0 has dimension four, whereas the substituted Pfaffian algebra has dimension five. The regular sequence (h,n0)(h,n_0) therefore satisfies all hypotheses of Lemma 43.1. That lemma proves primeness and identifies this graph with the full initial algebra of global sections.

The expected order will be computed directly in Lemma 48.3. Alternatively, its value follows by differentiating the weighted Pfaffian Hilbert series: the five equation weights are 2,2,2,3,32,2,2,3,3, and the terminal resolution weight is 66. ◻

Lemma 48.2. For the purpose of obtaining a lower bound for δ(G;W)\delta(G;W), one may assume that ZZ is supported at one point and q=U2+VW,IZ=(U2+VW,V2,UV).q=U^2+VW,\qquad I_Z=(U^2+VW,V^2,UV).

Proof. Regard ZZ as a divisor of degree three on the smooth conic q=0q=0. Choose a one-parameter subgroup of Aut(q)\operatorname{Aut}(q) whose repelling fixed point is outside ZZ. Its flat limit is the divisor 3r3r at the attracting fixed point. Every member, including the limit, is a noncollinear curvilinear scheme of length three. Choose bases of the quadratic generators and their linear syzygies over a neighbourhood of the limiting parameter. The Pfaffian construction in Lemma 48.1 has constant weighted bigraded Hilbert function. Hence every piece Wm,jW_{m,j} has the stated limiting piece as its flat limit; putting a=e=1a=e=1 embeds these pieces into the homogeneous polynomials of degree jj on GG.

Fix a valuation over GG. In each Wm,jW_{m,j} choose a basis simultaneously adapted to this valuation and to the weight filtration of the one-parameter subgroup. The initial sections form a basis of the limiting space. Semicontinuity of log canonical thresholds of the corresponding basis divisors shows that a lower bound for the limiting refined threshold is also a lower bound for the original one. This is the same two-filtration argument as in Lemma 2.3. Finally, a change of coordinates on the conic sends 3r3r to the displayed scheme. In the closed-orbit coordinates a smooth member of its net is U2+VW+cUV+bV2U^2+VW+cUV+bV^2; replacing UU by U+c2VU+\frac c2V and WW by W+(b−c2/4)VW+(b-c^2/4)V puts it in the required form without changing the net. ◻

Lemma 48.3. In the model of Lemma 48.2, put Q=[0:0:1]Q=[0:0:1] and T=[0:1:0]T=[0:1:0]. The weighted point blow-ups of QQ and TT with local weights (1,2)(1,2) have expected orders, for the refined series WW, equal to 45/1645/16 and 33/1633/16, respectively. On either exceptional curve the further expected orders at a general point, at the point corresponding to q=0q=0, and at the quotient point are 1/41/4, 11/1611/16, and 1/41/4. At the remaining distinguished smooth point they are 23/3223/32 over QQ and 11/3211/32 over TT. Moreover SX(G)=39/16S_X(G)=39/16.

Proof. The initial algebra is generated, after a=e=1a=e=1, by U,V,W,V2,UVof degree H,1,q=U2+VWof degree F,U,V,W,V^2,UV\quad\text{of degree }H, \qquad 1,q=U^2+VW\quad\text{of degree }F, with the homogeneous bookkeeping supplied by ee. Use the torus with weights (1,2,0)(1,2,0) on (U,V,W)(U,V,W). In H0(X,−mKX)H^0(X,-mK_X) take ordinary point degree JJ and torus weight KK. On W=1W=1, set z=V/U2z=V/U^2. The resulting one-variable space is spanned by (48.2)zA(1+z)B,{A≥0,B≥0,A≥K−J,A+2B≥J−m,A+B≥J−2m,A−2B≤K−2J+2m,A≤K−2J+4m,2A+2B≤K.\label{f214:eq:A1-z-generators} z^A(1+z)^B,\qquad \begin{cases} A\ge0,\ B\ge0,\ A\ge K-J,\\ A+2B\ge J-m,\quad A+B\ge J-2m,\\ A-2B\le K-2J+2m,\quad A\le K-2J+4m,\\ 2A+2B\le K. \end{cases} Here A,BA,B are integers. To verify the inequalities, write a monomial as UK−2A−2BVAWJ−K+AqB.U^{K-2A-2B}V^AW^{J-K+A}q^B. Its least HH-degree using U,V,W,V2,UVU,V,W,V^2,UV is J−2B−sJ-2B-s, where s=min{A,⌊(K−A−2B)/2⌋}s=\min\{A,\lfloor(K-A-2B)/2\rfloor\} is the largest saving supplied by the last two generators. The conditions are precisely that this degree is at most mm and, after adding BB, at most 2m2m.

Put j=J/mj=J/m, k=K/mk=K/m. The continuous feasible region is the hexagon Ω=conv{(0,0),(1,0),(3,2),(4,4),(4,6),(2,4)}.\Omega=\operatorname{conv}\{(0,0),(1,0),(3,2),(4,4),(4,6),(2,4)\}. The minimum of A/mA/m, the minimum of B/mB/m, and the maximum of (A+B)/m(A+B)/m in (48.2) are (48.3)α=max{0,k−j},β=max{0,3j−k−34,3j−k−6,j−22},d=k2.\label{f214:eq:A1-profile} \alpha=\max\{0,k-j\},\qquad \beta=\max\left\{0,\frac{3j-k-3}{4},3j-k-6,\frac{j-2}{2}\right\}, \qquad d=\frac k2. These follow by eliminating AA and BB in the displayed inequalities. Consequently the space is contained in zmα+O(1)(1+z)mβ+O(1)ℂ[z]≤mλ+O(1)z^{m\alpha+O(1)}(1+z)^{m\beta+O(1)} \mathbb C[z]_{\le m\lambda+O(1)}, where λ=d−α−β\lambda=d-\alpha-\beta. Rounding the endpoints changes its dimension by a bounded number.

Here are the integrals needed below; all are over Ω\Omega: (48.4)∫λ=103,∫jλ=658,∫kλ=758,∫λ(α+λ/2)=11548,∫λ(β+λ/2)=5524,∫λ2/2=56.\label{f214:eq:A1-integrals} \begin{gathered} \int\lambda=\frac{10}{3},\qquad \int j\lambda=\frac{65}{8},\qquad \int k\lambda=\frac{75}{8},\\ \int\lambda(\alpha+\lambda/2)=\frac{115}{48},\qquad \int\lambda(\beta+\lambda/2)=\frac{55}{24},\qquad \int\lambda^2/2=\frac56. \end{gathered} For an explicit integration, split first along k=jk=j, then along the four regions where one of the affine functions defining β\beta is largest. The seven nonempty polygons have vertices αvertices0(0,0),(1,0),(3/2,3/2)0(1,0),(3,2),(7/2,7/2),(3/2,3/2)0(3,2),(4,4),(7/2,7/2)k−j(0,0),(3/2,3/2),(2,3),(2,4)k−j(3/2,3/2),(7/2,7/2),(4,5),(2,3)k−j(7/2,7/2),(4,4),(4,5)k−j(4,5),(4,6),(2,4),(2,3).\begin{array}{c|l} \alpha&\text{vertices}\\\hline 0&(0,0),(1,0),(3/2,3/2)\\ 0&(1,0),(3,2),(7/2,7/2),(3/2,3/2)\\ 0&(3,2),(4,4),(7/2,7/2)\\ k-j&(0,0),(3/2,3/2),(2,3),(2,4)\\ k-j&(3/2,3/2),(7/2,7/2),(4,5),(2,3)\\ k-j&(7/2,7/2),(4,4),(4,5)\\ k-j&(4,5),(4,6),(2,4),(2,3). \end{array} On the first three polygons β\beta is respectively 0,(3j−k−3)/4,3j−k−60,(3j-k-3)/4,3j-k-6; on the last four it is respectively 0,(3j−k−3)/4,3j−k−6,(j−2)/20,(3j-k-3)/4,3j-k-6,(j-2)/2. Triangulation now gives (48.4). For example, on the first triangle α=β=0\alpha=\beta=0 and λ=k/2\lambda=k/2, giving ∫λ=3/16\int\lambda=3/16 and ∫λ2/2=9/256\int\lambda^2/2=9/256.

These containing spaces have total dimension (10/3)m3+O(m2)(10/3)m^3+O(m^2), exactly the leading dimension of H0(X,−mKX)H^0(X,-mK_X), since (−KX)3=20(-K_X)^3=20. Their total excess dimension is therefore O(m2)O(m^2). All one-variable orders are O(m)O(m), so this excess changes every normalized first moment by O(1/m)O(1/m), uniformly in the point of the exceptional curve. Thus the integrals compute the actual asymptotic moments, without any assertion that all containing spaces are equal to the actual spaces in finite degree.

Divide (48.4) by 10/310/3. This gives the ordinary degree 39/1639/16, the weight at QQ equal to 45/1645/16, and the expected orders at z=0,−1z=0,-1 and a general finite point equal to 23/32,11/16,1/423/32,11/16,1/4. The quotient point z=∞z=\infty has order K/2−degzK/2-\deg_z, so its mean is also 1/41/4, since d=k/2d=k/2. At TT the local weight is 2J−K2J-K, giving 33/1633/16. The local polynomial is zJ−Kz^{J-K} times the polynomial at QQ. Only the order at zero changes, by 39/16−45/16=−3/839/16-45/16=-3/8, giving 11/3211/32. The other stated orders follow. ◻

Proposition 48.4. If pp is an A1A_1 point of a fibre, then δp(X)≥16/15\delta_p(X)\ge16/15.

Proof. By Lemma 48.2, it suffices to bound the refined threshold in the closed-orbit model. We claim δ(G;W)≥16/15\delta(G;W)\ge16/15. Fix c<16/15c<16/15. In each ordinary-degree piece choose bases simultaneously adapted to an arbitrary valuation over GG and to the torus with weights (1,2,0)(1,2,0). Degenerating by this torus gives a basis divisor DmD_m whose components are the coordinate lines and the conics U2+ηVW=0U^2+\eta VW=0. It suffices to show that (G,cDm)(G,cD_m) is log canonical for all sufficiently large mm.

At QQ, blow up with local weights (1,2)(1,2). Its log discrepancy is three, and its expected order tends to 45/1645/16. The exceptional curve is ℙ(1,2)\mathbb P(1,2) with different 1/21/2 at its quotient point. By Lemma 48.3, the further expected orders at its points are at most 23/32,11/16,1/423/32,11/16,1/4, with 1/41/4 at the quotient point. Thus adjunction gives log canonicity over QQ: indeed c(45/16)<3c(45/16)<3, all smooth-point products are less than one, and c/4<1/2c/4<1/2. The same argument over TT uses 33/1633/16 in place of 45/1645/16 and 11/3211/32 in place of 23/3223/32.

Distinct invariant conics meet only at QQ and TT; the same is true of their intersections with U=0U=0. The remaining coordinate intersection is R=[1:0:0]R=[1:0:0], where V=0V=0 and W=0W=0 meet transversely. Their maximal coefficients tend to 23/3223/32 and 11/3211/32, respectively. The coefficient of U=0U=0 is at most twice the quotient-point moment, hence tends to at most 1/21/2. All other component coefficients are bounded by the smooth-point moments in the lemma. Therefore (G,cDm)(G,cD_m) is log canonical also away from QQ and TT. Semicontinuity and the adapted basis construction prove δ(G;W)≥16/15\delta(G;W)\ge16/15.

Finally Abban–Zhuang refinement for the ordinary point blow-up gives δp(X)≥min{339/16,1615}=1615.\delta_p(X)\ge \min\left\{\frac{3}{39/16},\frac{16}{15}\right\} =\frac{16}{15}. All initial algebras and further moments in this proof came from the actual section filtration. No Zariski decomposition on a threefold obtained by blowing up pp was used. ◻